0001047469-13-001016.txt : 20130214
0001047469-13-001016.hdr.sgml : 20130214
20130214060034
ACCESSION NUMBER: 0001047469-13-001016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEUMEIER POMA INVESTMENT COUNSEL LLC
CENTRAL INDEX KEY: 0001044936
IRS NUMBER: 770444891
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06534
FILM NUMBER: 13606000
BUSINESS ADDRESS:
STREET 1: 26435 CARMEL RANCHO BOULEVARD
STREET 2: SUITE 200
CITY: CARMEL
STATE: CA
ZIP: 93923
BUSINESS PHONE: 8316256355
MAIL ADDRESS:
STREET 1: 26435 CARMEL RANCHO BOULEVARD
STREET 2: SUITE 200
CITY: CARMEL
STATE: CA
ZIP: 93923
FORMER COMPANY:
FORMER CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC
DATE OF NAME CHANGE: 19990407
13F-HR
1
a2212711z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/12
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Neumeier Poma Investment Counsel LLC
------------------------------------
Address: 26435 Carmel Rancho Blvd., Suite 200
------------------------------------
Carmel, CA 93923
------------------------------------
-------------------------------
Form 13F File Number: 28-4792
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter Neumeier
-------------------------------
Title: President
-------------------------------
Phone: 831-625-6355
-------------------------------
Signature, Place, and Date of Signing:
/s/ Peter Neumeier Carmel, California 2/14/13
------------------------------- ------------------ -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-4792 Neumeier Poma Investment Counsel LLC
--------------- ------------------------------------
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 32
--------------------
Form 13F Information Table Value Total: $251,097
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-4792 Neumeier Poma Investment Counsel LLC
------ ----------------- ------------------------------------
[Repeat as necessary.]
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------
Acacia Research COM 003881307 8133 316950 316950 NONE 251000 65950
Allied Nevada Gold Corp. COM 019344100 5603 185950 185950 120550 65400
Bank Of The Ozarks COM 063904106 12727 380250 380250 296450 83800
Chart Industries Inc. COM 16115Q308 3960 59380 59380 45180 14200
Coherent Inc. COM 192479103 7485 147825 147825 117325 30500
Dresser-Rand Group Inc. COM 261608103 7333 130625 130625 94425 36200
EBIX Inc. COM 278715206 2717 168550 168550 126150 42400
Enersys COM 29275Y102 4225 112275 112275 86125 26150
FEI Company COM 30241L109 8588 154825 154825 119225 35600
First Financial Bancorp COM 320209109 7244 495500 495500 371500 124000
Haemonetics Corporation COM 405024100 5873 143800 143800 109400 34400
Herbalife Ltd. COM G4412G101 5918 179650 179650 137950 41700
Innophos Holdings Inc. COM 45774N108 2542 54675 54675 41575 13100
Innospec Inc. COM 45768S105 1217 35300 35300 22200 13100
IPG Photonics Corp. COM 44980X109 8345 125200 125200 95600 29600
Jack Henry &
Associates Inc. COM 426281101 11843 301650 301650 231850 69800
Maximus Inc. COM 577933104 8803 139250 139250 106050 33200
Oriental Financial Group COM 68618W100 12714 952394 952394 725394 227000
Pier 1 Imports, Inc. COM 720279108 8876 443825 443825 338125 105700
Questcor Pharmaceuticals COM 74835Y101 6609 247325 247325 192250 55075
Sirona Dental
Systems Inc. COM 82966C103 11210 173900 173900 132500 41400
Snap-On Incorporated COM 833034101 11746 148700 148700 113750 34950
Stantec Inc. COM 85472N109 11876 296150 296150 218850 77300
Steelcase Inc. COM 858155203 6976 547550 547550 423300 124250
Steven Madden, Ltd. COM 556269108 11599 274400 274400 216600 57800
Thor Industries Inc. COM 885160101 5875 156950 156950 121550 35400
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------
Tupperware Brands Corp. COM 899896104 10950 170825 170825 NONE 131425 39400
Ultratech Inc. COM 904034105 10353 277550 277550 213350 64200
UMB Financial Corp. COM 902788108 10108 230675 230675 174575 56100
Veeco Instruments Inc. COM 922417100 3409 115600 115600 89400 26200
Wabtec Corporation COM 929740108 10387 118650 118650 90400 28250
SPDR Gold Trust ETF 78463V107 5853 36125 36125 35950 175