0001209191-16-107441.txt : 20160309
0001209191-16-107441.hdr.sgml : 20160309
20160309180116
ACCESSION NUMBER: 0001209191-16-107441
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160304
FILED AS OF DATE: 20160309
DATE AS OF CHANGE: 20160309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Werner Karl William
CENTRAL INDEX KEY: 0001661696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 161495660
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-04
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661696
Werner Karl William
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
Ch. Op. & Supp. Dev. Officer
Common Shares
2016-03-04
4
M
0
2015
A
2015
D
Common Shares
2016-03-04
4
M
0
148
A
2163
D
Common Shares
2016-03-04
4
M
0
3028
A
5191
D
Common Shares
2016-03-04
4
M
0
222
A
5413
D
Common Shares
2016-03-04
4
D
0
5413
23.33
D
0
D
Common Shares
27896
I
Long-Term Investment Plan
Common Shares
2660
I
Employee Stock Purchase Plan
2013 DER PSU
2016-03-04
4
A
0
15
0.00
A
Common Shares
15
148
D
2013 DER RSU
2016-03-04
4
A
0
22
0.00
A
Common Shares
22
222
D
2014 DER PSU
2016-03-04
4
A
0
22
0.00
A
Common Shares
22
146
D
2014 DER RSU
2016-03-04
4
A
0
36
0.00
A
Common Shares
36
237
D
2013 PSUs
2016-03-04
4
M
0
2015
0.00
D
Common Shares
2015
0
D
2013 DER PSU
2016-03-04
4
M
0
148
0.00
D
Common Shares
148
0
D
2013 RSU
2016-03-04
4
M
0
3028
0.00
D
Common Shares
3028
0
D
2013 DER RSU
2016-03-04
4
M
0
222
0.00
D
Common Shares
222
0
D
Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/4/2016. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested
Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/4/2016. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested.
Updated to include all Employee Stock Purchase Plan purchases through February 29, 2016.
Dividend Equivalent Rights ("DER") for 2013 Performance Share Units
Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2013 grant of performance share units under the pre-2015 Performance Share Unit Plan, and become exercisable proportionately with the performance share units to which they relate. Excludes dividend equivalent rights that relate to performance share units for which the performance criteria has not been satisfied.
Dividend Equivalent Rights ("DER")for 2013 Restricted Share Units
Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2013 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.
Dividend Equivalent Rights ("DER") for 2014 Performance Share Units
Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2014 grant of performance share units under the pre-2015 Performance Share Unit Plan, and become exercisable proportionately with the performance share units to which they relate. Excludes dividend equivalent rights that relate to performance share units for which the performance criteria has not been satisfied.
Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units
Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2014 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.
Performance Share Units ("PSUs") - 2013
Restricted Share Units ("RSUs") - 2013
Maria Teresa Punsalan as attorney-in-fact for Karl William Werner
2016-03-09