0001019056-15-000617.txt : 20150708 0001019056-15-000617.hdr.sgml : 20150708 20150708170535 ACCESSION NUMBER: 0001019056-15-000617 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20150708 DATE AS OF CHANGE: 20150708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Track Group, Inc. CENTRAL INDEX KEY: 0001045942 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 870543981 STATE OF INCORPORATION: UT FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 405 SOUTH MAIN STREET STREET 2: SUITE 700 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 BUSINESS PHONE: 801-451-6141 MAIL ADDRESS: STREET 1: 405 SOUTH MAIN STREET STREET 2: SUITE 700 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 FORMER COMPANY: FORMER CONFORMED NAME: SecureAlert, Inc. DATE OF NAME CHANGE: 20100216 FORMER COMPANY: FORMER CONFORMED NAME: REMOTE MDX INC DATE OF NAME CHANGE: 20010807 FORMER COMPANY: FORMER CONFORMED NAME: VOLU SOL INC DATE OF NAME CHANGE: 19970910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Windhorst Lars CENTRAL INDEX KEY: 0001586481 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23153 FILM NUMBER: 15979779 MAIL ADDRESS: STREET 1: C/O SAPINDA ASIA LTD, RMS 803-4, 8TH FLR STREET 2: HANG SENG WANCHAI BLDG, 200 HENNESY ROAD CITY: WANCHAI STATE: K3 ZIP: 999077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sapinda Asia Ltd CENTRAL INDEX KEY: 0001559275 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23153 FILM NUMBER: 15979780 BUSINESS ADDRESS: STREET 1: 8TH FLOOR, HANG SENG BANK BUILDING STREET 2: 200 HENNESSEY ROAD, WANCHAI CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2877 3700 MAIL ADDRESS: STREET 1: 8TH FLOOR, HANG SENG BANK BUILDING STREET 2: 200 HENNESSEY ROAD, WANCHAI CITY: HONG KONG STATE: K3 ZIP: 00000 5 1 sapinda_5.xml OWNERSHIP DOCUMENT X0306 5 2013-09-30 0 0 1 0001045942 Track Group, Inc. TRCK 0001559275 Sapinda Asia Ltd ROOMS 803-4, 8TH FLOOR HANG SENG BANK BLDG, 200 HENNESSEY RD. WANCHAI, HONG KONG K3 00000 HONG KONG 0 0 1 0 0001586481 Windhorst Lars C/O SAPINDA ASIA LTD, RMS 803-4, 8TH FLR HANG SENG WANCHAI BLDG, 200 HENNESY ROAD WANCHAI K3 00000 HONG KONG 0 0 1 0 Common Stock 2013-06-13 5 P 0 556648 7.5 A 5155739 D Common Stock 2013-06-14 4 P 0 L 64923 22.93 A 5155739 D Common Stock 2013-09-30 5 C 0 3905917 4.5 A 5155739 D This Form 5 is filed jointly by Sapinda Asia Limited ("Sapinda Asia") and Lars Windhorst (collectively, the "Reporting Persons"). As the sole shareholder of Sapinda Asia, Mr. Windhorst may be deemed to beneficially own the Common Stock beneficially owned by Sapinda Asia. Mr. Windhorst disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Mr. Windhorst directly owns the 556,648 and 64,923 shares of Common Stock acquired on June 13, 2013 and June 14, 2013, respectively. The 5556,648 shares of common stock were subsequently sold by Mr. Windhorst on October 30, 2013. On September 30, 2013, pursuant to the Loan and Security Agreement between Sapinda Asia and the Issuer, Sapinda Asia converted the entire principal of $16,640,000 and the accrued and unpaid interest under the loan into 3,905,917 shares of Common Stock. Sapinda Asia Limited By: /s/ Lars Windhorst, Authorized Signatory 2015-07-08 By: /s/ Lars Windhorst 2015-07-08