0001045309-16-000141.txt : 20160208
0001045309-16-000141.hdr.sgml : 20160208
20160208161128
ACCESSION NUMBER: 0001045309-16-000141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160204
FILED AS OF DATE: 20160208
DATE AS OF CHANGE: 20160208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: W R GRACE & CO
CENTRAL INDEX KEY: 0001045309
STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800]
IRS NUMBER: 650773649
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7500 GRACE DRIVE
CITY: COLUMBIA
STATE: MD
ZIP: 21044
BUSINESS PHONE: 410 531 4000
MAIL ADDRESS:
STREET 1: 7500 GRACE DRIVE
CITY: COLUMBIA
STATE: MD
ZIP: 21044
FORMER COMPANY:
FORMER CONFORMED NAME: GRACE SPECIALTY CHEMICALS INC
DATE OF NAME CHANGE: 19970902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dockman William C.
CENTRAL INDEX KEY: 0001542118
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13953
FILM NUMBER: 161395807
MAIL ADDRESS:
STREET 1: C/O W. R. GRACE & CO.
STREET 2: 7500 GRACE DRIVE
CITY: COLUMBIA
STATE: MD
ZIP: 21044
4
1
wf-form4_145496587652928.xml
FORM 4
X0306
4
2016-02-04
0
0001045309
W R GRACE & CO
GRA
0001542118
Dockman William C.
C/O W. R. GRACE & CO.
7500 GRACE DRIVE
COLUMBIA
MD
21044
0
1
0
0
VP and Controller
Common Stock, par value $0.01 per share
100
D
Employee Stock Option (rights to buy)
39.02
2017-06-28
Common Stock
10940.0
10940
D
Employee Stock Options (rights to buy)
61.73
2018-05-02
Common Stock
4891.0
4891
D
Employee Stock Options (rights to buy)
74.7
2019-05-08
Common Stock
4717.0
4717
D
Employee Stock Options (rights to buy)
77.31
2020-05-07
Common Stock
7276.0
7276
D
Restricted Stock Units
Common Stock
3849.0
3849
D
Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase preferred stock or other securities or property upon the occurrence of certain events and subject to certain conditions.
Adjusted on February 4, 2016 pursuant to Employee Matters Agreement as described in the Remarks below.
Options become exercisable in three substantially equal annual installments beginning on June 28, 2013; June 27, 2014; and June 26, 2015.
Options become exercisable in three substantially equal annual installments beginning on May 2, 2014; May 1, 2015; and May 2, 2016.
Options become exercisable in three substantially equal annual installments beginning on May 8, 2015; May 6, 2016; and May 8, 2017.
Options become exercisable in three substantially equal annual installments beginning on May 6, 2016; May 5, 2017; and May 7, 2018.
Each RSU represents a contingent right to receive one share of Grace common stock.
Restricted stock units vest on May 7, 2018.
Not Applicable
The terms of each of the reporting person's outstanding options and restricted stock unit awards were adjusted pursuant to the Employee Matters Agreement among W. R. Grace & Co. ("Grace"), W. R. Grace & Co.Conn. and GCP Applied Technologies Inc. ("GCP") relating to the February 3, 2016 distribution by Grace to its stockholders of all of the outstanding shares of the common stock of GCP. All information regarding options and restricted stock unit awards is shown on this Form 4 on a post-adjustment basis.
/s/ Michael W. Conron, Attorney-in-Fact
2016-02-08