0001044435-16-000100.txt : 20160428 0001044435-16-000100.hdr.sgml : 20160428 20160428175208 ACCESSION NUMBER: 0001044435-16-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160428 FILED AS OF DATE: 20160428 DATE AS OF CHANGE: 20160428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTIVE POWER INC CENTRAL INDEX KEY: 0001044435 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 742642142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2128 WEST BRAKER LANE, BK12 CITY: AUSTIN STATE: TX ZIP: 78758 BUSINESS PHONE: 5128366464 MAIL ADDRESS: STREET 1: 2128 WEST BRAKER LANE, BK12 CITY: AUSTIN STATE: TX ZIP: 78758 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sams Steven CENTRAL INDEX KEY: 0001666904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30939 FILM NUMBER: 161601461 MAIL ADDRESS: STREET 1: 2128 W. BRAKER LANE, BK 12 CITY: AUSTIN STATE: TX ZIP: 78758 4 1 wf-form4_146188031556019.xml FORM 4 X0306 4 2016-04-28 0 0001044435 ACTIVE POWER INC ACPW 0001666904 Sams Steven C/O ACTIVE POWER, INC. 2128 W. BRAKER LANE, BK12 AUSTIN TX 78758 1 0 0 0 Non-employee Board Member Stock Option (right to buy) 0.57 2016-04-28 4 A 0 30000 0 A 2026-04-28 Common Stock 30000.0 30000 D Subject to Section 15 of the Active Power, Inc. Amended and Restated 2010 Equity Incentive Plan, all shares subject to the option will fully vest on the close of business on the day immediately prior to the date of the annual meeting of stockholders of Active Power, Inc. which is held in the calendar year following the grant date of the option, provided that the optionee continues to serve as a director of Active Power, Inc. through such date. /s/ Scott J. Depta, Attorney-in-Fact 2016-04-28