schema version:

SBSE-A/A: Filer Information

SBSE-A/A: Applicant Data - Page 1

WARNING: Failure to keep this form current and to file accurate supplementary information on a timely basis, or the failure to keep accurate books and records or otherwise to comply with the provisions of law applying to the conduct of business as an SBS Entity, would violate the Federal securities laws and may result in disciplinary, administrative, injunctive or criminal action.

INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)

1. Exact name, principal business address, mailing address, if different, and telephone number of the applicant:

A. Full name of the applicant
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
B. IRS Empl. Ident. No.:
00-0000000
C. Applicant's NFA ID #:
225050
Applicant's CIK #:
0001045520
Applicant’s UIC # (if any):
2IGI19DL77OX0HC3ZE78
D. Applicant's Main Address: (Do not use a P.O. Box)
Street Address 1:
81 BAY STREET
Street Address 2:
CIBC SQUARE
City:
TORONTO
State/Province/Country:
ONTARIO, CANADA
Zip/ Postal Code:
M5J 0E7
E. Mailing Address, if different:
Street Address 1:
Street Address 2:
City:
State/Province/Country:
Zip/ Postal Code:
F. Business Telephone Number:
4169803096
G. Website/URL:
H. Contact Employee:
Prefix:
First Name:
ANDREW
Middle Name:
Last Name:
ROSS
Suffix:
Title:
EXECUTIVE DIRECTOR
Phone:
2126674539
Email Address:
ANDREW.ROSSII@CIBC.COM
I. Chief Compliance Officer designated by the applicant in accordance with Exchange Act Section 15F(k):
Prefix:
First Name:
WILLIAM
Middle Name:
Last Name:
MEEHAN
Suffix:
Title:
SWAP DEALER CHEIF COMPLIANCE OFFICER
Phone:
2126674556
Email Address:
WILLIAM.MEEHAN@CIBC.COM

SBSE-A/A: EXECUTION

EXECUTION:

The applicant consents that service of any civil action brought by or notice of any proceeding before the Securities and Exchange Commission in connection with the applicant's security-based swap activities, unless the applicant is a nonresident SBS Entity, may be given by registered or certified mail or confirmed telegram to the applicant's contact employee at the main address, or mailing address if different, given in Items 1E and 1F. If the applicant is a nonresident SBS Entity, it must complete Schedule F to designate a U.S. agent for service of process.

The undersigned certifies that he/she has executed this form on behalf of, and with the authority of, said applicant. The undersigned and applicant represent that the information and statements contained herein, including schedules attached hereto, and other information filed herewith are current, true and complete. The undersigned and applicant further represent that to the extent any information previously submitted is not amended such information is currently accurate and complete.

Date
06-12-2023
Name of Applicant
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
By: Signature
William Meehan
Name of Person Signing on Applicant's behalf
William Meehan
Title of Person Signing on Applicant's behalf
Swap Dealer Chief Compliance Officer

SBSE-A/A: Applicant Data - Page 2

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
Date:     Applicant NFA No.:  225050

2.

A. The applicant is registering as a security-based swap dealer: Radio button checked Yes Radio button not checked No
B. The applicant is registering as a major security-based swap participant: Radio button not checked Yes Radio button checked No

3.

A. Is the applicant a foreign security-based swap dealer that intends to:
  • work with the Commission and its primary regulator to have the Commission determine whether the requirements of its primary regulator's regulatory system are comparable to the Commission's
Radio button checked Yes Radio button not checked No
  • avail itself of a previously granted substituted compliance determination
Radio button not checked Yes Radio button checked No
with respect to the requirements of Section 15F of the Exchange Act of 1934 and the rules and regulations thereunder?
B. If "yes" to either of the questions in Item 3.A. above, identify the foreign financial regulatory authority that serves as the applicant's primary regulator and for which the Commission has made, or may make, a substituted compliance determination:
Office of the Superintendent of Financial Institutions (OSFI)

4.

Does the applicant intend to compute capital or margin, or price customer or proprietary positions, using mathematical models? Radio button not checked Yes Radio button checked No

5.

