FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Prologis, Inc. [ PLD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/14/2012 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock(1) | 03/14/2012 | 03/14/2012 | M | 61,169 | A | $0.00 | 238,529(2) | D | ||
Common Stock(1) | 03/14/2012 | 03/14/2012 | S | 61,169 | D | $35 | 177,360(3) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy)(1) | $27.12 | 03/14/2012 | 03/14/2012 | M | 55,800 | 01/01/2006(4) | 02/13/2013 | Common Stock | 55,800 | $0.00 | 665,079 | D | |||
Non-Qualified Stock Option (right to buy)(1) | $27.12 | 03/14/2012 | 03/14/2012 | M | 5,369 | 02/13/2003(5) | 02/13/2013 | Common Stock | 5,369 | $0.00 | 659,710 | D |
Explanation of Responses: |
1. This transaction was conducted pursuant to and in accordance with a 10b5-1 plan dated on October 31, 2011, entered into by the Jaquier Family 2004 Trust dated May 11, 2004, of which the reporting person is a trustee. |
2. Of the 238,529 securities beneficially owned, 110,221 are directly (D) held, 1,000 shares are indirectly held (I) in custodial accounts for reporting person's children, 92,377 shares are indirectly held (I) as a co-trustee for the Jaquier Family Trust, and 34,931 securities are held indirectly (I) through a rabbi trust pursuant to our amended and restated nonqualified deferred compensation plan. |
3. Of the 177,360 securities beneficially owned, 110,221 are directly (D) held, 1,000 shares are indirectly held (I) in custodial accounts for reporting person's children, 31,208 shares are indirectly held (I) as a co-trustee for the Jaquier Family Trust, and 34,931 securities are held indirectly (I) through a rabbi trust pursuant to our amended and restated nonqualified deferred compensation plan. |
4. The options became fully exercisable on 1/1/2006. There are 55,801 exercisable options remaining under this award. |
5. The options became fully exercisable on 2/13/2003. There are 5,370 exercisable options remaining under this award. |
Remarks: |
Kristi Oberson, attorney in fact for Guy F. Jaquier | 03/15/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |