0001044905-20-000002.txt : 20200416
0001044905-20-000002.hdr.sgml : 20200416
20200416145817
ACCESSION NUMBER: 0001044905-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200416
DATE AS OF CHANGE: 20200416
EFFECTIVENESS DATE: 20200416
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN
CENTRAL INDEX KEY: 0001044905
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06515
FILM NUMBER: 20796060
BUSINESS ADDRESS:
STREET 1: 520 LOOKOUT STREET
CITY: CHATTANOOGA
STATE: TN
ZIP: 37403
BUSINESS PHONE: 4237563480
MAIL ADDRESS:
STREET 1: 520 LOOKOUT STREET
CITY: CHATTANOOGA
STATE: TN
ZIP: 37403
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001044905
XXXXXXXX
03-31-2020
03-31-2020
PATTEN & PATTEN INC/TN
520 LOOKOUT STREET
CHATTANOOGA
TN
37403
13F HOLDINGS REPORT
028-06515
N
W. A. Bryan Patten
CEO
4237563480
W. A. Bryan Patten
Chattanooga
TN
03-31-2020
0
227
758387
false
INFORMATION TABLE
2
inftable.xml
3M CO COM
COM
88579Y101
6218
45553
SH
SOLE
45553
0
0
A.O. Smith Corp.
COM
831865209
10369
274248
SH
SOLE
274248
0
0
Abbott Laboratories
COM
002824100
16439
208331
SH
SOLE
208331
0
0
AbbVie Inc.
COM
00287y109
14043
184313
SH
SOLE
184313
0
0
Abiomed Inc.
COM
003654100
414
2852
SH
SOLE
2852
0
0
Activision, Inc.
COM
00507V109
326
5482
SH
SOLE
5482
0
0
Adobe Inc.
COM
00724F101
12535
39388
SH
SOLE
39388
0
0
AFLAC Inc.
COM
001055102
202
5903
SH
SOLE
5903
0
0
Air Products and Chemical Co.
COM
009158106
731
3660
SH
SOLE
3660
0
0
Alibaba Group Holding Ltd
COM
01609w102
682
3506
SH
SOLE
3506
0
0
AllianzGI Convertible & Income
COM
018825109
35
10500
SH
SOLE
10500
0
0
Alphabet Inc Cl A
COM
02079K305
11814
10167
SH
SOLE
10167
0
0
Alphabet Inc Cl C
COM
02079K107
6479
5572
SH
SOLE
5572
0
0
ALPS Trust Alerian MLP ETF
COM
00162q866
421
122263
SH
SOLE
122263
0
0
Altria Group, Inc.
COM
02209S103
566
14644
SH
SOLE
14644
0
0
Amazon.com, Inc.
COM
023135106
1936
993
SH
SOLE
993
0
0
American Express
COM
025816109
689
8053
SH
SOLE
8053
0
0
American International Group I
COM
026874784
226
9330
SH
SOLE
9330
0
0
American Tower Corporation
COM
03027x100
393
1805
SH
SOLE
1805
0
0
American Water Works, Inc.
COM
030420103
3746
31335
SH
SOLE
31335
0
0
Amgen
COM
031162100
663
3271
SH
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0
0
Apple Inc Com
COM
037833100
70330
276576
SH
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0
0
Applied Materials, Inc.
COM
038222105
235
5125
SH
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0
0
Ashland Global Holdings, Inc.
COM
044186104
1141
22785
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0
0
AT&T, Inc.
COM
00206r102
14940
512523
SH
SOLE
512523
0
0
Autodesk, Inc.
COM
052769106
295
1889
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SOLE
1889
0
0
Automatic Data Processing
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053015103
1098
8034
SH
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8034
0
0
Bank of America Corp.
