EX-99.4 5 dex994.htm CAPITAL STRUCTURE OF PACIFICORP GROUP COMPANIES Capital Structure of PacifiCorp Group Companies

Exhibit A-4

 

Capital structure of PacifiCorp group companies at June 30, 2004

 

PacifiCorp Consolidated

 

     ($ in millions)

   (%) of total
capitalization


 

Short-term debt (1)

   $ 730.1    9.7 %

Long-term debt

     3,361.0    44.9 %

Preferred stock subject to mandatory redemption

     52.5    0.7 %

Preferred stock

     41.3    0.6 %

Minority interest

     24.7    0.3 %

Common stock equity

     3,280.2    43.8 %
    

  

Total

   $ 7,489.8    100.0 %
    

  

 

Notes:

 

The above table excludes all current accounts (both payables and receivables) relating to trading, interest and dividends

 


(1) Includes long-term debt currently maturing.

 


Attachment ONE

 

Shares Issued/Options Granted

For the quarter ended 30 June 2004

 

Shares issued:


   Quest
1997


  

Quest

2000


   LTIP

   ESOP

   PSIP

   ExSOP
2001


   Old
ExSOS


   TOTAL
ESPs


   Other
share
issues


   GRAND
TOTAL


- in quarter

       0    0        0    714,391    1,957,792        0    0    2,672,183        0    2,672,183
    
  
  
  
  
  
  
  
  
  

- from 1 April 2004 to

end of quarter

   0    0    0    714,391    1,957,792    0    0    2,672,183    0    2,672,183
    
  
  
  
  
  
  
  
  
  

Options granted (for which

shares will need to be issued

at a future time):


   Quest
1997


  

Quest

2000


   LTIP

   ESOP

   PSIP

   ExSOP
2001


   Old
ExSOS


   TOTAL
ESPs


   Other
options
granted


   GRAND
TOTAL


- in quarter

   0    2,142,974    0    0    0    0    0    2,142,974    0    2,142,974
    
  
  
  
  
  
  
  
  
  

Shares issuable:


   Quest
1997


  

Quest

2000


   LTIP

   ESOP

   PSIP

   ExSOP
2001


   Old
ExSOS


   TOTAL
ESPs


         

- under ESPs to end of

order (31 March 2007)

   0    0    0    0    9,687,232    0    24,568    9,711,800          
    
  
  
  
  
  
  
  
         


W1—Shares issued in quarter

 

Date of Exercise


  Type of
Transaction


  Who are
the shares
being
allotted
to?


  Address of
allotee


  Share
Buy
Back


  Number
of ADSs


  Option
Price
(US$ per
ADS)


  Number
of ADSs


  Option
Price
(US$ per
ADS)


  Number
of ADSs


  Option
Price
(US$ per
ADS)


  PacifiCorp
Stock
Incentive
Plan


  ESOP

1-Apr-04

  PacifiCorp
Stock
Incentive
Plan #194
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
      7,000   US$ 26.94                       28,000    

13-Apr-04

  ESOP -
Partnership
and
Matching
  Lloyds
TSB
Registrars
Corporate
Nominee
Limited
A/c
AESOPI
  Highdown
House,
Worthing,
BN13 3RA
                                    0   210,948

10-May-04

  ESOP -
Partnership
and
Matching
  Lloyds
TSB
Registrars
Corporate
Nominee
Limited
A/c
AESOPI
  Highdown
House,
Worthing,
BN13 3RA
                                    0   219,588

26-May-04

  PacifiCorp
Stock
Incentive
Plan #202
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
      5,000   US$ 25.70                       20,000    

28-May-04

  PacifiCorp
Stock
Incentive
Plan #203
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
      3,000   US$ 26.94   3,000   US$ 25.70   3,000   US$ 26.94   36,000    

28-May-04

  PacifiCorp
Stock
Incentive
Plan #203
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
      3,000   US$ 25.70   4,000   US$ 25.70   2,667   US$ 26.94   38,668    

28-May-04

  PacifiCorp
Stock
Incentive
Plan #203
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
      1,334   US$ 25.70   7,000   US$ 26.94   2,334   US$ 25.70   42,672    

28-May-04

  PacifiCorp
Stock
Incentive
Plan #204
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
      1,334   US$ 25.70                       5,336    

1-Jun-04

  PacifiCorp
Stock
Incentive
Plan #205
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
      3,000   US$ 25.70   3,000   US$ 26.94   3,000   US$ 25.70   36,000    

1-Jun-04

  PacifiCorp
Stock
Incentive
Plan #206
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
      4,000   US$ 26.94   5,000   US$ 25.70             36,000    

1-Jun-04

  PacifiCorp
Stock
Incentive
Plan #207
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
      4,667   US$ 26.94   7,000   US$ 25.70   7,000   US$ 26.94   74,668    

 


1-Jun-04

  PacifiCorp
Stock
Incentive
Plan #207
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  7,000   US$ 25.70   7,000   US$ 26.94   7,000   US$ 25.70   84,000

2-Jun-04

  PacifiCorp
Stock
Incentive
Plan #208
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  2,300   US$ 26.94   2,300   US$ 25.70   4,000   US$ 26.94   34,400

