0001683168-18-003810.txt : 20181227 0001683168-18-003810.hdr.sgml : 20181227 20181227162333 ACCESSION NUMBER: 0001683168-18-003810 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171002 FILED AS OF DATE: 20181227 DATE AS OF CHANGE: 20181227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein Michael Jason CENTRAL INDEX KEY: 0001716349 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33937 FILM NUMBER: 181254931 MAIL ADDRESS: STREET 1: 325 E WARM SPRINGS ROAD CITY: LAS VEGAS STATE: NV ZIP: 89119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIVE VENTURES Inc CENTRAL INDEX KEY: 0001045742 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 850206668 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: (702) 997-5968 MAIL ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: LIVEDEAL INC DATE OF NAME CHANGE: 20070815 FORMER COMPANY: FORMER CONFORMED NAME: YP CORP DATE OF NAME CHANGE: 20040504 FORMER COMPANY: FORMER CONFORMED NAME: YP NET INC DATE OF NAME CHANGE: 19991112 3/A 1 ownership.xml X0206 3/A 2017-10-02 2017-10-02 0 0001045742 LIVE VENTURES Inc LIVE 0001716349 Stein Michael Jason C/O LIVE VENTURES, INC. 325 EAST WARM SPRINGS ROAD, STE. 102 LAS VEGAS NV 89119 0 1 0 0 Sr. VP, General Counsel Stock Option 2027-09-05 Common Stock 4000 D Stock Option 2027-09-05 Common Stock 4000 D Stock Option 2027-09-05 Common Stock 4000 D Stock Option 2027-09-05 Common Stock 4000 D Stock Option 2027-09-05 Common Stock 4000 D Represents an option to purchase 4,000 shares of the Company's common stock at an exercise price of $23.41 per share, all of which are fully vested. Represents an option to purchase 4,000 shares of the Company's common stock at an exercise price of $27.60 per share, all of which vest on September 5, 2019. Represents an option to purchase 4,000 shares of the Company's common stock at an exercise price of $31.74 per share, all of which vest on September 5, 2020. Represents an option to purchase 4,000 shares of the Company's common stock at an exercise price of $36.50 per share, all of which vest on September 5, 2021. Represents an option to purchase 4,000 shares of the Company's common stock at an exercise price of $41.9762 per share, all of which vest on September 5, 2022. /s/ Michael Stein 2018-12-27