-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TY9brjA/Ovdr3ByWg7UpWLHHJnnRHIyU87y2mGF6OuJEk0R8zCS/CArndpsS8DZb 120q65FUKu88LweFNxrBfw== 0000945234-07-000060.txt : 20070214 0000945234-07-000060.hdr.sgml : 20070214 20070214094912 ACCESSION NUMBER: 0000945234-07-000060 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CMOLIK C RUSSELL CENTRAL INDEX KEY: 0001134929 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 6042737664 MAIL ADDRESS: STREET 1: 9200 BRIDGEPORT RD STREET 2: RICHMOND BC CANADA V6X1S1 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61019 FILM NUMBER: 07614131 BUSINESS ADDRESS: STREET 1: 6500 RIVER RD CITY: RICHMON STATE: A1 ZIP: V6X 4G5 BUSINESS PHONE: 6042737564 MAIL ADDRESS: STREET 1: 6500 RIVER RD CITY: RICHMOND STATE: A1 ZIP: V6X 4G5 SC 13G/A 1 o34776sc13gza.htm AMENDMENT SIX TO SCHEDULE 13G Amendment Six to Schedule 13G
 

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 6)

RITCHIE BROS. AUCTIONEERS INCORPORATED
(Name of Issuer)
COMMON STOCK, NO PAR VALUE PER SHARE
(Title of Class of Securities)
767744105
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

 
 

 

                     
CUSIP No.
  
767744105 
   Page  
2 
   of   
5 

 

           
1   NAMES OF REPORTING PERSONS:
C. Russell Cmolik
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   2,701,822
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   2,701,822
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  2,701,822
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  7.79%
     
12   TYPE OF REPORTING PERSON:
   
  IN

Page 2 of 5 Pages

 

Item 1(a).     Name of Issuer.
          This Schedule 13G relates to Ritchie Bros. Auctioneers Incorporated, a Canadian corporation (the “Company”).
Item 1(b).     Address of Issuer’s Principal Executive Offices:
          The Company’s principal executive offices are located at 6500 River Road, Richmond, B.C. V6X 4G5 Canada.
Item 2(a).     Name of Persons Filing.
          This Schedule 13G relates to the following person:
  •   C. Russell Cmolik
Item 2(b).     Address of Principal Business Office.
          The business address of the reporting person is 1986 Ocean Park Rd., Surrey, BC.
Item 2(c).     Citizenship.
          Mr. Cmolik is a citizen of Canada.
Item 2(d).     Title of Class of Securities.
          This Schedule 13G relates to the Company’s common shares, no par value per share (the “Common Shares”).
Item 2(e).      CUSIP Number.
          The CUSIP Number for the Company’s Common Shares is 767744105.
Item 3.     If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
         
(a)
  o   Broker or dealer registered under Section 15 of the Act,
 
        
(b)
  o   Bank as defined in Section 3(a)(6) of the Act,
 
        
(c)
  o   Insurance Company as defined in Section 3(a)(19) of the Act,
 
        
(d)
  o   Investment Company registered under Section 8 of the Investment Company Act,
 
        
(e)
  o   Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940,

Page 3 of 5 Pages

 

         
(f)
  o   Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund,
 
        
(g)
  o   Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G),
 
        
(h)
  o   Group, in accordance with Rule 13d-1(b)(1)(ii)(H).
 
        
    Not applicable.
Item 4.     Ownership.
          The following describes the ownership of Common Shares by C. Russell Cmolik as of December 31, 2006:
  (a)   Amount beneficially owned: 2,701,822
 
  (b)   Percent of class: 7.79%
 
  (c)   Number of shares as to which such person has:
  (i)   Sole power to vote or direct the vote: 2,701,822
 
  (ii)   Shared power to vote or to direct the vote: 0
 
  (iii)   Sole power to dispose or to direct the disposition of: 2,701,822
 
  (iv)   Shared power to dispose or to direct the disposition of: 0
Item 5.     Ownership of Five Percent or Less of a Class.
          Not applicable.
Item 6.     Ownership of More than Five Percent on Behalf of Another Person.
          Not applicable.
Item 7.     Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
          Not applicable.
Item 8.     Identification and Classification of Members of the Group.
          Not applicable.
Item 9.     Notice of Dissolution of Group.
          Not applicable.
Item 10.     Certification.
          Not applicable.

Page 4 of 5 Pages

 

SIGNATURE
          After reasonable inquiry and to best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
          Dated: February 14, 2007
         
     
     /s/ C. Russell Cmolik    
    C. Russell Cmolik   
       
 

Page 5 of 5 Pages

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