0001209191-21-003442.txt : 20210113
0001209191-21-003442.hdr.sgml : 20210113
20210113170515
ACCESSION NUMBER: 0001209191-21-003442
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210111
FILED AS OF DATE: 20210113
DATE AS OF CHANGE: 20210113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Isaac Jon
CENTRAL INDEX KEY: 0001512469
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33937
FILM NUMBER: 21526737
MAIL ADDRESS:
STREET 1: 501 W. BROADWAY
STREET 2: SUITE A212
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
FORMER NAME:
FORMER CONFORMED NAME: Isaac John
DATE OF NAME CHANGE: 20110208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIVE VENTURES Inc
CENTRAL INDEX KEY: 0001045742
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900]
IRS NUMBER: 850206668
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 325 EAST WARM SPRINGS ROAD
STREET 2: SUITE 102
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
BUSINESS PHONE: (702) 997-5968
MAIL ADDRESS:
STREET 1: 325 EAST WARM SPRINGS ROAD
STREET 2: SUITE 102
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
FORMER COMPANY:
FORMER CONFORMED NAME: LIVEDEAL INC
DATE OF NAME CHANGE: 20070815
FORMER COMPANY:
FORMER CONFORMED NAME: YP CORP
DATE OF NAME CHANGE: 20040504
FORMER COMPANY:
FORMER CONFORMED NAME: YP NET INC
DATE OF NAME CHANGE: 19991112
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-11
0
0001045742
LIVE VENTURES Inc
LIVE
0001512469
Isaac Jon
C/O LIVE VENTURES, INC.
325 EAST WARM SPRINGS ROAD, STE. 102
LAS VEGAS
NV
89119
1
1
1
0
CEO and President
Stock Option
10.00
2015-06-30
4
D
0
25000
10.00
D
2016-01-15
2021-01-15
Common Stock
25000
1406812
D
Stock Option
10.00
2015-06-30
4
A
0
25000
10.00
A
2016-01-15
2023-01-15
Common Stock
25000
1406812
D
The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The expiration date of the "old" option was amended as described in this Form 4.
Includes (i) options to purchase 25,000 shares of common stock, (ii) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock"), and (iii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
/s/ Jon Isaac
2021-01-13