0001209191-11-034578.txt : 20110614
0001209191-11-034578.hdr.sgml : 20110614
20110614170045
ACCESSION NUMBER: 0001209191-11-034578
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110610
FILED AS OF DATE: 20110614
DATE AS OF CHANGE: 20110614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WELCH JOHN F
CENTRAL INDEX KEY: 0001251334
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13277
FILM NUMBER: 11911154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CNA SURETY CORP
CENTRAL INDEX KEY: 0001044566
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 364144905
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 S. WABASH AVENUE
STREET 2: 41ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3128225000
MAIL ADDRESS:
STREET 1: 333 S. WABASH AVENUE
STREET 2: 41ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
c18755_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-06-10
1
0001044566
CNA SURETY CORP
SUR
0001251334
WELCH JOHN F
311 OAK STREET
GLEN ELLYN
IL
60137
1
1
0
0
CEO
Common Stock
2011-06-10
4
D
0
9972
D
0
D
CNA Surety Common Stock Option
9.85
2011-06-10
4
D
0
50000
16.70
D
2013-06-30
Common Stock
50000
0
D
CNA Surety Common Stock Option
9.42
2011-06-10
4
D
0
18600
17.13
D
2013-11-11
Common Stock
18600
0
D
CNA Surety Common Stock Option
12.06
2011-06-10
4
D
0
29700
14.49
D
2014-11-09
Common Stock
29700
0
D
CNA Surety Common Stock Option
13.07
2011-06-10
4
D
0
26500
13.48
D
2015-10-25
Common Stock
26500
0
D
CNA Surety Common Stock Option
20.70
2011-06-10
4
D
0
18700
5.85
D
2017-02-13
Common Stock
18700
0
D
CNA Surety Common Stock Option
16.35
2011-06-10
4
D
0
24100
10.20
D
2018-02-08
Common Stock
24100
0
D
CNA Surety Common Stock Option
18.85
2011-06-10
4
D
0
20600
7.70
D
2019-02-06
Common Stock
20600
0
D
CNA Surety Common Stock Option
14.32
2011-06-10
4
D
0
26300
12.23
D
2020-02-05
Common Stock
26300
0
D
These restricted stock, which are vested in four equal installments on each of the first four anniversaries of the grant date, were canceled in the merger in exchange for a cash payment equal to $26.55, multiplied by the number of shares subject to the restricted stock.
The options, which are vested and exercisable in four equal installments on each of the first four anniversaries of the grant date, were canceled in the merger in exchange for a cash payment equal to the difference between $26.55 and the exercise price of such options, multiplied by the number of shares subject to the options.
/s/ Rosemary Quinn, Attorney-in-fact
2011-06-14