0001209191-16-107570.txt : 20160310 0001209191-16-107570.hdr.sgml : 20160310 20160310161205 ACCESSION NUMBER: 0001209191-16-107570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160308 FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McLeod Robert Alastair CENTRAL INDEX KEY: 0001661708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 161497919 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-08 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661708 McLeod Robert Alastair C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Chief Bus. Dev. Officer Common Shares 2016-03-08 4 M 0 11200 14.50 A 17600 D Common Shares 2016-03-08 4 S 0 11200 25.31 D 6400 D Common Shares 19029 I Long-Term Investment Plan Common Shares 11157 I Employee Stock Purchase Plan Common Shares 1856 I Held by spouse Employee Stock Option (Right to Buy) 14.50 2016-03-08 4 M 0 11200 0.00 D 2019-03-05 Common Shares 11200 0 D The option was granted on March 5, 2009 and vested in three equal annual installments beginning on March 5, 2010. Maria Teresa Punsalan as attorney-in-fact for Robert Alastair McLeod 2016-03-10