0001209191-16-107429.txt : 20160309
0001209191-16-107429.hdr.sgml : 20160309
20160309174950
ACCESSION NUMBER: 0001209191-16-107429
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160304
FILED AS OF DATE: 20160309
DATE AS OF CHANGE: 20160309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holm Kieran Colquhoun
CENTRAL INDEX KEY: 0001661707
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 161495622
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-04
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661707
Holm Kieran Colquhoun
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
VP, Man. Dir., Asia Pacific
Common Shares
2016-03-04
4
M
0
1589
A
1589
D
Common Shares
2016-03-04
4
M
0
117
A
1706
D
Common Shares
2016-03-04
4
D
0
1706
23.33
D
0
D
Common Shares
1724
I
Long-Term Investment Plan
Common Shares
2205
I
Employee Stock Purchase Plan
2013 DER RSU
2016-03-04
4
A
0
12
0.00
A
Common Shares
12
117
D
2014 DER RSU
2016-03-04
4
A
0
11
0.00
A
Common Shares
11
75
D
2013 RSU
2016-03-04
4
M
0
1589
0.00
D
Common Shares
1589
0
D
2013 DER RSU
2016-03-04
4
M
0
117
0.00
D
Common Shares
117
0
D
Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/4/2016. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested.
Updated to include all Employee Stock Purchase Plan purchases through February 29, 2016.
Dividend Equivalent Rights ("DER")for 2013 Restricted Share Units
Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2013 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.
Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units
Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2014 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.
Restricted Share Units ("RSUs") - 2013
Maria Teresa Punsalan as attorney-in-fact for Kieran Colquhoun Holm
2016-03-09