COM
060505104
2728
128480
SH
SOLE
128480
0
0
Baxter International
COM
071813109
251
3090
SH
SOLE
3090
0
0
Becton, Dickinson Co
COM
075887109
309
1344
SH
SOLE
1344
0
0
Berkshire Hathaway Inc. Class
COM
084670702
706
3860
SH
SOLE
3860
0
0
Boeing Corp.
COM
097023105
433
2901
SH
SOLE
2901
0
0
BP Amoco PLC - Spons ADR
COM
055622104
1242
50909
SH
SOLE
50909
0
0
Bristol Myers Squibb Co
COM
110122108
2649
47527
SH
SOLE
47527
0
0
Broadcom Inc.
COM
11135F101
626
2640
SH
SOLE
2640
0
0
Canadian National Railway Co.
COM
136375102
8118
104578
SH
SOLE
104578
0
0
Capstar Financial Holdings, In
COM
14070t102
105
10612
SH
SOLE
10612
0
0
CarMax, Inc.
COM
143130102
1107
20570
SH
SOLE
20570
0
0
Caterpillar
COM
149123101
252
2175
SH
SOLE
2175
0
0
ChevronTexaco Corporation
COM
166764100
3729
51464
SH
SOLE
51464
0
0
Chubb LTD.
COM
H1467J104
363
3251
SH
SOLE
3251
0
0
Cisco Systems, Inc.
COM
17275R102
11857
301623
SH
SOLE
301623
0
0
Citigroup, Inc.
COM
172967424
2681
63649
SH
SOLE
63649
0
0
Citrix Sys Inc Com
COM
177376100
609
4299
SH
SOLE
4299
0
0
Coca Cola Company
COM
191216100
7437
168063
SH
SOLE
168063
0
0
Colgate-Palmolive Co.
COM
194162103
718
10817
SH
SOLE
10817
0
0
Comcast Corporation - Class A
COM
20030N101
8992
261540
SH
SOLE
261540
0
0
Communication Services Select
COM
81369y852
588
13295
SH
SOLE
13295
0
0
ConocoPhillips
COM
20825C104
3725
120927
SH
SOLE
120927
0
0
Constellation Brands, Inc.
COM
21036P108
9992
69699
SH
SOLE
69699
0
0
Corning Inc Com
COM
219350105
480
23390
SH
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23390
0
0
Costco Wholesale Corp.
COM
22160K105
9715
34071
SH
SOLE
34071
0
0
Crown Castle International Cor
COM
22822v101
772
5343
SH
SOLE
5343
0
0
CSX Corp.
COM
126408103
245
4282
SH
SOLE
4282
0
0
CVS/Caremark Corp.
COM
126650100
651
10973
SH
SOLE
10973
0
0
Delta Airlines
COM
247361702
3615
126693
SH
SOLE
126693
0
0
DexCom Inc.
COM
252131107
3732
13858
SH
SOLE
13858
0
0
Dixie Group, Inc.
COM
255519100
15
23300
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23300
0
0
DocuSign Inc.
COM
256163106
4164
45067
SH
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45067
0
0
Dolby Laboratories, Inc.
COM
25659t107
2658
49030
SH
SOLE
49030
0
0
Dollar General
COM
256677105
435
2880
SH
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2880
0
0
Dominion Res Inc VA New
COM
25746U109
1248
17287
SH
SOLE
17287
0
0
Dover Corp.
COM
260003108
248
2950
SH
SOLE
2950
0
0
Dow Inc.
COM
260557103
1226
41946
SH
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41946
0
0
Duke Energy Corp.
COM
26441C204
5648
69836
SH
SOLE
69836
0
0
Dupont De Nemours, Inc.
COM
26614N102
527
15444
SH
SOLE
15444
0
0
Eaton Corp. PLC
COM
G29183103
889
11439
SH
SOLE
11439
0
0
Ecolabs
COM
278865100
3082
19776
SH
SOLE
19776
0
0
Edwards Lifesciences Corp.
