-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BbrG47QTeNznOkVz4ovwyWpkzqXxVFYVL4nbltlIVjpbTbRcEAN2zaiaqfRmsxt4 ZHyuL3Ew09vEfMwmug1fjA== 0000922423-99-001251.txt : 19991102 0000922423-99-001251.hdr.sgml : 19991102 ACCESSION NUMBER: 0000922423-99-001251 CONFORMED SUBMISSION TYPE: N-54C PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WALNUT FUNDS INC CENTRAL INDEX KEY: 0001044658 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 541844639 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-54C SEC ACT: SEC FILE NUMBER: 811-09671 FILM NUMBER: 99738419 BUSINESS ADDRESS: STREET 1: 8000 TOWERS CRESENT DRIVE SUITE 1070 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 7034483771 MAIL ADDRESS: STREET 1: 8000 TOWERS CRESCENT DR., SUITE 1070 CITY: VIENNA STATE: VA ZIP: 22182 N-54C 1 FORM N-54C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission that it withdraws its election to be subject to sections 55 through 65 of the Investment Company Act of 1940 (the "Act"), pursuant to the provisions of section 54(c) of the Act, and in connection with such notice of withdrawal of election submits the following information: WALNUT FUNDS, INC. ---------------------------------- (Name) 8000 Towers Crescent Drive, Suite 1070 Vienna, Virginia 22182 ----------------- Address of Principal Business Office (No. & Street, City, State, Zip Code) (703) 448-3771 --------------------------------- (Telephone Number, including area code) 0-23205; 814-00155 ---------------------------------- (File number under the Securities Exchange Act of 1934) Basis for filing the notification of withdrawal: On November 1, 1999, Walnut Funds, Inc. merged into THCG, LLC, a subsidiary of Tower Hill Securities, Inc. THCG, LLC is excluded from the definition of an investment company by section 3(c)(1) of the Act. SIGNATURE Pursuant to the requirements of the Act, the undersigned company has caused this notification of withdrawal of election to be subject to sections 55 through 65 of the Act to be duly signed on its behalf in the city of Vienna and State of Virginia on the 1st day of November, 1999. WALNUT FUNDS, INC. By: /s/ Joel S. Kanter ------------------- Name: Joel S. Kanter Title: President Attest: /s/ Karyn Doerfler - ---------------------- Name: Karyn Doerfler Title: Attorney -----END PRIVACY-ENHANCED MESSAGE-----