2-Jun-04

  PacifiCorp
Stock
Incentive
Plan #208
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  7,000   US$ 25.70   5,500   US$ 26.94   4,000   US$ 26.94   66,000

2-Jun-04

  PacifiCorp
Stock
Incentive
Plan #208
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  4,000   US$ 25.70   4,000   US$ 26.94   4,000   US$ 25.70   48,000

2-Jun-04

  PacifiCorp
Stock
Incentive
Plan #209
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  4,000   US$ 26.94   4,000   US$ 25.70             32,000

2-Jun-04

  PacifiCorp
Stock
Incentive
Plan #203
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  12,000   US$ 25.70                       48,000

3-Jun-04

  PacifiCorp
Stock
Incentive
Plan #211
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  3,000   US$ 25.70                       12,000

3-Jun-04

  PacifiCorp
Stock
Incentive
Plan #210
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  7,000   US$ 26.94   7,000   US$ 25.70   4,000   US$ 26.94   72,000

3-Jun-04

  PacifiCorp
Stock
Incentive
Plan #210
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  4,000   US$ 25.70   3,000   US$ 26.94   1,334   US$ 25.70   33,336

3-Jun-04

  PacifiCorp
Stock
Incentive
Plan #210
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  4,000   US$ 26.94   4,000   US$ 26.94   4,000   US$ 25.70   48,000

3-Jun-04

  PacifiCorp
Stock
Incentive
Plan #212
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  57,350   US$ 25.06   43,850   US$ 25.70             404,800

4-Jun-04

  PacifiCorp
Stock
Incentive
Plan #214
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  13,500   US$ 26.94   13,000   US$ 26.94   13,500   US$ 25.70   160,000

 


7-Jun-04

  PacifiCorp
Stock
Incentive
Plan #215
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  13,500   US$ 26.94   4,500   US$ 25.70             72,000    

7-Jun-04

  PacifiCorp
Stock
Incentive
Plan #216
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  2,666   US$ 26.94   1,333   US$ 25.70             15,996    

8-Jun-04

  PacifiCorp
Stock
Incentive
Plan #217
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  815   US$ 24.40                       3,260    

8-Jun-04

  PacifiCorp
Stock
Incentive
Plan #218
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  4,387   US$ 23.55   7,000   US$ 26.94   7,000   US$ 25.70   73,548    

9-Jun-04

  PacifiCorp
Stock
Incentive
Plan #219
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  600   US$ 26.94   600   US$ 25.70             4,800    

10-Jun-04

  PacifiCorp
Stock
Incentive
Plan #220
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  13,000   US$ 25.70                       52,000    

14-Jun-04

  ESOP-
Partnership
and
Matching
  Lloyds
TSB
Registrars
Corporate
Nominee
Limited
A/c
AESOPI
  Highdown
House,
Worthing,
BN13 3RA
                                0   203,814

16-Jun-04

  PacifiCorp
Stock
Incentive
Plan #222
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  4,000   US$ 25.70                       16,000    

16-Jun-04

  PacifiCorp
Stock
Incentive
Plan #223
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  7,000   US$ 26.94   7,000   US$ 25.70   798   US$ 38.85   59,192    

17-Jun-04

  PacifiCorp
Stock
Incentive
Plan #226
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  4,000   US$ 25.70                       16,000    

18-Jun-04

  PacifiCorp
Stock
Incentive
Plan #227
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  7,000   US$ 26.94   7,000   US$ 25.70             56,000    

18-Jun-04

  PacifiCorp
Stock
Incentive
Plan #228
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  3,000   US$ 25.70                       12,000    

 


21-Jun-04

  PacifiCorp Stock
Incentive Plan
#229
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  4,000   US$ 26.94   7,000   US$ 25.70              44,000     

22-Jun-04

  PacifiCorp Stock
Incentive Plan
#230
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  5,000   US$ 25.70                        20,000     

22-Jun-04

  PacifiCorp Stock
Incentive Plan
#231
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  2,250   US$ 25.70                        9,000     

24-Jun-04

  PacifiCorp Stock
Incentive Plan
#233
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  600   US$ 26.94   600   US$ 25.70   6,429   US$ 25.70    30,516     

25-Jun-04

  PacifiCorp Stock
Incentive Plan
#235
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  4,000   US$ 26.94   4,000   US$ 25.70   3,000   US$ 25.70    44,000     

28-Jun-04

  ESOP—Dividend
Reinvestment
  Lloyds
TSB
Registrars
Corporate
Nominee
Limited
A/c
AESOPI
  Highdown
House,
Worthing,
BN13 3RA
                                 0    80,041

30-Jun-04

  PacifiCorp Stock
Incentive Plan
#236
  Guaranty
Nominees
Limited
(CREST
I.D.
AW01C /
Acct
Number:
IDADR01)
  JPMorgan,
Chaseside,
Bournemouth,
Dorset BH7
7DA
  8,700   US$ 26.94   8,700   US$ 25.70              69,600     
                                          Totals    1,957,792    714,391