COM
28176E108
13004
68943
SH
SOLE
68943
0
0
Electronic Arts, Inc.
COM
285512109
1147
11446
SH
SOLE
11446
0
0
Eli Lilly
COM
532457108
775
5590
SH
SOLE
5590
0
0
Emerson Elec Co Com
COM
291011104
717
15038
SH
SOLE
15038
0
0
Enbridge Inc
COM
29250N105
337
11601
SH
SOLE
11601
0
0
Energy Select Sector SPDR
COM
81369y506
331
11395
SH
SOLE
11395
0
0
Enterprise Products Partners
COM
293792107
192
13448
SH
SOLE
13448
0
0
Exact Sciences Corp
COM
30063P105
946
16309
SH
SOLE
16309
0
0
Exxon Mobil Corporation
COM
30231G102
3332
87752
SH
SOLE
87752
0
0
Facebook Inc. A
COM
30303M102
213
1274
SH
SOLE
1274
0
0
FEDEX Corporation
COM
31428X106
930
7672
SH
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7672
0
0
Financial Select Sector SPDR (
COM
81369y605
566
27187
SH
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27187
0
0
Frelii, Inc.
COM
357051101
1
14000
SH
SOLE
14000
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0
General Electric Corp.
COM
369604103
1407
177169
SH
SOLE
177169
0
0
General Mills
COM
370334104
424
8028
SH
SOLE
8028
0
0
General Motors
COM
37045V100
2392
115118
SH
SOLE
115118
0
0
Gilead Sciences Inc
COM
375558103
395
5280
SH
SOLE
5280
0
0
Goldman Sachs Access Treasury
COM
381443052
226
2238
SH
SOLE
2238
0
0
HCA Healthcare Co.
COM
40412c101
696
7741
SH
SOLE
7741
0
0
Health Care Select Sector
COM
81369y209
3396
38341
SH
SOLE
38341
0
0
Hilton Worldwide Holdings Inc.
COM
43300A203
1118
16387
SH
SOLE
16387
0
0
Home Depot
COM
437076102
5344
28620
SH
SOLE
28620
0
0
Honeywell International, Inc.
COM
438516106
5581
41718
SH
SOLE
41718
0
0
I Shares Transportation Index
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464287192
235
1700
SH
SOLE
1700
0
0
Imperial Oil Ltd.
COM
453038408
129
11407
SH
SOLE
11407
0
0
Industrial Select Spdr
COM
81369y704
1081
18322
SH
SOLE
18322
0
0
Ingevity Corporation
COM
45688C107
5071
144051
SH
SOLE
144051
0
0
Intel Corporation
COM
458140100
20647
381505
SH
SOLE
381505
0
0
International Business Machine
COM
459200101
818
7371
SH
SOLE
7371
0
0
Intuit, Inc.