A. The applicant is currently registered with the Commodity Futures Trading Commission as a: Radio button checked Swap Dealer  Radio button not checked Major Swap Participant
B. The applicant is registering with the Commodity Futures Trading Commission as a: Radio button not checked Swap Dealer  Radio button not checked Major Swap Participant

6.

Is the applicant a U.S. branch of a non-resident entity? Radio button not checked Yes Radio button checked No

7.

Briefly describe the applicant's business:
Canadian Imperial Bank of Commerce is a leading North American financial institution operating across Personal and Business Banking, Commercial Banking and Wealth Management, and Capital Markets businesses, with 44,000 employees the Bank provides a full range of financial products and services to 10 million personal banking, business, public sector and institutional clients in globally. Business units include Canadian Personal and Business Banking, Canadian Commercial Banking and Wealth Management, U.S. Commercial Banking and Wealth Management, and Capital Markets.

8.

Is the applicant subject to regulation by a prudential regulator, as defined in Section 1a(39) of the Commodity Exchange Act. Radio button checked Yes Radio button not checked No
If "yes," identify the prudential regulator:
Checkbox checked The Federal Reserve Board
Checkbox not checked The Office of the Comptroller of the Currency
Checkbox not checked The Federal Deposit Insurance Corporation
Checkbox not checked The Farm Credit Administration
Checkbox not checked The Federal Housing Finance Agency

9.

Is the applicant registered with the Commission as an investment adviser? Radio button not checked Yes Radio button checked No

10.

A. Is the applicant registered with the Commodity Futures Trading Commission in any capacity other than as a swap dealer or major swap participant? Radio button not checked Yes Radio button checked No

11.

Does applicant engage in any other non-securities, financial services industry-related business? Radio button checked Yes Radio button not checked No

If "yes," describe each other business briefly on Schedule B, Section I.

12.

Does the applicant hold or maintain any funds or securities to collateralize counterparty transactions? Radio button checked Yes Radio button not checked No

SBSE-A/A: Applicant Data - Page 3

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
Date:     Applicant NFA No.:  225050

13.

Does the applicant have any arrangement:
A. With any other person, firm, or organization under which any books or records of the applicant are kept, maintained, or audited by such other person, firm or organization? Radio button not checked Yes Radio button checked No
B. Under which such other person, firm or organization executes, trades, custodies, clears or settles on behalf of the applicant (including any SRO in which the applicant is a member)? Radio button checked Yes Radio button not checked No

If "yes" to any part of Item 13, complete appropriate items on Schedule B, Section II.

14.

Does any person directly or indirectly control the management or policies of the applicant through agreement or otherwise? Radio button not checked Yes Radio button checked No

If "yes," complete appropriate item on Schedule B, Section II.

15.

Does any person directly or indirectly finance (wholly or partially) the business of the applicant? Do not answer "Yes" to Item 15 if the person finances the business of the applicant through: 1) a public offering of securities made pursuant to the Securities Act of 1933; or 2) credit extended in the ordinary course of business by suppliers, banks, and others.Radio button not checked Yes Radio button checked No

If "yes," complete appropriate item on Schedule B, Section II.

16.

Is the applicant at the time of this filing succeeding to the business of a currently registered SBS Entity? Radio button not checked Yes Radio button checked No

If "yes," complete appropriate items on Schedule B, Section Ill.

17.

Is the applicant registered with a foreign financial regulatory authority? Radio button checked Yes Radio button not checked No

If "yes," list all such registrations on Schedule F, Page 1, Section II.

18.

The applicant has ___ principals who are individuals.
19

Please list all principals who are individuals on Schedule A.

19.

Does any principal not identified in Item 18 and Schedule A effect, or is any principal not identified in Item 18 and Schedule A involved in effecting security-based swaps on behalf of the applicant, or will such principals effect or be involved in effecting such business on the applicant's behalf? Radio button not checked Yes Radio button checked No

If "yes," complete appropriate item on Schedule B, Section IV.

SBSE-A/A: Schedule A of FORM SBSE-A

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
Date:     Applicant NFA No.:  225050

PRINCIPALS THAT ARE INDIVIDUALS (Answer for Form SBSE-A Item 18)

Use Schedule A to identify all principals of the applicant who are individuals.

