0001045309-16-000141.txt : 20160208 0001045309-16-000141.hdr.sgml : 20160208 20160208161128 ACCESSION NUMBER: 0001045309-16-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160204 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: W R GRACE & CO CENTRAL INDEX KEY: 0001045309 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 650773649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 GRACE DRIVE CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410 531 4000 MAIL ADDRESS: STREET 1: 7500 GRACE DRIVE CITY: COLUMBIA STATE: MD ZIP: 21044 FORMER COMPANY: FORMER CONFORMED NAME: GRACE SPECIALTY CHEMICALS INC DATE OF NAME CHANGE: 19970902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dockman William C. CENTRAL INDEX KEY: 0001542118 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13953 FILM NUMBER: 161395807 MAIL ADDRESS: STREET 1: C/O W. R. GRACE & CO. STREET 2: 7500 GRACE DRIVE CITY: COLUMBIA STATE: MD ZIP: 21044 4 1 wf-form4_145496587652928.xml FORM 4 X0306 4 2016-02-04 0 0001045309 W R GRACE & CO GRA 0001542118 Dockman William C. C/O W. R. GRACE & CO. 7500 GRACE DRIVE COLUMBIA MD 21044 0 1 0 0 VP and Controller Common Stock, par value $0.01 per share 100 D Employee Stock Option (rights to buy) 39.02 2017-06-28 Common Stock 10940.0 10940 D Employee Stock Options (rights to buy) 61.73 2018-05-02 Common Stock 4891.0 4891 D Employee Stock Options (rights to buy) 74.7 2019-05-08 Common Stock 4717.0 4717 D Employee Stock Options (rights to buy) 77.31 2020-05-07 Common Stock 7276.0 7276 D Restricted Stock Units Common Stock 3849.0 3849 D Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase preferred stock or other securities or property upon the occurrence of certain events and subject to certain conditions. Adjusted on February 4, 2016 pursuant to Employee Matters Agreement as described in the Remarks below. Options become exercisable in three substantially equal annual installments beginning on June 28, 2013; June 27, 2014; and June 26, 2015. Options become exercisable in three substantially equal annual installments beginning on May 2, 2014; May 1, 2015; and May 2, 2016. Options become exercisable in three substantially equal annual installments beginning on May 8, 2015; May 6, 2016; and May 8, 2017. Options become exercisable in three substantially equal annual installments beginning on May 6, 2016; May 5, 2017; and May 7, 2018. Each RSU represents a contingent right to receive one share of Grace common stock. Restricted stock units vest on May 7, 2018. Not Applicable The terms of each of the reporting person's outstanding options and restricted stock unit awards were adjusted pursuant to the Employee Matters Agreement among W. R. Grace & Co. ("Grace"), W. R. Grace & Co.Conn. and GCP Applied Technologies Inc. ("GCP") relating to the February 3, 2016 distribution by Grace to its stockholders of all of the outstanding shares of the common stock of GCP. All information regarding options and restricted stock unit awards is shown on this Form 4 on a post-adjustment basis. /s/ Michael W. Conron, Attorney-in-Fact 2016-02-08