0001019056-15-000619.txt : 20150709 0001019056-15-000619.hdr.sgml : 20150709 20150709160819 ACCESSION NUMBER: 0001019056-15-000619 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20150709 DATE AS OF CHANGE: 20150709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Track Group, Inc. CENTRAL INDEX KEY: 0001045942 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 870543981 STATE OF INCORPORATION: UT FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 405 SOUTH MAIN STREET STREET 2: SUITE 700 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 BUSINESS PHONE: 801-451-6141 MAIL ADDRESS: STREET 1: 405 SOUTH MAIN STREET STREET 2: SUITE 700 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 FORMER COMPANY: FORMER CONFORMED NAME: SecureAlert, Inc. DATE OF NAME CHANGE: 20100216 FORMER COMPANY: FORMER CONFORMED NAME: REMOTE MDX INC DATE OF NAME CHANGE: 20010807 FORMER COMPANY: FORMER CONFORMED NAME: VOLU SOL INC DATE OF NAME CHANGE: 19970910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Windhorst Lars CENTRAL INDEX KEY: 0001586481 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23153 FILM NUMBER: 15981586 MAIL ADDRESS: STREET 1: C/O SAPINDA ASIA LTD, RMS 803-4, 8TH FLR STREET 2: HANG SENG WANCHAI BLDG, 200 HENNESY ROAD CITY: WANCHAI STATE: K3 ZIP: 999077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sapinda Asia Ltd CENTRAL INDEX KEY: 0001559275 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23153 FILM NUMBER: 15981587 BUSINESS ADDRESS: STREET 1: 8TH FLOOR, HANG SENG BANK BUILDING STREET 2: 200 HENNESSEY ROAD, WANCHAI CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2877 3700 MAIL ADDRESS: STREET 1: 8TH FLOOR, HANG SENG BANK BUILDING STREET 2: 200 HENNESSEY ROAD, WANCHAI CITY: HONG KONG STATE: K3 ZIP: 00000 5 1 sapinda_5.xml OWNERSHIP DOCUMENT X0306 5 2014-09-30 0 0 1 0001045942 Track Group, Inc. TRCK 0001559275 Sapinda Asia Ltd 37TH FLOOR TWO IFC 8 FINANCE STREET, CENTRAL HONG KONG 00000 0 0 1 0 0001586481 Windhorst Lars 37TH FLOOR TWO IFC 8 FINANCE STREET, CENTRAL HONG KONG 00000 0 0 1 0 Common Stock 2014-01-30 4 P 0 L 115000 19.55 A 5032803 D Common Stock 2014-02-12 4 P 0 L 5661 19.30 A 5032803 D Common Stock 2014-03-21 4 S 0 L 3000 18.45 D 5032803 D Common Stock 2014-02-24 4 S 0 L 45000 18.50 D 5032803 D Common Stock 2014-04-02 4 S 0 L 1800 18.7 D 5032803 D Common Stock 2014-05-23 4 P 0 L 20000 17.35 A 5032803 D Common Stock 2014-05-27 4 P 0 L 15000 17.5 A 5032803 D Common Stock 2014-05-28 4 P 0 L 10000 18.00 A 5032803 D Common Stock 2014-06-23 4 P 0 L 11920 17.85 A 5032803 D Common Stock 2014-07-01 4 P 0 L 7500 15.75 A 5032803 D Common Stock 2014-07-03 4 P 0 L 35273 20.874 A 5032803 D Common Stock 2014-07-18 4 P 0 L 5925 15.85 A 5032803 D Common Stock 2014-07-28 4 P 0 L 60000 15.02 A 5032803 D Common Stock 2014-07-31 4 P 0 L 32853 13.95 A 5032803 D Common Stock 2014-08-08 4 P 0 L 45000 16.93 A 5032803 D Common Stock 2014-08-19 4 P 0 L 7021 18.80 A 5032803 D Common Stock 2014-09-23 4 P 0 L 90124 23.376 A 5032803 D Common Stock 2014-09-26 4 P 0 L 22342 15.45 A 5032803 D Common Stock 2014-09-30 4 S 0 L 107 15.00 D 5032803 D This Form 5 is filed jointly by Sapinda Asia Limited ("Sapinda Asia") and Lars Windhorst (collectively, the "Reporting Persons"). As the sole shareholder of Sapinda Asia, Mr. Windhorst may be deemed to beneficially own the Common Stock beneficially owned by Sapinda Asia. Mr. Windhorst disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Mr. Windhorst directly owns the 35,273 shares of Common Stock acquired on July 3, 2014. Sapinda Asia Limited By: /s/ Lars Windhorst, Authorized Signatory 2015-07-09 By: /s/ Lars Windhorst 2015-07-09