0001107468-21-000002.txt : 20210407
0001107468-21-000002.hdr.sgml : 20210407
20210407185525
ACCESSION NUMBER: 0001107468-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210405
FILED AS OF DATE: 20210407
DATE AS OF CHANGE: 20210407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLMAN PETER S
CENTRAL INDEX KEY: 0001107468
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04448
FILM NUMBER: 21813406
MAIL ADDRESS:
STREET 1: ONE BAXTER PARKWAY
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAXTER INTERNATIONAL INC
CENTRAL INDEX KEY: 0000010456
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 360781620
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BAXTER PKWY
STREET 2: DF2-1W
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479482000
MAIL ADDRESS:
STREET 1: ONE BAXTER PARKWAY
STREET 2: DF2-1W
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: BAXTER TRAVENOL LABORATORIES INC
DATE OF NAME CHANGE: 19880522
FORMER COMPANY:
FORMER CONFORMED NAME: BAXTER LABORATORIES INC
DATE OF NAME CHANGE: 19760608
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-04-05
0000010456
BAXTER INTERNATIONAL INC
BAX
0001107468
HELLMAN PETER S
ONE BAXTER PARKWAY
DEERFIELD
IL
60015
1
0
0
0
Common Stock, $1 par value
2021-04-05
4
M
0
4990
31.26
A
30389
D
Common Stock, $1 par value
2021-04-05
4
S
0
4990
84.56
D
25399
D
Common Stock, $1 par value
560
I
Held by Spouse
Stock Option (Right to Buy)
69.45
2021-01-06
4
G
0
6437
0
D
2028-05-08
Common Stock, $1 par value
6437
0
D
Stock Option (Right to Buy)
69.45
2021-01-06
4
G
0
6437
0
A
2028-05-08
Common Stock, $1 par value
6437
6437
I
Held by Peter S. Hellman Dynasty Trust
Stock Option (Right to Buy)
76.69
2021-01-06
4
G
0
6138
0
D
2029-05-07
Common Stock, $1 par value
6138
0
D
Stock Option (Right to Buy)
76.69
2021-01-06
4
G
0
6138
0
A
2029-05-07
Common Stock, $1 par value
6138
6138
I
Held by Peter S. Hellman Dynasty Trust
Stock Option (Right to Buy)
88.74
2021-01-06
4
G
0
5293
0
D
2030-05-03
Common Stock, $1 par value
5293
0
D
Stock Option (Right to Buy)
88.74
2021-01-06
4
G
0
5293
0
A
2030-05-03
Common Stock, $1 par value
5293
5293
I
Held by Peter S. Hellman Dynasty Trust
Stock Option (Right to Buy)
31.26
2021-04-05
4
M
0
4990
0
D
2012-05-08
2021-05-03
Common Stock, $1 par value
4990
0
D
Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family.
The options are granted 05/08/2018, are fully vested, subject to the terms and conditions of the applicable grant.
The options graned 05/07/2019, are fully vested, subject to the terms and conditions of the applicable grant.
The options granted 05/05/2020, are fully vested, subject to the terms and conditions of the applicable grant.
Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options previously granted by BII to Mr. Hellman.
Price reflects weighted average sales price. Range of prices for transactions are $84.34 through $84.75. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
/s/ Matthew Rice, as attorney in-fact for Peter S. Hellman
2021-04-07