0001567619-19-011563.txt : 20190517
0001567619-19-011563.hdr.sgml : 20190517
20190517170808
ACCESSION NUMBER: 0001567619-19-011563
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190516
FILED AS OF DATE: 20190517
DATE AS OF CHANGE: 20190517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Third Point LLC
CENTRAL INDEX KEY: 0001040273
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04448
FILM NUMBER: 19836695
BUSINESS ADDRESS:
STREET 1: 390 PARK AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122247400
MAIL ADDRESS:
STREET 1: 390 PARK AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: THIRD POINT MANAGEMENT CO LLC
DATE OF NAME CHANGE: 19970602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Loeb Daniel S
CENTRAL INDEX KEY: 0001300345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04448
FILM NUMBER: 19836696
MAIL ADDRESS:
STREET 1: THIRD POINT LLC
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAXTER INTERNATIONAL INC
CENTRAL INDEX KEY: 0000010456
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 360781620
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BAXTER PKWY
STREET 2: DF2-1W
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479482000
MAIL ADDRESS:
STREET 1: ONE BAXTER PARKWAY
STREET 2: DF2-1W
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: BAXTER TRAVENOL LABORATORIES INC
DATE OF NAME CHANGE: 19880522
FORMER COMPANY:
FORMER CONFORMED NAME: BAXTER LABORATORIES INC
DATE OF NAME CHANGE: 19760608
4
1
doc1.xml
FORM 4
X0306
4
2019-05-16
1
0000010456
BAXTER INTERNATIONAL INC
BAX
0001040273
Third Point LLC
390 PARK AVENUE
NEW YORK
NY
10022
1
0
0
1
See Remarks
0001300345
Loeb Daniel S
C/O THIRD POINT LLC
390 PARK AVENUE
NEW YORK
NY
10022
1
0
0
0
Common Stock, par value $1.00 per share ("Common Stock")
2019-05-16
4
S
0
5000000
76.37
D
23008124.8167
I
See Footnote
Includes (1) 6,290 stock options granted to Munib Islam which became exercisable on the date of the Issuer's 2016 annual meeting of stockholders at an exercise price of $32.85 and (2) 44.8167 shares accumulated from stock dividends on restricted stock units previously awarded to Mr. Islam.
Except as otherwise noted herein, the securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-l under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all securities, except to the extent of any indirect pecuniary interest therein.
As of May 6, 2019, Munib Islam, a partner and the head of equities research at Third Point, no longer serves on the board of directors of the Issuer. Accordingly, the Reporting Persons are no longer subject to the requirements of Section 16 of the Securities Exchange Act of 1934, as amended, in respect of the Issuer.
THIRD POINT LLC, /s/ William Song, as Attorney-in-Fact for Daniel S. Loeb, Chief Executive Officer of Third Point
2019-05-17
DANIEL S. LOEB, /s/ William Song, as Attorney-in-Fact for Daniel S. Loeb
2019-05-17