0001206256-18-000005.txt : 20181206 0001206256-18-000005.hdr.sgml : 20181206 20181206171701 ACCESSION NUMBER: 0001206256-18-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shapazian Carole J CENTRAL INDEX KEY: 0001206256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04448 FILM NUMBER: 181221538 MAIL ADDRESS: STREET 1: C/O BAXTER INTERNATIONAL INC STREET 2: ONE BAXTER PARKWAY CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER NAME: FORMER CONFORMED NAME: Shapazian Carole J Uhrich DATE OF NAME CHANGE: 20050121 FORMER NAME: FORMER CONFORMED NAME: UHRICH CAROLE J DATE OF NAME CHANGE: 20021118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAXTER INTERNATIONAL INC CENTRAL INDEX KEY: 0000010456 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 360781620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BAXTER PKWY STREET 2: DF2-1W CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479482000 MAIL ADDRESS: STREET 1: ONE BAXTER PARKWAY STREET 2: DF2-1W CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: BAXTER TRAVENOL LABORATORIES INC DATE OF NAME CHANGE: 19880522 FORMER COMPANY: FORMER CONFORMED NAME: BAXTER LABORATORIES INC DATE OF NAME CHANGE: 19760608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-03 0000010456 BAXTER INTERNATIONAL INC BAX 0001206256 Shapazian Carole J ONE BAXTER PARKWAY DEERFIELD IL 60015 1 0 0 0 Common Stock, $1 par value 2018-12-03 4 M 0 5389 37.50 A 15237 D Common Stock, $1 par value 2018-12-03 4 M 0 6360 44.39 A 21597 D Common Stock, $1 par value 2018-12-03 4 S 0 11749 68.48 D 9848 D Common Stock, $1 par value 6120 I By Trust Stock Option (Right to Buy) 37.50 2018-12-03 4 M 0 5389 0 A 2016-05-03 2025-05-05 Common Stock, $1 par value 5389 0 D Stock Option (Right to Buy) 44.39 2018-12-03 4 M 0 6360 0 A 2017-05-02 2026-05-03 Common Stock, $1 par value 6360 0 D Price reflects weighted average sales price. Range of prices for transactions are $68.47 through $68.54. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. /s/ Ellen K. McIntosh, as attorney in-fact for Carole J. Shapazian 2018-12-06