0000904853-18-000009.txt : 20181128 0000904853-18-000009.hdr.sgml : 20181128 20181128133008 ACCESSION NUMBER: 0000904853-18-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181126 FILED AS OF DATE: 20181128 DATE AS OF CHANGE: 20181128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Amster Howard CENTRAL INDEX KEY: 0000904853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14760 FILM NUMBER: 181205110 MAIL ADDRESS: STREET 1: 23811 CHAGRIN BLVD # 200 CITY: BEACHWOOD STATE: OH ZIP: 44122-5525 FORMER NAME: FORMER CONFORMED NAME: AMSTER HOWARD DATE OF NAME CHANGE: 19970311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAIT Financial Trust CENTRAL INDEX KEY: 0001045425 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 232919819 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO LOGAN SQUARE STREET 2: 100 N. 18TH STREET, 23RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (215) 207-2100 MAIL ADDRESS: STREET 1: TWO LOGAN SQUARE STREET 2: 100 N. 18TH STREET, 23RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: RAIT INVESTMENT TRUST DATE OF NAME CHANGE: 20010227 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE ASSET INVESTMENT TRUST DATE OF NAME CHANGE: 19970904 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-11-26 0 0001045425 RAIT Financial Trust RASFP 0000904853 Amster Howard 23811 CHAGRIN BLVD # 200 BEACHWOOD OH 44122-5525 0 0 1 0 RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE 2018-11-26 4 P 0 12768 3.74 A 1026676 I SEE EXPLANATION BELOW RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE 2018-11-26 4 P 0 1500 3.8 A 1027676 I SEE EXPLANATION BELOW Howard Amster Maintains Direct Ownership of the Following Shares; RASFP RAIT Financial Trust 7.75% Series A Cumulative 234,537 RASFO RAIT Financial Trust 8.375% Series B Cumulative 132,380 RASFN RAIT Financial Trust 8.875% Series C Cumulative 60,598 Howard Amster Maintains Indirect Ownership of the Following Shares; RASFP RAIT Financial Trust 7.75% Series A Cumulative Amster L.P. Gen Prtr 18,400 Laughlin Holdings LLC Pres. Maj. Mbr 42,400 NewAx Inc. Maj. Shrhldr 1,100 Pleasant Lake Apts LLC Prs. Maj. Mbr 20,000 Pleasant Lake Apts L.P. Prs. Gen Ptnr 54,019 Ramat Securities Ltd LLC Maj Mbr 65,700 Somerset Outlet Centers L.P Pres Gen Ptnr 39,300 RASFO RAIT Financial Trust 8.375% Series B Cumulative Amster L.P. Gen Ptnr 33,677 Horizon Group Properties Inc. Maj. Shrdr 2,400 Pleasant Lake Apts Corp Sole Shrdr 3,400 Pleasant Lake Apts LLC Pres Maj Mbr 8,000 Pleasant Lake Apts L.P. Pres Gen Ptnr 147,199 Pleasant Lake Skoien Inv LLC Pres Maj Mbr 4,974 Ramat Securities Ltd LLC Maj Mbr 43,959 RASFN RAIT Financial Trust 8.875% Series C Cumulative Amster L.P. Gen Ptnr 1,300 Laughlin Holding LLC Pres Maj Mmbr 15,031 Pleasant Lake Apts L.P. Pres Gen Ptnr 62,497 Pleasant Lake Skoien Inv LLC Pres Maj Mbr 6,300 Ramat Securities Ltd LLC Maj Mbr 14,405 Somerset Outlet Centers L.P. Pres Gen Prtr 16,100 HOWARD AMSTER 2018-11-28