0001209191-16-134172.txt : 20160727 0001209191-16-134172.hdr.sgml : 20160727 20160727175708 ACCESSION NUMBER: 0001209191-16-134172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160727 DATE AS OF CHANGE: 20160727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRISPY KREME DOUGHNUTS INC CENTRAL INDEX KEY: 0001100270 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 562169715 STATE OF INCORPORATION: NC FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 370 KNOLLWOOD ST. STREET 2: SUITE 500 CITY: WINSTON SALEM STATE: NC ZIP: 27103 BUSINESS PHONE: 3367222981 MAIL ADDRESS: STREET 1: 370 KNOLLWOOD ST STREET 2: SUITE 500 CITY: WINSTON SALEM STATE: NC ZIP: 27103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN JAMES H CENTRAL INDEX KEY: 0001044379 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16485 FILM NUMBER: 161787840 MAIL ADDRESS: STREET 1: PO BOX 1012 121 W TRADE STREET STREET 2: STE 1500 CITY: CHARLOTTE STATE: NC ZIP: 28201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-26 1 0001100270 KRISPY KREME DOUGHNUTS INC KKD 0001044379 MORGAN JAMES H 370 KNOLLWOOD STREET SUITE 500 WINSTON-SALEM NC 27103 1 0 0 0 Common Stock 2016-07-26 4 G 0 10000 0.00 D 41931 D Common Stock 2016-07-27 4 G 0 5000 0.00 D 36931 D Common Stock 2016-07-27 4 D 0 36931 21.00 D 0 D Restricted Stock Units 2016-07-27 4 D 0 8285 D Common Stock 8285 0 D Employee Stock Option (right to buy) 2016-07-27 4 D 0 941102 D Common Stock 941102 0 D 36,931 shares disposed pursuant to the Agreement and Plan of Merger, dated as of May 8, 2016, by and among the Issuer, Cotton Parent, Inc., Cotton Merger Sub Inc. and JAB Holdings B.V. (the "Merger Agreement"), in exchange for $21.00 for each share of the Issuer's common stock held by the Reporting Person. 8,285 deferred restricted stock units disposed pursuant to the Merger Agreement, in which, at the effective time of the Merger (as defined in the Merger Agreement), each vested and unvested restricted stock unit was cancelled and converted into the right to receive a cash payment equal to the product of (x) the number of shares of the Issuer's common stock subject to each share unit and (y) $21.00. 941,102 stock options disposed pursuant to the Merger Agreement in which, at the effective time of the Merger, each outstanding stock option, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the excess, if any, of (x) the merger consideration of $21.00 per share over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option. The options were issued at varying exercise prices, exercisable dates and expiration dates. Kimberly Kennedy, Attorney-in-Fact 2016-07-27