0001140361-16-057128.txt : 20160309 0001140361-16-057128.hdr.sgml : 20160309 20160309143510 ACCESSION NUMBER: 0001140361-16-057128 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160223 FILED AS OF DATE: 20160309 DATE AS OF CHANGE: 20160309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McLeod Robert Alastair CENTRAL INDEX KEY: 0001661708 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 161494172 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4/A 1 doc1.xml FORM 4/A X0306 4/A 2016-02-23 2016-02-25 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661708 McLeod Robert Alastair C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Chief Bus. Dev. Officer Performance Share Units ("PSUs") - 2013 2016-02-23 4 A 0 2808 0.0 A Common Shares 2808 3585 D Dividend Equivalent Rights (2013 PSUs) 2016-02-23 4 A 0 186 0.0 A Common Shares 186 237 D Performance Share Units ("PSUs") - 2014 2016-02-23 4 A 0 2532 0.0 A Common Shares 2532 2990 D Dividend Equivalent Rights (2014 PSUs) 2016-02-23 4 A 0 102 0.0 A Common Shares 102 120 D Each PSU represents a contingent right to receive the economic equivalent of one RBA common share. The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied. The PSUs vest on 3/4/2016. The cash value of the common shares underlying vested PSUs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2013 PSUs, and become exercisable proportionately with the PSUs to which they relate. . The PSUs vest on 3/10/2017. The cash value of the common shares underlying vested PSUs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2014 PSUs, and become exercisable proportionately with the PSUs to which they relate. This holding is being amended to reflect a correction in the calculation of shares granted as of the February 23, 2016 reporting date. /s/ Maria Teresa Punsalan as attorney-in-fact for Robert Alastair McLeod 2016-03-09