-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VGwuQ3fjsiE5tmzP3/o2/j2VJAzl/xT5j0ntOX6zJMnxDDX8K7XOb+inx7J2GEjA 5geIu24CbQn8w7LfnA3gjA== 0001044590-04-000065.txt : 20040727 0001044590-04-000065.hdr.sgml : 20040727 20040723193739 ACCESSION NUMBER: 0001044590-04-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040721 FILED AS OF DATE: 20040723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ROBERT T CENTRAL INDEX KEY: 0001251396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13279 FILM NUMBER: 04929817 BUSINESS ADDRESS: STREET 1: C/O UNOVA INC STREET 2: 21900 BURBANK BLVD STE 300 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 8189923107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNOVA INC CENTRAL INDEX KEY: 0001044590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 954647021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6001 36TH AVENUE WEST CITY: EVERETT STATE: WA ZIP: 98203-1264 BUSINESS PHONE: 425-265-2400 MAIL ADDRESS: STREET 1: 6001 36TH AVENUE WEST CITY: EVERETT STATE: WA ZIP: 98203-1264 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-07-21 0 0001044590 UNOVA INC UNA 0001251396 SMITH ROBERT T 759 BURR AVENUE WINNETKA IL 60093 0 1 0 0 President, UIAS Common Stock 2004-07-21 4 F 0 1840 18.485 D 50037.9769 D Common Stock 2004-07-21 4 A 0 16667 18.485 A 66704.9769 D Incentive Stock Option (right to buy) 17.225 2004-07-21 4 D 0 25000 0 D 2005-05-06 2014-05-06 Common Stock 25000 0 D Shares withheld to pay reporting person's applicable tax withholding obligations in connection with the vesting of restricted stock granted on July 9, 2003. The deemed disposition of these securities is exempt from Section 16(b) by virture of Rule 16b-3(e). Fair Market Value of shares withheld at time of withholding. Simultaneously, restricted shares were granted pursuant to the UNOVA, Inc. 1999 Stock Incentive Plan, which grant is exempt under Section 16b-3. The three-year vesting schedule provides that transfer restrictions on the shares granted lapse in one-third increments on July 21, 2005, 2006, and 2007. The option was cancelled by mutual agreement of the reporting person and UNOVA, Inc. The reporting person received 16,667 shares of restricted stock of UNOVA, Inc. By: Cathy D. Younger For: Robert T. Smith 2004-07-21 -----END PRIVACY-ENHANCED MESSAGE-----