Complete the "Title or Status" column by entering board/management titles; status as partner, trustee, sole proprietor, or shareholder; and for shareholders, the class of securities owned (if more than one is issued).

Ownership Codes are:

NA - less than 5%
A - 5% but less than 10%
B - 10% but less than 25%
C - 25% but less than 50%
D - 50% but less than 75%
E - 75% or more

FULL LEGAL NAME

Prefix
Individuals: Last Name
DODIG
Individuals: First Name
VICTOR
Individuals: Middle Name
Suffix
Title or Status
President and Chief Executive Officer of CIBC group.
Date Title or Status Acquired(MM/YYYY)
09/2014
Date Individual began working for applicant (MM/YYYY)
04/2005
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
480894
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
MEEHAN
Individuals: First Name
WILLIAM
Individuals: Middle Name
Suffix
Title or Status
SWAP DEALER CHIEF COMPLIANCE OFFICER
Date Title or Status Acquired(MM/YYYY)
08/2021
Date Individual began working for applicant (MM/YYYY)
08/2021
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
437625
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
EXSHAW
Individuals: First Name
CHRISTIAN
Individuals: Middle Name
Suffix
Title or Status
MD & Head of Global Markets & Direct Financial Services
Date Title or Status Acquired(MM/YYYY)
09/2019
Date Individual began working for applicant (MM/YYYY)
11/2008
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
448736
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
PANOSSIAN
Individuals: First Name
HRATCH
Individuals: Middle Name
Suffix
Title or Status
CHIEF FINANCIAL OFFICER
Date Title or Status Acquired(MM/YYYY)
01/2011
Date Individual began working for applicant (MM/YYYY)
08/2011
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
526003
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
BELANGER
Individuals: First Name
ERIC
Individuals: Middle Name
Suffix
Title or Status
MD, Head, Global Distribution & Global Markets International
Date Title or Status Acquired(MM/YYYY)
12/2019
Date Individual began working for applicant (MM/YYYY)
02/1994
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):
Mr. Belanger joined CIBC Capital Markets in 1994 and is responsible for the global cross-asset capital markets sales, structuring, securitization and quantitative analytics groups that provides Equity, FX, Fixed Income, Commodities, derivatives solutions.

FULL LEGAL NAME

Prefix
Individuals: Last Name
MAJEWSKI
Individuals: First Name
ARDEN
Individuals: Middle Name
Suffix
Title or Status
MD & HEAD, FICC
Date Title or Status Acquired(MM/YYYY)
12/2019
Date Individual began working for applicant (MM/YYYY)
08/2011
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):
Mr. Majewski began working for CIBC Capital Markets in 2011 as Head of Global Commodities Trading, Global Markets. In 2015 his role expanded to include Foreign Exchange Trading operations on a global basis. In 2019 he was promoted to his current role.

FULL LEGAL NAME

Prefix
Individuals: Last Name
ERDODY
Individuals: First Name
ANTON
Individuals: Middle Name
Suffix
Title or Status
Managing Director and Head, Global Equities
Date Title or Status Acquired(MM/YYYY)
01/2019
Date Individual began working for applicant (MM/YYYY)
01/2001
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):
Mr. Erdody joined CIBC Capital Markets, Toronto in 2001 in Equity Derivatives Trading. Becoming Head of Equity Derivatives Trading in Europe in 2008. In 2019 he assumed his current role.

