0001209191-21-009658.txt : 20210211
0001209191-21-009658.hdr.sgml : 20210211
20210211161740
ACCESSION NUMBER: 0001209191-21-009658
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210128
FILED AS OF DATE: 20210211
DATE AS OF CHANGE: 20210211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Isaac Jon
CENTRAL INDEX KEY: 0001512469
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33937
FILM NUMBER: 21619906
MAIL ADDRESS:
STREET 1: 501 W. BROADWAY
STREET 2: SUITE A212
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
FORMER NAME:
FORMER CONFORMED NAME: Isaac John
DATE OF NAME CHANGE: 20110208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Isaac Capital Group, LLC
CENTRAL INDEX KEY: 0001512069
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33937
FILM NUMBER: 21619907
BUSINESS ADDRESS:
STREET 1: 501 W. BROADWAY, #A212
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
BUSINESS PHONE: 858-259-6666
MAIL ADDRESS:
STREET 1: 501 W. BROADWAY, #A212
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIVE VENTURES Inc
CENTRAL INDEX KEY: 0001045742
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900]
IRS NUMBER: 850206668
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 325 EAST WARM SPRINGS ROAD
STREET 2: SUITE 102
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
BUSINESS PHONE: (702) 997-5968
MAIL ADDRESS:
STREET 1: 325 EAST WARM SPRINGS ROAD
STREET 2: SUITE 102
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
FORMER COMPANY:
FORMER CONFORMED NAME: LIVEDEAL INC
DATE OF NAME CHANGE: 20070815
FORMER COMPANY:
FORMER CONFORMED NAME: YP CORP
DATE OF NAME CHANGE: 20040504
FORMER COMPANY:
FORMER CONFORMED NAME: YP NET INC
DATE OF NAME CHANGE: 19991112
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-01-28
2021-02-01
0
0001045742
LIVE VENTURES Inc
LIVE
0001512469
Isaac Jon
C/O LIVE VENTURES, INC.
325 EAST WARM SPRINGS ROAD, STE. 102
LAS VEGAS
NV
89119
1
1
1
0
CEO and President
0001512069
Isaac Capital Group, LLC
3525 DEL MAR HEIGHTS ROAD
SUITE 765
SAN DIEGO
CA
92130
0
0
1
0
Warrant (right to buy)
28.50
2021-01-28
4
M
0
10914
0.00
D
2012-09-10
2021-09-10
Series B Preferred Stock
10914
1395898
D
Warrant (right to buy)
24.30
2021-01-28
4
M
0
12383
0.00
D
2012-12-11
2021-12-11
Series B Preferred Stock
12383
1383515
D
Warrant (right to buy)
16.60
2021-01-28
4
M
0
54396
0.00
D
2013-03-27
2022-03-27
Series B Preferred Stock
54396
1329119
D
Warrant (right to buy)
16.80
2021-01-28
4
M
0
17857
0.00
D
2013-03-28
2022-03-28
Series B Preferred Stock
17857
1311262
D
Warrant (right to buy)
28.50
2021-01-28
4
M
0
22479
0.00
D
2014-12-03
2021-12-03
Series B Preferred Stock
22479
1288783
D
Series B Preferred Stock
2021-01-28
4
M
0
8826
0.00
A
Common Stock
44130
1297609
D
Series B Preferred Stock
2021-01-28
4
F
0
2088
0.00
D
Common Stock
10440
1297609
D
Series B Preferred Stock
2021-01-28
4
M
0
10363
0.00
A
Common Stock
51815
1349424
D
Series B Preferred Stock
2021-01-28
4
F
0
2020
0.00
D
Common Stock
10100
1349424
D
Series B Preferred Stock
2021-01-28
4
M
0
48335
0.00
A
Common Stock
241675
1591099
D
Series B Preferred Stock
2021-01-28
4
F
0
6061
0.00
D
Common Stock
30305
1591099
D
Series B Preferred Stock
2021-01-28
4
M
0
15843
0.00
A
Common Stock
79215
1670314
D
Series B Preferred Stock
2021-01-28
4
F
0
2014
0.00
D
Common Stock
10070
1670314
D
Series B Preferred Stock
2021-01-28
4
M
0
18179
0.00
A
Common Stock
90895
1761209
D
Series B Preferred Stock
2021-01-28
4
F
0
4300
0.00
D
Common Stock
21500
1761209
D
The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share.
On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 12,383 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $24.30 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,020 of the warrant shares to pay the exercise price and issuing to ICG the remaining 10,363 shares. Live Ventures also paid $67.05 to ICG in lieu of a fractional share.
On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 54,396 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.60 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 6,061 of the warrant shares to pay the exercise price and issuing to ICG the remaining 48,335 shares. Live Ventures also paid $129.63 to ICG in lieu of a fractional share.
On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 17,857 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.80 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,014 of the warrant shares to pay the exercise price and issuing to ICG the remaining 15,843 shares. Live Ventures also paid $144.53 to ICG in lieu of a fractional share.
The original Form 4, filed on February 2, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the exercise of the warrants using incorrect transaction codes. This Form 4/A reports the correct transaction codes and properly reports the cashless exercise of the warrants as the exercise or conversion of a derivative security exempted pursuant to Rule 16b-3.
Isaac Capital Group LLC, by Jon Isaac, Managing Member /s/ Jon Isaac
2021-02-11