0001062993-23-007483.txt : 20230322 0001062993-23-007483.hdr.sgml : 20230322 20230322160501 ACCESSION NUMBER: 0001062993-23-007483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230320 FILED AS OF DATE: 20230322 DATE AS OF CHANGE: 20230322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROUCKEN ALBERT P L CENTRAL INDEX KEY: 0001205438 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04448 FILM NUMBER: 23752927 MAIL ADDRESS: STREET 1: BAXTER INTERNATIONAL INC. STREET 2: ONE BAXTER PARKWAY CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAXTER INTERNATIONAL INC CENTRAL INDEX KEY: 0000010456 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 360781620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BAXTER PKWY STREET 2: DF2-1W CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479482000 MAIL ADDRESS: STREET 1: ONE BAXTER PARKWAY STREET 2: DF2-1W CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: BAXTER TRAVENOL LABORATORIES INC DATE OF NAME CHANGE: 19880522 FORMER COMPANY: FORMER CONFORMED NAME: BAXTER LABORATORIES INC DATE OF NAME CHANGE: 19760608 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-03-20 0000010456 BAXTER INTERNATIONAL INC BAX 0001205438 STROUCKEN ALBERT P L ONE BAXTER PARKWAY DEERFIELD IL 60015 1 0 0 0 0 Common Stock, $1 par value 2023-03-20 4 M 0 3930 36.93 A 40765 D Common Stock, $1 par value 2023-03-20 4 S 0 3930 37.52 D 36835 D Common Stock, $1 par value 696 I By Family Trust Stock Option (Right to Buy) 36.93 2023-03-20 4 M 0 3930 0 D 2014-05-07 2023-05-05 Common Stock, $1 par value 3930 0 D Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Stroucken on February 16, 2023 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Stroucken which were scheduled to expire on May 5, 2023. /s/ Matthew Rice, as attorney in-fact for Albert P. L. Stroucken 2023-03-22