0001209191-14-008966.txt : 20140211 0001209191-14-008966.hdr.sgml : 20140211 20140211114057 ACCESSION NUMBER: 0001209191-14-008966 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140203 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: W R GRACE & CO CENTRAL INDEX KEY: 0001045309 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 650773649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 GRACE DRIVE CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410 531 4000 MAIL ADDRESS: STREET 1: 7500 GRACE DRIVE CITY: COLUMBIA STATE: MD ZIP: 21044 FORMER COMPANY: FORMER CONFORMED NAME: GRACE SPECIALTY CHEMICALS INC DATE OF NAME CHANGE: 19970902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRG Asbestos PI Trust CENTRAL INDEX KEY: 0001599182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13953 FILM NUMBER: 14592393 BUSINESS ADDRESS: STREET 1: C/O THOMAS FLORENCE STREET 2: 1220 19TH ST. NW, SUITE 700 CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 202-797-1111 MAIL ADDRESS: STREET 1: C/O THOMAS FLORENCE STREET 2: 1220 19TH ST. NW, SUITE 700 CITY: WASHINGTON STATE: DC ZIP: 20036 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-02-03 0 0001045309 W R GRACE & CO GRA 0001599182 WRG Asbestos PI Trust 1100 MARKET STREET WILMINGTON DE 19890-1625 0 0 1 0 Warrants (right to buy common stock) 17.00 2014-02-03 Common Stock 10000000 D The Warrants will expire at 5:00 p.m., New York City time, on February 3, 2015 or, if such day in not a business day, the next succeeding day which is a business day; provided, however, that if the issuer fails (a) to cause any registration statement to be declared effective when required by the Registration Rights Agreement, dated as of February 3, 2014, by and between the issuer and WRG Asbestos PI Trust (the "Registration Rights Agreement"), (b) to maintain the effectiveness of such registration statement or (c) if a suspension period occurs under the Registration Rights Agreement, then the expiration date shall be extended by one day for each day that such registration statement is not effective, each day that constitutes a suspension period or each day that WRG Asbestos PI Trust is unable to sell the Warrants or shares of common stock issuable upon exercise thereof due to the lack of an effective or legally compliant registration statement or prospectus. /s/Lewis Sifford 2014-02-11