0001209191-21-003442.txt : 20210113 0001209191-21-003442.hdr.sgml : 20210113 20210113170515 ACCESSION NUMBER: 0001209191-21-003442 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210111 FILED AS OF DATE: 20210113 DATE AS OF CHANGE: 20210113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Isaac Jon CENTRAL INDEX KEY: 0001512469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33937 FILM NUMBER: 21526737 MAIL ADDRESS: STREET 1: 501 W. BROADWAY STREET 2: SUITE A212 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER NAME: FORMER CONFORMED NAME: Isaac John DATE OF NAME CHANGE: 20110208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIVE VENTURES Inc CENTRAL INDEX KEY: 0001045742 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 850206668 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: (702) 997-5968 MAIL ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: LIVEDEAL INC DATE OF NAME CHANGE: 20070815 FORMER COMPANY: FORMER CONFORMED NAME: YP CORP DATE OF NAME CHANGE: 20040504 FORMER COMPANY: FORMER CONFORMED NAME: YP NET INC DATE OF NAME CHANGE: 19991112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-11 0 0001045742 LIVE VENTURES Inc LIVE 0001512469 Isaac Jon C/O LIVE VENTURES, INC. 325 EAST WARM SPRINGS ROAD, STE. 102 LAS VEGAS NV 89119 1 1 1 0 CEO and President Stock Option 10.00 2015-06-30 4 D 0 25000 10.00 D 2016-01-15 2021-01-15 Common Stock 25000 1406812 D Stock Option 10.00 2015-06-30 4 A 0 25000 10.00 A 2016-01-15 2023-01-15 Common Stock 25000 1406812 D The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The expiration date of the "old" option was amended as described in this Form 4. Includes (i) options to purchase 25,000 shares of common stock, (ii) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock"), and (iii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. /s/ Jon Isaac 2021-01-13