COM
461202103
6050
26305
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Invesco QQQ Trust Series 1
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46090E103
920
4831
SH
SOLE
4831
0
0
Invesco S&P 500 High Dividend
COM
46138E362
803
26760
SH
SOLE
26760
0
0
Invesco S&P 500 Low Volatility
COM
46138E354
1075
22906
SH
SOLE
22906
0
0
Invesco S&P Equal Weight ETF
COM
46137V357
376
4478
SH
SOLE
4478
0
0
IShares Core S&P 500 Index Fun
COM
464287200
1469
5684
SH
SOLE
5684
0
0
IShares Core S&P Midcap 400 In
COM
464287507
378
2626
SH
SOLE
2626
0
0
iShares Core S&P U.S Growth ET
COM
464287671
387
6779
SH
SOLE
6779
0
0
iShares Core S&P U.S. Value ET
COM
464287663
205
4448
SH
SOLE
4448
0
0
IShares DJ US Financial Sect
COM
464287788
7182
73831
SH
SOLE
73831
0
0
IShares DJ US Financial Servic
COM
464287770
1006
9803
SH
SOLE
9803
0
0
Ishares DJ US Healthcare
COM
464287762
234
1248
SH
SOLE
1248
0
0
Ishares Dow Jones Select Divid
COM
464287168
487
6620
SH
SOLE
6620
0
0
iShares Dow Jones U.S. Consume
COM
464287580
345
1948
SH
SOLE
1948
0
0
iShares Dow Jones U.S. Technol
COM
464287721
795
3890
SH
SOLE
3890
0
0
IShares Dow Jones US Pharmaceu
COM
464288836
859
6385
SH
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6385
0
0
iShares Dow Jones US Regional
COM
464288778
227
7835
SH
SOLE
7835
0
0
iShares High Dividend Equity F
COM
46429b663
774
10823
SH
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10823
0
0
IShares MSCI Emergin Mkt
COM
464287234
1461
42822
SH
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42822
0
0
IShares MSCI EMU
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464286608
706
23140
SH
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23140
0
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Ishares MSCI USA Minimum Volat
COM
46429B697
406
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SH
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0
0
Ishares Russell 2000
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464287655
1241
10846
SH
SOLE
10846
0
0
IShares Russell 2000 Value
COM
464287630
313
3815
SH
SOLE
3815
0
0
Ishares S&P Global Tech Sector
COM
464287291
17314
94942
SH
SOLE
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IShares S&P Smallcap 600
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J C Penney Co, Inc.
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Johnson and Johnson
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478160104
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0
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JP Morgan Chase & Co Com
COM
46625H100
12103
134432
SH
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134432
0
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JPMorgan Diversified Return Eu
COM
46641q605
316
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6985
0
0
KBW Regional Banking Index
COM
78464a698
1437
44080
SH
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44080
0
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Keycorp
COM
493267108
1063
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Kimberly-Clark
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494368103
1981
15490
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15490
0
0
Kinder Morgan, Inc
COM
49456b101
310
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Kroger
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L3Harris Technologies, Inc.
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298
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Linde PLC
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Lockheed Martin Corporation
COM
539830109
555
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Louisiana Pacific
COM
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2445
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Lowe's Companies
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Lululemon Athletica Inc
COM
550021109
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Macom Technology Solutions
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55405y100
280
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Macquarie Infrastr Co LLC Memb
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Marriott International Inc. Cl
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Masco Corp.
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MasterCard Inc. - Class A
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McDonald's Corp.
COM
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1886
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Medtronic, PLC
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Merck & Co., Inc.
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Microsoft, Inc.
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Moderna, Inc.
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Mohawk Industries
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Mondelez International Inc. (A
COM
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Morgan Stanley Com New
COM
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Nestle SA Spons ADR for REG
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Netflix Inc.
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NextEra Energy, Inc.
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Nike Inc. Class B
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Nokia Corp - ADR
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Norfolk Southern Corp.
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Northrop Grumman Corp.
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Novartis A G Sponsored ADR
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Novocure Limited
COM
130542697
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Occidental Pete Corp Del Com
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Oracle Systems Corp
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Pepsico
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Pfizer
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3308
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Philip Morris International, I
COM
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766
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Phillips 66
COM
718546104
1199
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Pinnacle Financial Partners, I
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1275
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Planet Fitness Inc. - Cl A
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Portola Pharmaceuticals, Inc.
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Procter and Gamble
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Progressive Corp.
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Qualcomm, Inc.
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Raytheon Company
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Regeneron Pharmaceuticals
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Roche Hldg LTD Sponsored ADR
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Royal Bank of Canada
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780087102
420
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0
S & P 500 Depositary Receipt (
COM
78462F103
7059
27386
SH
SOLE
27386
0
0
Schwab US Dividend Equity ETF
COM
808524797
364
8098
SH
SOLE
8098
0
0
Sempra Energy
COM
816851109
205
1816
SH
SOLE
1816
0
0
Simmons First National Corp Cl
COM
828730200
184
10000
SH
SOLE
10000
0
0
Southern Co.
