0001209191-11-034578.txt : 20110614 0001209191-11-034578.hdr.sgml : 20110614 20110614170045 ACCESSION NUMBER: 0001209191-11-034578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110610 FILED AS OF DATE: 20110614 DATE AS OF CHANGE: 20110614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELCH JOHN F CENTRAL INDEX KEY: 0001251334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13277 FILM NUMBER: 11911154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA SURETY CORP CENTRAL INDEX KEY: 0001044566 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 364144905 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 S. WABASH AVENUE STREET 2: 41ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: 333 S. WABASH AVENUE STREET 2: 41ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 4 1 c18755_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-06-10 1 0001044566 CNA SURETY CORP SUR 0001251334 WELCH JOHN F 311 OAK STREET GLEN ELLYN IL 60137 1 1 0 0 CEO Common Stock 2011-06-10 4 D 0 9972 D 0 D CNA Surety Common Stock Option 9.85 2011-06-10 4 D 0 50000 16.70 D 2013-06-30 Common Stock 50000 0 D CNA Surety Common Stock Option 9.42 2011-06-10 4 D 0 18600 17.13 D 2013-11-11 Common Stock 18600 0 D CNA Surety Common Stock Option 12.06 2011-06-10 4 D 0 29700 14.49 D 2014-11-09 Common Stock 29700 0 D CNA Surety Common Stock Option 13.07 2011-06-10 4 D 0 26500 13.48 D 2015-10-25 Common Stock 26500 0 D CNA Surety Common Stock Option 20.70 2011-06-10 4 D 0 18700 5.85 D 2017-02-13 Common Stock 18700 0 D CNA Surety Common Stock Option 16.35 2011-06-10 4 D 0 24100 10.20 D 2018-02-08 Common Stock 24100 0 D CNA Surety Common Stock Option 18.85 2011-06-10 4 D 0 20600 7.70 D 2019-02-06 Common Stock 20600 0 D CNA Surety Common Stock Option 14.32 2011-06-10 4 D 0 26300 12.23 D 2020-02-05 Common Stock 26300 0 D These restricted stock, which are vested in four equal installments on each of the first four anniversaries of the grant date, were canceled in the merger in exchange for a cash payment equal to $26.55, multiplied by the number of shares subject to the restricted stock. The options, which are vested and exercisable in four equal installments on each of the first four anniversaries of the grant date, were canceled in the merger in exchange for a cash payment equal to the difference between $26.55 and the exercise price of such options, multiplied by the number of shares subject to the options. /s/ Rosemary Quinn, Attorney-in-fact 2011-06-14