FULL LEGAL NAME

Prefix
Individuals: Last Name
ZUBROW
Individuals: First Name
BARRY
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
05/2015
Date Individual began working for applicant (MM/YYYY)
05/2015
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
218619
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
BRINDAMOUR
Individuals: First Name
CHARLES
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
02/2020
Date Individual began working for applicant (MM/YYYY)
02/2020
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
527870
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
LARSEN
Individuals: First Name
CHRISTINE
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
04/2016
Date Individual began working for applicant (MM/YYYY)
04/2016
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
494916
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
STEVENSON
Individuals: First Name
KATHERINE
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
12/2012
Date Individual began working for applicant (MM/YYYY)
12/2012
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
448730
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
KELLY
Individuals: First Name
KEVIN
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
05/2013
Date Individual began working for applicant (MM/YYYY)
05/2013
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
310352
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
DESJARDINS
Individuals: First Name
LUC
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
12/2012
Date Individual began working for applicant (MM/YYYY)
12/2012
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
448714
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
TURCOTTE
Individuals: First Name
MARTINE
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
02/2014
Date Individual began working for applicant (MM/YYYY)
02/2014
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
472020
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
MAHER
Individuals: First Name
MARY
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
04/2021
Date Individual began working for applicant (MM/YYYY)
04/2021
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
538501
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
CALDWELL
Individuals: First Name
NANCI
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
01/2016
Date Individual began working for applicant (MM/YYYY)
01/2016
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
492384
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
DANIEL
Individuals: First Name
PATRICK
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
12/2012
Date Individual began working for applicant (MM/YYYY)
12/2012
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
448712
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
ALJOUNDI
Individuals: First Name
AMMAR
Individuals: Middle Name
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
04/2022
Date Individual began working for applicant (MM/YYYY)
04/2022
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
547686
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
MORNEAU
Individuals: First Name
WILLIAM
Individuals: Middle Name
FRANCIS
Suffix
Title or Status
DIRECTOR
Date Title or Status Acquired(MM/YYYY)
11/2022
Date Individual began working for applicant (MM/YYYY)
11/2022
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
437625
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

SBSE-A/A: Schedule B of FORM SBSE-A

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
Date:     Applicant NFA No.:  225050

Use this Schedule B to report details for items listed below. Report only new information or changes/updates to previously submitted details. Do not repeat previously submitted information.

This is an INITIAL / AMENDED detail filing for the Form SBSE-A items checked below: Radio button checked Initial   Radio button not checked Amended

Section I

Other Business

Item 11: Does applicant engage in any other non-securities, financial services industry-related business?

UIC (if any), or other Unique Identification Number(s):
0010
Assigning Regulator(s)/Entity(s):
Office of the Superintendent of Financial Institutions
Briefly describe any other financial services industry-related, non-securities business in which the applicant is engaged:
Canadian Imperial Bank of Commerce is a leading North American financial institution operating across Personal and Business Banking, Commercial Banking and Wealth Management, and Capital Markets businesses, with 44,000 employees the Bank provides a full range of financial products and services to 10 million personal banking, business, public sector and institutional clients in globally. Business units include Canadian Personal and Business Banking, Canadian Commercial Banking and Wealth Management, U.S. Commercial Banking and Wealth Management, and Capital Markets.
UIC (if any), or other Unique Identification Number(s):
Assigning Regulator(s)/Entity(s):
Canada Deposit Insurance Corporation (CDIC)
Briefly describe any other financial services industry-related, non-securities business in which the applicant is engaged:
Canadian Imperial Bank of Commerce is a leading North American financial institution operating across Personal and Business Banking, Commercial Banking and Wealth Management, and Capital Markets businesses, with 44,000 employees the Bank provides a full range of financial products and services to 10 million personal banking, business, public sector and institutional clients in globally. Business units include Canadian Personal and Business Banking, Canadian Commercial Banking and Wealth Management, U.S. Commercial Banking and Wealth Management, and Capital Markets.

Section II

Record Maintenance Arrangements I Business Arrangements I Control Persons I Financings

(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
CIBC WORLD MARKETS CORP.
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
000000630
NFA (if any)
IARD (if any)
UIC (if any)
549300445CON3DBMU275
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
300 Madison Avenue
Street Address 2
City
NEW YORK
State/Country
NEW YORK
Zip + 4 Postal Code
10017
Effective Date MM DD YYYY
07-31-1969
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
CIBC World Markets Inc.
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
549300TDJKVQJ41VN031
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
161 Bay Street
Street Address 2
City
Toronto
State/Country
ONTARIO, CANADA
Zip + 4 Postal Code
M5J 2S8
Effective Date MM DD YYYY
09-28-2007
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).

