0001209191-21-053644.txt : 20210827 0001209191-21-053644.hdr.sgml : 20210827 20210827170026 ACCESSION NUMBER: 0001209191-21-053644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210826 FILED AS OF DATE: 20210827 DATE AS OF CHANGE: 20210827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein Michael Jason CENTRAL INDEX KEY: 0001716349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33937 FILM NUMBER: 211219903 MAIL ADDRESS: STREET 1: 325 E WARM SPRINGS ROAD CITY: LAS VEGAS STATE: NV ZIP: 89119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIVE VENTURES Inc CENTRAL INDEX KEY: 0001045742 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 850206668 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: (702) 997-5968 MAIL ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: LIVEDEAL INC DATE OF NAME CHANGE: 20070815 FORMER COMPANY: FORMER CONFORMED NAME: YP CORP DATE OF NAME CHANGE: 20040504 FORMER COMPANY: FORMER CONFORMED NAME: YP NET INC DATE OF NAME CHANGE: 19991112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-26 0 0001045742 LIVE VENTURES Inc LIVE 0001716349 Stein Michael Jason C/O LIVE VENTURES, INC. 325 EAST WARM SPRINGS ROAD, STE. 102 LAS VEGAS NV 89119 0 1 0 0 Sr. VP, General Counsel Common Stock 2021-08-26 4 M 0 12000 11.80 A 12000 D Employee Stock Option (Right to Buy) 11.80 2021-08-26 4 M 0 12000 0.00 D 2020-09-05 2027-09-05 Common Stock 12000 0 D 4,000 shares vested on September 5, 2018; 4,000 shares vested on September 5, 2019; and 4,000 shares vested on September 5, 2020. /s/ Michael J. Stein 2021-08-27