0001019056-15-000617.txt : 20150708
0001019056-15-000617.hdr.sgml : 20150708
20150708170535
ACCESSION NUMBER: 0001019056-15-000617
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20150708
DATE AS OF CHANGE: 20150708
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Track Group, Inc.
CENTRAL INDEX KEY: 0001045942
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 870543981
STATE OF INCORPORATION: UT
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 405 SOUTH MAIN STREET
STREET 2: SUITE 700
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
BUSINESS PHONE: 801-451-6141
MAIL ADDRESS:
STREET 1: 405 SOUTH MAIN STREET
STREET 2: SUITE 700
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
FORMER COMPANY:
FORMER CONFORMED NAME: SecureAlert, Inc.
DATE OF NAME CHANGE: 20100216
FORMER COMPANY:
FORMER CONFORMED NAME: REMOTE MDX INC
DATE OF NAME CHANGE: 20010807
FORMER COMPANY:
FORMER CONFORMED NAME: VOLU SOL INC
DATE OF NAME CHANGE: 19970910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Windhorst Lars
CENTRAL INDEX KEY: 0001586481
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23153
FILM NUMBER: 15979779
MAIL ADDRESS:
STREET 1: C/O SAPINDA ASIA LTD, RMS 803-4, 8TH FLR
STREET 2: HANG SENG WANCHAI BLDG, 200 HENNESY ROAD
CITY: WANCHAI
STATE: K3
ZIP: 999077
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sapinda Asia Ltd
CENTRAL INDEX KEY: 0001559275
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23153
FILM NUMBER: 15979780
BUSINESS ADDRESS:
STREET 1: 8TH FLOOR, HANG SENG BANK BUILDING
STREET 2: 200 HENNESSEY ROAD, WANCHAI
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 852 2877 3700
MAIL ADDRESS:
STREET 1: 8TH FLOOR, HANG SENG BANK BUILDING
STREET 2: 200 HENNESSEY ROAD, WANCHAI
CITY: HONG KONG
STATE: K3
ZIP: 00000
5
1
sapinda_5.xml
OWNERSHIP DOCUMENT
X0306
5
2013-09-30
0
0
1
0001045942
Track Group, Inc.
TRCK
0001559275
Sapinda Asia Ltd
ROOMS 803-4, 8TH FLOOR
HANG SENG BANK BLDG, 200 HENNESSEY RD.
WANCHAI, HONG KONG
K3
00000
HONG KONG
0
0
1
0
0001586481
Windhorst Lars
C/O SAPINDA ASIA LTD, RMS 803-4, 8TH FLR
HANG SENG WANCHAI BLDG, 200 HENNESY ROAD
WANCHAI
K3
00000
HONG KONG
0
0
1
0
Common Stock
2013-06-13
5
P
0
556648
7.5
A
5155739
D
Common Stock
2013-06-14
4
P
0
L
64923
22.93
A
5155739
D
Common Stock
2013-09-30
5
C
0
3905917
4.5
A
5155739
D
This Form 5 is filed jointly by Sapinda Asia Limited ("Sapinda Asia") and Lars Windhorst (collectively, the "Reporting Persons"). As the sole shareholder of Sapinda Asia, Mr. Windhorst may be deemed to beneficially own the Common Stock beneficially owned by Sapinda Asia. Mr. Windhorst disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Mr. Windhorst directly owns the 556,648 and 64,923 shares of Common Stock acquired on June 13, 2013 and June 14, 2013, respectively. The 5556,648 shares of common stock were subsequently sold by Mr. Windhorst on October 30, 2013.
On September 30, 2013, pursuant to the Loan and Security Agreement between Sapinda Asia and the Issuer, Sapinda Asia converted the entire principal of $16,640,000 and the accrued and unpaid interest under the loan into 3,905,917 shares of Common Stock.
Sapinda Asia Limited By: /s/ Lars Windhorst, Authorized Signatory
2015-07-08
By: /s/ Lars Windhorst
2015-07-08