-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SjQmZKADBZ6bIoanR2GYcaYEAN7qqVXCaC8PjhVAdzYqL5lIxL/Kmb/V/WsJBOAP qUh09vRrmEBCUgO4IXA5KQ== 0000905718-01-000108.txt : 20010411 0000905718-01-000108.hdr.sgml : 20010411 ACCESSION NUMBER: 0000905718-01-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CIRCUIT CITY STORES INC CENTRAL INDEX KEY: 0000104599 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 540493875 STATE OF INCORPORATION: VA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05767 FILM NUMBER: 1599362 BUSINESS ADDRESS: STREET 1: 9950 MAYLAND DR CITY: RICHMOND STATE: VA ZIP: 23233 BUSINESS PHONE: 8045274000 MAIL ADDRESS: STREET 1: 9950 MAYLAND DRIVE CITY: RICHMOND STATE: VA ZIP: 23233 FORMER COMPANY: FORMER CONFORMED NAME: WARDS CO INC DATE OF NAME CHANGE: 19840620 COMPANY DATA: COMPANY CONFORMED NAME: JUVONEN RONALD CENTRAL INDEX KEY: 0001137058 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O DOWNTOWN ASSOCIATES STREET 2: 312 W STATE STREET CITY: KENNETT SQUARE STATE: PA ZIP: 19348 MAIL ADDRESS: STREET 1: C/O DOWNTHOWN ASSSOCIATES STREET 2: 312 W STATE STREEET CITY: KENNETT SQUARE STATE: PA ZIP: 19348 4 1 0001.txt FORM 4 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person RONALD JUVONEN - -------------------------------------------------------------------------------- (Last) (First) (Middle) C/O DOWNTOWN ASSOCIATES, L.L.C. 312 W. STATE STREET, SUITE B - -------------------------------------------------------------------------------- (Street) KENNETT SQUARE, PA 19348 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol CIRCUIT CITY STORES, INC. - CARMAX GROUP (KMX) CIRCUIT CITY STORES, INC. - CIRCUIT CITY GROUP (CC) ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year MARCH 2001 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) * [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [ X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Persion ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CARMAX GROUP COMMON STOCK, PAR VALUE $.50 7,500 D - ------------------------------------------------------------------------------------------------------------------------------------ CARMAX GROUP COMMON STOCK, BY PARTNER- PAR VALUE $.50 24,352* I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/08/01 S 915* D 13.2500 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/09/01 S 1* D 13.2500 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/09/01 S 131* D 13.0000 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/14/01 S 394* D 11.9643 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/15/01 S 54* D 12.0000 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/20/01 S 656* D 12.0078 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/20/01 S 56* D 12.2100 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/23/01 P 249* A 10.8582 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/23/01 P 209* A 11.0396 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/23/01 P 223* A 10.8582 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/23/01 P 185* A 11.0396 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/27/01 P 72* A 10.9900 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/27/01 P 24* A 11.1400 I* SHIPS AND LIMITED LIABILITY COMPANY* - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP BY PARTNER- COMMON STOCK, PAR VALUE $.50 03/28/01 P 97* A 10.7475 2,916* I* SHIPS AND LIMITED LIABILITY COMPANY* ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature of Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP $20 03/22/01 P 5* IMMEDI- 07/21/01 COMMON 500* 43.85 -- I* BY PART- COMMON STOCK ATELY STOCK NERSHIPS CALL OPTIONS AND (right to buy) LIMITED LIABILITY COMPANY - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP $20 03/26/01 P 4* IMMEDI- 07/21/01 COMMON 400* 52.00 -- I* BY PART- COMMON STOCK ATELY STOCK NERSHIPS CALL OPTIONS AND (right to buy) LIMITED LIABILITY COMPANY - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP $20 03/22/01 E 5* IMMEDI- 07/21/01 COMMON 500* -- I* BY PART- COMMON STOCK ATELY STOCK NERSHIPS CALL OPTIONS AND (obligation to sell) LIMITED LIABILITY - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY GROUP $20 03/26/01 E 4* IMMEDI- 07/21/01 COMMON 400* -- I* BY PART- COMMON STOCK ATELY STOCK NERSHIPS CALL OPTIONS AND (obligation to sell) LIMITED LIABILITY COMPANY ====================================================================================================================================
Explanation of Responses: *The Reporting Person's interest as described herein represents his pecuniary interest in the securities held by Downtown Associates, L.P., Downtown Associates II, L.P., Downtown Associates III, L.P., Downtown Associates IV, L.P. and Downtown Foundations, L.P. /S/Ronald Juvonen April 10, 2001 ________________________________ ______________ **Ronald Juvonen Date **Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. Potential persons who are to respond to the collection of information contained in this form are not required unless the form displays a currently valid OMB Number -----END PRIVACY-ENHANCED MESSAGE-----