Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | U.S. Bank, N.A. |
b. Street 1 | 425 Walnut Street |
Street 2 | |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45202 |
g. Telephone number (including country code if foreign) | 866-433-3052 |
h. Briefly describe the books and records kept at this location:
| Securities including journals, ledgers, canceled checks and bank records, and all records relating to activites as Custodian. |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | James Investment Research, Inc. |
b. Street 1 | 1349 Fairground Road |
Street 2 | |
c. City | Xenia |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45385 |
g. Telephone number (including country code if foreign) | 937-426-7640 |
h. Briefly describe the books and records kept at this location:
| Accounts and records as required by the SEC. |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | The James Advantage Funds |
b. Street 1 | 1290 Broadway |
Street 2 | Suite 1000 |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80203 |
g. Telephone number (including country code if foreign) | 800-995-2637 |
h. Briefly describe the books and records kept at this location:
| Accounts and records as required by the SEC. |
Director Record:
1 |
a. Full Name | Richard C. Russell |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08411 |
Director Record:
2 |
a. Full Name | Robert F. Chelle |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08411 |
Director Record:
3 |
a. Full Name | Leslie L. Brandon |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-0841 |
Director Record:
4 |
a. Full Name | Ronald D. Brown |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08411 |
Director Record:
5 |
a. Full Name | Julia W Poston |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08411 |
Director Record:
6 |
a. Full Name | Barry R. James |
b. CRD number, if any | 002254123 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08411 |