0001209191-16-134172.txt : 20160727
0001209191-16-134172.hdr.sgml : 20160727
20160727175708
ACCESSION NUMBER: 0001209191-16-134172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160726
FILED AS OF DATE: 20160727
DATE AS OF CHANGE: 20160727
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KRISPY KREME DOUGHNUTS INC
CENTRAL INDEX KEY: 0001100270
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400]
IRS NUMBER: 562169715
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 370 KNOLLWOOD ST.
STREET 2: SUITE 500
CITY: WINSTON SALEM
STATE: NC
ZIP: 27103
BUSINESS PHONE: 3367222981
MAIL ADDRESS:
STREET 1: 370 KNOLLWOOD ST
STREET 2: SUITE 500
CITY: WINSTON SALEM
STATE: NC
ZIP: 27103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORGAN JAMES H
CENTRAL INDEX KEY: 0001044379
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16485
FILM NUMBER: 161787840
MAIL ADDRESS:
STREET 1: PO BOX 1012 121 W TRADE STREET
STREET 2: STE 1500
CITY: CHARLOTTE
STATE: NC
ZIP: 28201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-26
1
0001100270
KRISPY KREME DOUGHNUTS INC
KKD
0001044379
MORGAN JAMES H
370 KNOLLWOOD STREET
SUITE 500
WINSTON-SALEM
NC
27103
1
0
0
0
Common Stock
2016-07-26
4
G
0
10000
0.00
D
41931
D
Common Stock
2016-07-27
4
G
0
5000
0.00
D
36931
D
Common Stock
2016-07-27
4
D
0
36931
21.00
D
0
D
Restricted Stock Units
2016-07-27
4
D
0
8285
D
Common Stock
8285
0
D
Employee Stock Option (right to buy)
2016-07-27
4
D
0
941102
D
Common Stock
941102
0
D
36,931 shares disposed pursuant to the Agreement and Plan of Merger, dated as of May 8, 2016, by and among the Issuer, Cotton Parent, Inc., Cotton Merger Sub Inc. and JAB Holdings B.V. (the "Merger Agreement"), in exchange for $21.00 for each share of the Issuer's common stock held by the Reporting Person.
8,285 deferred restricted stock units disposed pursuant to the Merger Agreement, in which, at the effective time of the Merger (as defined in the Merger Agreement), each vested and unvested restricted stock unit was cancelled and converted into the right to receive a cash payment equal to the product of (x) the number of shares of the Issuer's common stock subject to each share unit and (y) $21.00.
941,102 stock options disposed pursuant to the Merger Agreement in which, at the effective time of the Merger, each outstanding stock option, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the excess, if any, of (x) the merger consideration of $21.00 per share over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option. The options were issued at varying exercise prices, exercisable dates and expiration dates.
Kimberly Kennedy, Attorney-in-Fact
2016-07-27