0001683168-20-002999.txt : 20200903
0001683168-20-002999.hdr.sgml : 20200903
20200903104757
ACCESSION NUMBER: 0001683168-20-002999
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200902
FILED AS OF DATE: 20200903
DATE AS OF CHANGE: 20200903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Isaac Jon
CENTRAL INDEX KEY: 0001512469
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33937
FILM NUMBER: 201158548
MAIL ADDRESS:
STREET 1: 501 W. BROADWAY
STREET 2: SUITE A212
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
FORMER NAME:
FORMER CONFORMED NAME: Isaac John
DATE OF NAME CHANGE: 20110208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIVE VENTURES Inc
CENTRAL INDEX KEY: 0001045742
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 850206668
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 325 EAST WARM SPRINGS ROAD
STREET 2: SUITE 102
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
BUSINESS PHONE: (702) 997-5968
MAIL ADDRESS:
STREET 1: 325 EAST WARM SPRINGS ROAD
STREET 2: SUITE 102
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
FORMER COMPANY:
FORMER CONFORMED NAME: LIVEDEAL INC
DATE OF NAME CHANGE: 20070815
FORMER COMPANY:
FORMER CONFORMED NAME: YP CORP
DATE OF NAME CHANGE: 20040504
FORMER COMPANY:
FORMER CONFORMED NAME: YP NET INC
DATE OF NAME CHANGE: 19991112
4
1
ownership.xml
X0306
4
2020-09-02
0
0001045742
LIVE VENTURES Inc
LIVE
0001512469
Isaac Jon
C/O LIVE VENTURES, INC.
325 EAST WARM SPRINGS ROAD, STE. 102
LAS VEGAS
NV
89119
1
1
1
0
CEO and President
Common Stock
2020-09-02
4
P
0
10082
A
1593221
D
Common Stock
2020-09-03
4
P
0
10000
A
1603221
D
Purchase prices range from $8.80 to $9.20 for a weighted average purchase price of $9.05 per share.
Purchase prices range from $9.20 to $9.36 for a weighted average purchase price of $9.29 per share.
Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
/s/ Jon Isaac
2020-09-03