0001209191-16-107436.txt : 20160309 0001209191-16-107436.hdr.sgml : 20160309 20160309175512 ACCESSION NUMBER: 0001209191-16-107436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160304 FILED AS OF DATE: 20160309 DATE AS OF CHANGE: 20160309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olive Douglas William CENTRAL INDEX KEY: 0001661709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 161495645 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-04 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661709 Olive Douglas William C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Sr. VP, Pricing & Appraisals Common Shares 2016-03-04 4 M 0 1569 A 1569 D Common Shares 2016-03-04 4 M 0 115 A 1684 D Common Shares 2016-03-04 4 D 0 1684 23.33 D 0 D Common Shares 12861 I Long-Term Investment Plan Common Shares 1224 I Employee Stock Purchase Plan 2013 DER RSU 2016-03-04 4 A 0 11 0.00 A Common Shares 11 115 D 2014 DER RSU 2016-03-04 4 A 0 10 0.00 A Common Shares 10 67 D 2013 RSU 2016-03-04 4 M 0 1569 0.00 D Common Shares 1569 0 D 2013 DER RSU 2016-03-04 4 M 0 115 0.00 D Common Shares 115 0 D Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/4/2016. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Updated to include all Employee Stock Purchase Plan purchases through February 29, 2016. Dividend Equivalent Rights ("DER")for 2013 Restricted Share Units Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2013 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate. Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2014 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate. Restricted Share Units ("RSUs") - 2013 Maria Teresa Punsalan as attorney-in-fact for Douglas William Olive 2016-03-09