0001683168-20-002999.txt : 20200903 0001683168-20-002999.hdr.sgml : 20200903 20200903104757 ACCESSION NUMBER: 0001683168-20-002999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200902 FILED AS OF DATE: 20200903 DATE AS OF CHANGE: 20200903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Isaac Jon CENTRAL INDEX KEY: 0001512469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33937 FILM NUMBER: 201158548 MAIL ADDRESS: STREET 1: 501 W. BROADWAY STREET 2: SUITE A212 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER NAME: FORMER CONFORMED NAME: Isaac John DATE OF NAME CHANGE: 20110208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIVE VENTURES Inc CENTRAL INDEX KEY: 0001045742 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 850206668 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: (702) 997-5968 MAIL ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: LIVEDEAL INC DATE OF NAME CHANGE: 20070815 FORMER COMPANY: FORMER CONFORMED NAME: YP CORP DATE OF NAME CHANGE: 20040504 FORMER COMPANY: FORMER CONFORMED NAME: YP NET INC DATE OF NAME CHANGE: 19991112 4 1 ownership.xml X0306 4 2020-09-02 0 0001045742 LIVE VENTURES Inc LIVE 0001512469 Isaac Jon C/O LIVE VENTURES, INC. 325 EAST WARM SPRINGS ROAD, STE. 102 LAS VEGAS NV 89119 1 1 1 0 CEO and President Common Stock 2020-09-02 4 P 0 10082 A 1593221 D Common Stock 2020-09-03 4 P 0 10000 A 1603221 D Purchase prices range from $8.80 to $9.20 for a weighted average purchase price of $9.05 per share. Purchase prices range from $9.20 to $9.36 for a weighted average purchase price of $9.29 per share. Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. /s/ Jon Isaac 2020-09-03