COM
842587107
893
16491
SH
SOLE
16491
0
0
SPDR Gold Trust
COM
78463v107
771
5211
SH
SOLE
5211
0
0
SPDR MSCI ACWI (ex-US) ETF
COM
78463x848
291
14762
SH
SOLE
14762
0
0
SPDR S&P Biotech ETF (xbi)
COM
78464A870
593
7660
SH
SOLE
7660
0
0
SPDR S&P Dividend ETF
COM
78464a763
206
2585
SH
SOLE
2585
0
0
Starbucks Corp.
COM
855244109
439
6676
SH
SOLE
6676
0
0
Straumann Holding AG
COM
013293546
325
450
SH
SOLE
450
0
0
Target Corporation
COM
87612E106
1112
11960
SH
SOLE
11960
0
0
Technology Select Sect Spdr (x
COM
81369y803
1666
20726
SH
SOLE
20726
0
0
Texas Instruments
COM
882508104
7100
71054
SH
SOLE
71054
0
0
TJX Companies
COM
872540109
6866
143611
SH
SOLE
143611
0
0
Tractor Supply Company
COM
892356106
9753
115354
SH
SOLE
115354
0
0
Truist Financial Corp.
COM
89832Q109
3965
128558
SH
SOLE
128558
0
0
Union Pacific
COM
907818108
712
5045
SH
SOLE
5045
0
0
United Parcel Service Co
COM
911312106
3128
33481
SH
SOLE
33481
0
0
United Technologies Corp Com
COM
913017109
2453
26006
SH
SOLE
26006
0
0
UnitedHealth Group
COM
91324P102
10880
43627
SH
SOLE
43627
0
0
Unum Group Com
COM
91529Y106
963
64170
SH
SOLE
64170
0
0
Utilities Select Sector SPDR F
COM
81369Y886
1856
33501
SH
SOLE
33501
0
0
Vanguard Dividend Appreciation
COM
921908844
1012
9784
SH
SOLE
9784
0
0
Vanguard Emerging Market ETF
COM
922042858
1243
37042
SH
SOLE
37042
0
0
Vanguard Information Technolog
COM
92204a702
1153
5443
SH
SOLE
5443
0
0
Vanguard REIT Index ETF
COM
922908553
329
4710
SH
SOLE
4710
0
0
Vanguard S&P 500 ETF
COM
922908363
4214
17795
SH
SOLE
17795
0
0
Vanguard US Total Stock Market
COM
922908769
255
1978
SH
SOLE
1978
0
0
Verizon Communications Inc.
COM
92343V104
11054
205740
SH
SOLE
205740
0
0
Visa, Inc. - Cl. A
COM
92826c839
16838
104506
SH
SOLE
104506
0
0
Vulcan Matls Co Com
COM
929160109
943
8722
SH
SOLE
8722
0
0
Wal-Mart Stores
COM
931142103
3814
33567
SH
SOLE
33567
0
0
Walgreens Boots Alliance, Inc.
COM
931427108
2159
47191
SH
SOLE
47191
0
0
Walt Disney
COM
254687106
3560
36852
SH
SOLE
36852
0
0
Wells Fargo
COM
949746101
298
10366
SH
SOLE
10366
0
0
WestRock Company
COM
96145D105
36653
1297005
SH
SOLE
1297005
0
0
Weyerhaeuser Co.
COM
962166104
2242
132272
SH
SOLE
132272
0
0
Xilinx, Inc.
COM
983919101
6463
82921
SH
SOLE
82921
0
0
XPO Logistics
COM
983793100
651
13362
SH
SOLE
13362
0
0
Xylem, Inc.
COM
98419m100
1357
20835
SH
SOLE
20835
0
0
Zoetis, Inc.
COM
98978v103
2856
24264
SH
SOLE
24264
0
0