-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IEckAJNUQHkUHsKDSiLF3whQ1zvcsUTGGPoViS2GsWkNAuKRZuV2eKdPmSJa54tO FoT2zANzOzgF4th4h+xYzA== 0001012870-02-003669.txt : 20020830 0001012870-02-003669.hdr.sgml : 20020830 20020830160011 ACCESSION NUMBER: 0001012870-02-003669 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020830 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NVIDIA CORP CENTRAL INDEX KEY: 0001045810 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943177549 STATE OF INCORPORATION: DE FISCAL YEAR END: 0127 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23985 FILM NUMBER: 02754357 BUSINESS ADDRESS: STREET 1: 2701 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 408-486-2000 MAIL ADDRESS: STREET 1: 2701 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95050 FORMER COMPANY: FORMER CONFORMED NAME: NVIDIA CORP/CA DATE OF NAME CHANGE: 19980303 FORMER COMPANY: FORMER CONFORMED NAME: NVIDIA CORP/DE DATE OF NAME CHANGE: 20020612 8-K 1 d8k.htm FORM 8-K Prepared by R.R. Donnelley Financial -- Form 8-K
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
 
Current Report
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
 

 
Date of Report (Date of earliest event reported):    August 30, 2002
 

 
NVIDIA CORPORATION
(Exact name of registrant as specified in its charter)
 

 
DELAWARE
(State or other jurisdiction of incorporation)
 
0-23985
 
94-3177549
(Commission File Number)
 
(I.R.S. Employer Identification No.)
 

 
2701 San Tomas Expressway
Santa Clara, CA 95050
(Address of principal executive offices and zip code)
 
(Registrant’s telephone number, including area code):    (408) 486-2000
 


 
Item 7.    Financial Statements, Pro Forma Financial Information and Exhibits.
 
(c)  Exhibits
 
The following Exhibits are filed as part of this report:
 
99.1
  
Certification of Jen-Hsun Huang, President and Chief Executive Officer of NVIDIA Corporation, filed with the Securities and Exchange Commission on August 30, 2002 pursuant to Order No. 4-460, Order Requiring the Filing of Sworn Statements Pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 (“Order No. 4-460”).
99.2
  
Certification of Mary Dotz, Chief Financial Officer of NVIDIA Corporation, filed with the Securities and Exchange Commission on August 30, 2002 pursuant to Order No. 4-460.
 
Item 9.    Regulation FD.
 
This information is not “filed” pursuant to the Securities Exchange Act of 1934, as amended, and is not incorporated by reference into any registration statement filed pursuant to the Securities Act of 1933, as amended.
 
On August 30, 2002, Certifications by each of Jen-Hsun Huang, President and Chief Executive Officer of NVIDIA Corporation, and Mary Dotz, Chief Financial Officer of NVIDIA Corporation, were filed with the Securities and Exchange Commission pursuant to Order No. 4-460.


 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
       
NVIDIA CORPORATION
Date: August 30, 2002
           
       
By:
 
/s/    MARY DOTZ

           
Mary Dotz
           
Chief Financial Officer

EX-99.1 3 dex991.htm CEO CERTIFICATION Prepared by R.R. Donnelley Financial -- CEO Certification
 
EXHIBIT 99.1
 
Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings
 
I, Jen-Hsun Huang, state and attest that:
 
 
(1)
 
To the best of my knowledge, based upon a review of the covered reports of nVIDIA Corporation, and, except as corrected or supplemented in a subsequent covered report:
 
 
 
no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
 
 
no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).
 
 
(2)
 
I have reviewed the contents of this statement with the Company’s audit committee.
 
 
(3)
 
In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:
 
 
 
nVIDIA Corporation Annual Report on Form 10-K for the year ended January 27, 2002, filed with the Commission on May 14, 2002;
 
 
 
all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of nVIDIA Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
 
 
any amendments to any of the foregoing.
 
 
(4)
 
The Company received a letter dated August 15, 2002 (the “Letter”) from the Securities and Exchange Commission (the “Commission”) containing comments on the Company’s (i) Form 10-K for the fiscal year ended January 27, 2002, and (ii) Form 10-Q for the quarter ended April 28, 2002. The Company is in the process of responding to the Commission’s comments on a timely basis. The Letter notes the following: “The Division of Enforcement [of the Commission] has commenced an investigation regarding certain matters which may be related to the Company.” Although I have no reason to believe that my statement in paragraph 1 hereof is incorrect, I will file an amended statement after the Company and the Commission have resolved the issues raised by the Commission’s comments.
 
      
Subscribed and sworn to before me this 28th day of August, 2002
/s/    JEN-HSUN HUANG

    
/s/    MARTHA BOGDANOFF

Jen-Hsun Huang
President and Chief Executive Officer
(Principal Executive Officer)
    
Notary Public
 
My Commission Expires: December 3, 2004
Date: August 28, 2002
    
[Notary Stamp Appears Here]

EX-99.2 4 dex992.htm CFO CERTIFICATION Prepared by R.R. Donnelley Financial -- CFO Certification
 
EXHIBIT 99.2
 
Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings
 
I, Mary Dotz, state and attest that:
 
 
(1)
 
To the best of my knowledge, based upon a review of the covered reports of nVIDIA Corporation, and, except as corrected or supplemented in a subsequent covered report:
 
 
 
no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
 
 
no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).
 
 
(2)
 
I have reviewed the contents of this statement with the Company’s audit committee.
 
 
(3)
 
In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:
 
 
 
nVIDIA Corporation Annual Report on Form 10-K for the year ended January 27, 2002, filed with the Commission on May 14, 2002;
 
 
 
all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of nVIDIA Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
 
 
any amendments to any of the foregoing.
 
 
(4)
 
The Company received a letter dated August 15, 2002 (the “Letter”) from the Securities and Exchange Commission (the “Commission”) containing comments on the Company’s (i) Form 10-K for the fiscal year ended January 27, 2002, and (ii) Form 10-Q for the quarter ended April 28, 2002. The Company is in the process of responding to the Commission’s comments on a timely basis. The Letter notes the following: “The Division of Enforcement [of the Commission] has commenced an investigation regarding certain matters which may be related to the Company.” Although I have no reason to believe that my statement in paragraph 1 hereof is incorrect, I will file an amended statement after the Company and the Commission have resolved the issues raised by the Commission’s comments.
 
      
Subscribed and sworn to before me this 28th day of August, 2002
/s/    MARY DOTZ

    
/s/    MARTHA BOGDANOFF

Mary Dotz
Chief Financial Officer
(Principal Financial Officer)
    
Notary Public
 
My Commission Expires: December 3, 2004
Date: August 28, 2002
    
[Notary Stamp Appears Here]

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