0001209191-16-102549.txt : 20160225
0001209191-16-102549.hdr.sgml : 20160225
20160225190657
ACCESSION NUMBER: 0001209191-16-102549
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160223
FILED AS OF DATE: 20160225
DATE AS OF CHANGE: 20160225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McLeod Robert Alastair
CENTRAL INDEX KEY: 0001661708
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 161457472
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-23
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661708
McLeod Robert Alastair
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
Chief Bus. Dev. Officer
Performance Share Units (?PSUs?) - 2013
2016-02-23
4
A
0
1872
0.00
A
Common Shares
1872
2390
D
Dividend Equivalent Rights (2013 PSUs)
2016-02-23
4
A
0
124
0.00
A
Common Shares
124
158
D
Performance Share Units (?PSUs?) - 2014
2016-02-23
4
A
0
844
0.00
A
Common Shares
844
997
D
Dividend Equivalent Rights (2014 PSUs)
2016-02-23
4
A
0
34
0.00
A
Common Shares
34
40
D
Each PSU represents a contingent right to receive the economic equivalent of one RBA common share.
The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.
The PSUs vest on 3/4/2016. The cash value of the common shares underlying vested PSUs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.
Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common shares. The dividend equivalent rights accrued in respect of the 2013 PSUs, and become exercisable proportionately with the PSUs to which they relate.
The PSUs vest on 3/10/2017. The cash value of the common shares underlying vested PSUs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.
Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common shares. The dividend equivalent rights accrued in respect of the 2014 PSUs, and become exercisable proportionately with the PSUs to which they relate.
Maria Teresa Punsalan as attorney-in-fact for Robert Alastair McLeod
2016-02-25