0001209191-21-003441.txt : 20210113
0001209191-21-003441.hdr.sgml : 20210113
20210113170510
ACCESSION NUMBER: 0001209191-21-003441
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210111
FILED AS OF DATE: 20210113
DATE AS OF CHANGE: 20210113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stein Michael Jason
CENTRAL INDEX KEY: 0001716349
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33937
FILM NUMBER: 21526736
MAIL ADDRESS:
STREET 1: 325 E WARM SPRINGS ROAD
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIVE VENTURES Inc
CENTRAL INDEX KEY: 0001045742
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900]
IRS NUMBER: 850206668
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 325 EAST WARM SPRINGS ROAD
STREET 2: SUITE 102
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
BUSINESS PHONE: (702) 997-5968
MAIL ADDRESS:
STREET 1: 325 EAST WARM SPRINGS ROAD
STREET 2: SUITE 102
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
FORMER COMPANY:
FORMER CONFORMED NAME: LIVEDEAL INC
DATE OF NAME CHANGE: 20070815
FORMER COMPANY:
FORMER CONFORMED NAME: YP CORP
DATE OF NAME CHANGE: 20040504
FORMER COMPANY:
FORMER CONFORMED NAME: YP NET INC
DATE OF NAME CHANGE: 19991112
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-11
0
0001045742
LIVE VENTURES Inc
LIVE
0001716349
Stein Michael Jason
C/O LIVE VENTURES, INC.
325 EAST WARM SPRINGS ROAD, STE. 102
LAS VEGAS
NV
89119
0
1
0
0
Sr. VP, General Counsel
Incentive Stock Option
23.41
2017-09-05
4
D
0
4000
23.41
D
2018-09-05
2027-09-05
Common Stock
4000
4000
D
Incentive Stock Option
27.60
2017-09-05
4
D
0
4000
27.60
D
2019-09-05
2027-09-05
Common Stock
4000
8000
D
Incentive Stock Option
31.74
2017-09-05
4
D
0
4000
31.74
D
2020-09-05
2027-09-05
Common Stock
4000
12000
D
Incentive Stock Option
36.50
2017-09-05
4
D
0
4000
36.50
D
2021-09-05
2027-09-05
Common Stock
4000
16000
D
Incentive Stock Option
41.9762
2017-09-05
4
D
0
4000
41.9762
D
2022-09-05
2027-09-05
Common Stock
4000
20000
D
Incentive Stock Option
11.80
2017-09-05
4
A
0
4000
11.80
A
2018-09-05
2027-09-05
Common Stock
4000
4000
D
Incentive Stock Option
11.80
2017-09-05
4
A
0
4000
11.80
A
2019-09-05
2027-09-05
Common Stock
4000
8000
D
Incentive Stock Option
11.80
2017-09-05
4
A
0
4000
11.80
A
2020-09-05
2027-09-05
Common Stock
4000
12000
D
Incentive Stock Option
12.98
2017-09-05
4
A
0
4000
12.98
A
2021-09-05
2027-09-05
Common Stock
4000
16000
D
Incentive Stock Option
14.27
2017-09-05
4
A
0
4000
14.27
A
2022-09-05
2027-09-05
Common Stock
4000
20000
D
Non-Qualified Stock Option
2021-01-11
4
A
0
5000
A
2027-01-11
Common Stock
5000
25000
D
The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.
The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. The exercise price of each such option grant will be the closing price of the common stock on the Nasdaq Capital Market on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, respectively.
The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021.
The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each grant of 1,250 shares vests on the one year anniversary of the date of its grant.
/s/ Michael J. Stein
2021-01-13