0001105806-16-000014.txt : 20160212
0001105806-16-000014.hdr.sgml : 20160212
20160212111455
ACCESSION NUMBER: 0001105806-16-000014
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ACTIVE POWER INC
CENTRAL INDEX KEY: 0001044435
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 742642142
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-59961
FILM NUMBER: 161416182
BUSINESS ADDRESS:
STREET 1: 2128 WEST BRAKER LANE, BK12
CITY: AUSTIN
STATE: TX
ZIP: 78758
BUSINESS PHONE: 5128366464
MAIL ADDRESS:
STREET 1: 2128 WEST BRAKER LANE, BK12
CITY: AUSTIN
STATE: TX
ZIP: 78758
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: LYTTON LAURENCE W
CENTRAL INDEX KEY: 0001105806
FILING VALUES:
FORM TYPE: SC 13G/A
MAIL ADDRESS:
STREET 1: 467 CPW
CITY: NY
STATE: NY
ZIP: 10025
SC 13G/A
1
acpw.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment 3)
(Name of Issuer) Active Power, Inc.
(Title of Class of Securities) Common Stock
(CUSIP Number) 00504W308
(Date of Event Which Requires Filing of this Statement) December 31, 2015
Check the appropriate box to designate the rule pursuant to which this
Schedule
is filed:
[ ]Rule 13d-1(b)
[ X ]Rule 13d-1(c)
[ ]Rule 13d-1(d)
CUSIP No. 00504W308
1.Names of Reporting Persons.
Laurence W.Lytton
2. Check the Appropriate Box if a Member of a Group (See Instructions)
a)..........................................................................
(b)..........................................................................
3.SEC Use Only
4.Citizenship or Place of Organization
USA
5.Sole Voting Power 649,374
6.Shared Voting Power 4,000
7.Sole Dispositive Power 649,374
8.Shared Dispositive Power 4,000
9.Aggregate Amount Beneficially Owned by Each Reporting
Person
653,374
10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions).................................
11.Percent of Class Represented by Amount in Row (9)
2.8%
12.Type of Reporting Person (See Instructions)
IN
Item 1.
(a)Name of Issuer Active Power, Inc.
(b)Address of Issuer's Principal Executive Offices
2128 W. Braker Lane, BK12,
Austin, Texas 78758
Item 2.
(a)Name of Person Filing Laurence W. Lytton
(b)Address of Principal Business Office or, if none, Residence
467 CPW
N.Y., NY 10025
(c)Citizenship USA
(d)Title of Class of Securities Common
(e)CUSIP Number 00504W308
Item 3. not applicable
Item 4.Ownership.
(a)Amount beneficially owned: 653,374 shares consisting of
490,860 shares held by the reporting person, 61,982 held in
the AWL Family LLC, 39,588 held in the IKL Trust, 33,000 held
in the KLL Family Trust, 14,000 held in the WWL Family Trust,
and 13,944 shares held in other related accounts.
(b)Percent of class: 2.8%
(c)Number of shares as to which the person has:
(i)Sole power to vote or to direct the vote 649,374.
(ii)Shared power to vote or to direct the vote 4,000.
(iii)Sole power to dispose or to direct the disposition of 649,374.
(iv)Shared power to dispose or to direct the disposition of 4,000.
Item 5.Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities,
check the following [ X ].
Item 6.Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7.Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding Company
Not applicable
Item 8.Identification and Classification of Members of the Group
Not applicable
Item 9.Notice of Dissolution of Group
Not applicable
Item 10.Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having that
purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
___02/12/16____________________________
Date
____s/ Laurence W. Lytton____________________________
Signature
_____Laurence W. Lytton___________________________
Name/Title