0001670858-18-000002.txt : 20180305 0001670858-18-000002.hdr.sgml : 20180305 20180305161551 ACCESSION NUMBER: 0001670858-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karp Caroline CENTRAL INDEX KEY: 0001670858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04448 FILM NUMBER: 18666195 MAIL ADDRESS: STREET 1: ONE BAXTER PARKWAY CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAXTER INTERNATIONAL INC CENTRAL INDEX KEY: 0000010456 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 360781620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BAXTER PKWY STREET 2: DF2-1W CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479482000 MAIL ADDRESS: STREET 1: ONE BAXTER PARKWAY STREET 2: DF2-1W CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: BAXTER TRAVENOL LABORATORIES INC DATE OF NAME CHANGE: 19880522 FORMER COMPANY: FORMER CONFORMED NAME: BAXTER LABORATORIES INC DATE OF NAME CHANGE: 19760608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-01 0000010456 BAXTER INTERNATIONAL INC BAX 0001670858 Karp Caroline ONE BAXTER PARKWAY DEERFIELD IL 60015 0 1 0 0 SVP, Controller Common Stock, $1 par value 2018-03-01 4 A 0 1070 0 A 13086 D Common Stock, $1 par value 2018-03-02 4 F 0 176 66.28 D 12910 D Stock Option (Right to Buy) 66.31 2018-03-01 4 A 0 10643 0 A 2028-03-01 Common Stock, $1 par value 10643 10643 D The reporting person received a grant of 1,070 restricted stock units which are scheduled to vest in three equal installments beginning on the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. ("the Company") 2015 Incentive Plan. Represents 176 shares of the Company's common stock forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 2, 2017. The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant. /s/ Ellen K. McIntosh, as attorney in-fact for Caroline Karp 2018-03-05