0000899243-16-021085.txt : 20160526
0000899243-16-021085.hdr.sgml : 20160526
20160526191334
ACCESSION NUMBER: 0000899243-16-021085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160524
FILED AS OF DATE: 20160526
DATE AS OF CHANGE: 20160526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAXTER INTERNATIONAL INC
CENTRAL INDEX KEY: 0000010456
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 360781620
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BAXTER PKWY
STREET 2: DF2-1W
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479482000
MAIL ADDRESS:
STREET 1: ONE BAXTER PARKWAY
STREET 2: DF2-1W
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: BAXTER TRAVENOL LABORATORIES INC
DATE OF NAME CHANGE: 19880522
FORMER COMPANY:
FORMER CONFORMED NAME: BAXTER LABORATORIES INC
DATE OF NAME CHANGE: 19760608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Loeb Daniel S
CENTRAL INDEX KEY: 0001300345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04448
FILM NUMBER: 161679689
MAIL ADDRESS:
STREET 1: THIRD POINT LLC
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Third Point LLC
CENTRAL INDEX KEY: 0001040273
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04448
FILM NUMBER: 161679690
BUSINESS ADDRESS:
STREET 1: 390 PARK AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122247400
MAIL ADDRESS:
STREET 1: 390 PARK AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: THIRD POINT MANAGEMENT CO LLC
DATE OF NAME CHANGE: 19970602
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-24
0
0000010456
BAXTER INTERNATIONAL INC
NYSE: BAX
0001040273
Third Point LLC
390 PARK AVENUE
NEW YORK
NY
10022
1
0
0
1
See Remarks
0001300345
Loeb Daniel S
C/O THIRD POINT LLC
390 PARK AVENUE
NEW YORK
NY
10022
1
0
0
1
See Remarks
Common Stock, $1 par value ("Common Stock")
2016-05-24
4
D
0
1948233
D
51903557
I
See Footnote
Pursuant to the Issuer's exchange offer, for each share of the Issuer's common stock that was validly tendered and not validly withdrawn and that was accepted by the Issuer, the Issuer agreed to deliver 1.1591 shares of Baxalta Incorporated common stock, subject to proration. On May 24, 2016, after proration, the Issuer accepted 1,948,233 shares of Common Stock from the Reporting Persons and subsequently delivered to the Reporting Persons 2,258,185 shares of common stock of Baxalta Incorporated.
Except as otherwise noted herein, the securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all securities, except to the extent of any indirect pecuniary interest therein.
Munib Islam, a partner and the head of equities research at Third Point, serves on the board of directors of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed a director by deputization by virtue of Mr. Islam's service on the Issuer's board of directors.
/s/ William Song, as Attorney-in-Fact for Daniel S. Loeb, Chief Executive Officer of Third Point LLC
2016-05-26
/s/ William Song, as Attorney-in-Fact for Daniel S. Loeb
2016-05-26