SBSE-A/A: SCHEDULE F of Form SBSE-A

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
Date:     Applicant NFA No.:  225050

Section I

Service of Process and Certification Regarding Access to Records

Each nonresident security-based swap dealer and non-resident security-based swap participant shall use Schedule F to identify its United States agent for service of process and the certify that it can as a matter of law, and will -

(3) provide the Commission with prompt access to its books and records, and
(4) submit to onsite inspection and examination by the Commission.

1. Service of Process:

A. Name of United States person applicant designates and appoints as agent for service of process

Name
Canadian Imperial Bank of Commerce, New York Branch

B. Address of United States person applicant designates and appoints as agent for service of process

Street Address 1
300 MADISON AVENUE
Street Address 2
City
NEW YORK
State
NEW YORK
Zip/Postal Code
10017

The above identified agent for service of process may be served any process, pleadings, subpoenas, or other papers in
(a) any investigation or administrative proceeding conducted by the Commission that relates to the applicant or about which the applicant may have information; and
(b) any civil or criminal suit or action or proceeding brought against the applicant or to which the applicant has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions or of the District of Columbia, to enforce the Exchange Act. The applicant has stipulated and agreed that any such suit, action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon the above-named Agent for Service of Process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.

2. Certification regarding access to records:

Applicant can as a matter of law, and will;
(3) provide the Commission with prompt access to its books and records, and
(4) submit to onsite inspection and examination by the Commission.

Applicant must attach to this Form SBSE a copy of the opinion of counsel it is required to obtain in accordance with paragraph (c)(2) or (c)(3) of Exchange Act Rule 15Fb2-4, as appropriate [paragraphs (c)(2) or (c)(3) of 17 CFR 240. 15Fb2-4].

Signature:
Ron Hoover
Name:
Ron Hoover
Title:
MD & Head of Regulatory Change Management
Date:
10-29-2021

Section II

Registration with Foreign Financial Regulatory Authorities

Complete this Section for Registration with Foreign Financial Regulatory Authorities relating to ITEM 17. Each security based swap dealer and major security-based swap participant that is registered with a foreign financial regulatory authority must list on Section II of this Schedule F, for each foreign financial regulatory authority with which it is registered, the following information:

English Name of Foreign Financial Regulatory Authority
Office of the Superintendent of Financial Institutions
Foreign Registration No. (if any)
0010
English Name of Country:
CANADA (FEDERAL LEVEL)
English Name of Foreign Financial Regulatory Authority
Monetary Authority of Singapore
Foreign Registration No. (if any)
English Name of Country:
SINGAPORE
English Name of Foreign Financial Regulatory Authority
China Banking and Insurance Regulatory Commission
Foreign Registration No. (if any)
English Name of Country:
CHINA
English Name of Foreign Financial Regulatory Authority
Hong Kong Monetary Authority (HKMA)
Foreign Registration No. (if any)
English Name of Country:
HONG KONG
English Name of Foreign Financial Regulatory Authority
Australian Prudential Regulation Authority (APRA)
Foreign Registration No. (if any)
English Name of Country:
AUSTRALIA
English Name of Foreign Financial Regulatory Authority
Canada Deposit Insurance Corporation (CDIC)
Foreign Registration No. (if any)
English Name of Country:
CANADA (FEDERAL LEVEL)
English Name of Foreign Financial Regulatory Authority
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
Foreign Registration No. (if any)
English Name of Country:
CANADA (FEDERAL LEVEL)
English Name of Foreign Financial Regulatory Authority
Financial Consumer Agency of Canada (FCAC)
Foreign Registration No. (if any)
English Name of Country:
CANADA (FEDERAL LEVEL)
English Name of Foreign Financial Regulatory Authority
Financial Conduct Authority (FCA)
Foreign Registration No. (if any)
English Name of Country:
UNITED KINGDOM
English Name of Foreign Financial Regulatory Authority
Prudential Regulation Authority (PRA)
Foreign Registration No. (if any)
English Name of Country:
UNITED KINGDOM

If applicant has more than 3 Foreign Financial Regulatory Authorities to report, complete additional Schedule F Page 1s.