The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 04225108 | 12 | 13 | SH | Call | SOLE | 13 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 04225108 | 0 | 5 | SH | Put | SOLE | 5 | 0 | 0 | |
ALCOA INC | COM | 13817101 | 15 | 1,367 | SH | SOLE | 1,367 | 0 | 0 | ||
ALCOA INC | COM | 13817101 | 1 | 11 | SH | Put | SOLE | 11 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 31 | 375 | SH | SOLE | 375 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5 | 5 | SH | Put | SOLE | 5 | 0 | 0 | |
ALPHA NAT RES INC | COM | 02076X102 | 1 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ALTERA CORP | COM | 021441100 | 696 | 13,600 | SH | SOLE | 13,600 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 74 | 950 | SH | SOLE | 950 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 0 | 10 | SH | Call | SOLE | 10 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 7 | 10 | SH | Put | SOLE | 10 | 0 | 0 | |
ANTHERA PHARMACEUTICALS INC | COM | 03674U201 | 1 | 5 | SH | Call | SOLE | 5 | 0 | 0 | |
ANTHERA PHARMACEUTICALS INC | COM | 03674U201 | 2 | 90 | SH | Put | SOLE | 90 | 0 | 0 | |
APPLE INC | COM | 37833100 | 657 | 5,240 | SH | SOLE | 5,240 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 8 | 400 | SH | SOLE | 400 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 6 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 7,187 | 116,482 | SH | SOLE | 116,482 | 0 | 0 | ||
BARNES & NOBLE INC | COM | 067774109 | 2 | 30 | SH | Call | SOLE | 30 | 0 | 0 | |
BARNES & NOBLE INC | COM | 067774109 | 1 | 40 | SH | Put | SOLE | 40 | 0 | 0 | |
BIO-REFERENCE LABS INC | COM $.01 NEW | 09057G602 | 143 | 3,459 | SH | SOLE | 3,459 | 0 | 0 | ||
BROADCOM CORP | CL A | 111320107 | 1,287 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CALIFORNIA RES CORP | COM | 13057Q107 | 48 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
CATAMARAN CORP | COM | 148887102 | 312 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
CBOE HLDGS INC | COM | 12503M108 | 1,049 | 18,332 | SH | SOLE | 18,332 | 0 | 0 | ||
CELLULAR BIOMEDICINE GROUP I | COM NEW | 15117P102 | 6 | 150 | SH | SOLE | 150 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 162 | 5,520 | SH | SOLE | 5,520 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 29 | 57 | SH | Put | SOLE | 57 | 0 | 0 | |
CHINA ADVANCED CONSTR MATLS | COM NEW | 169365202 | 4 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 6 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CREE INC | COM | 225447101 | 2 | 111 | SH | Call | SOLE | 111 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 48 | 675 | SH | SOLE | 675 | 0 | 0 | ||
EL POLLO LOCO HLDGS INC | COM | 268603107 | 10 | 500 | SH | SOLE | 500 | 0 | 0 | ||
EMAGIN CORP | COM NEW | 29076N206 | 2 | 700 | SH | SOLE | 700 | 0 | 0 | ||
ENDOCYTE INC | COM | 29269A102 | 30 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 144 | 1,822 | SH | SOLE | 1,822 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 0 | 50 | SH | Call | SOLE | 50 | 0 | 0 | |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 0 | 80 | SH | SOLE | 80 | 0 | 0 | ||
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 19 | 750 | SH | SOLE | 750 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 5 | 5 | SH | Call | SOLE | 5 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 6 | 10 | SH | Put | SOLE | 10 | 0 | 0 | |
FREESCALE SEMICONDUCTOR LTD | SHS | G3727Q101 | 1,638 | 40,933 | SH | SOLE | 40,933 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 25 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
GEEKNET INC | COM NEW | 36846Q203 | 4 | 200 | SH | SOLE | 200 | 0 | 0 | ||
GOLDCORP INC NEW | COM | 380956409 | 31 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
GOLDCORP INC NEW | COM | 380956409 | 8 | 20 | SH | Put | SOLE | 20 | 0 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 2 | 700 | SH | SOLE | 700 | 0 | 0 | ||
HAIN CELESTIAL GROUP INC | COM | 405217100 | 101 | 1,530 | SH | SOLE | 1,530 | 0 | 0 | ||
HAIN CELESTIAL GROUP INC | COM | 405217100 | 4 | 11 | SH | Put | SOLE | 11 | 0 | 0 | |
HARLEY DAVIDSON INC | COM | 412822108 | 39 | 700 | SH | SOLE | 700 | 0 | 0 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 1 | 15 | SH | Put | SOLE | 15 | 0 | 0 | |
HCC INS HLDGS INC | COM | 404132102 | 615 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 15 | 850 | SH | SOLE | 850 | 0 | 0 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 0 | 14 | SH | Call | SOLE | 14 | 0 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 2 | 25 | SH | Call | SOLE | 25 | 0 | 0 | |
HOSPIRA INC | COM | 441060100 | 0 | 20 | SH | Call | SOLE | 20 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 3 | 110 | SH | SOLE | 110 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 0 | 3 | SH | Call | SOLE | 3 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 408 | 2,510 | SH | SOLE | 2,510 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 8 | 11 | SH | Put | SOLE | 11 | 0 | 0 | |
INTUIT | COM | 461202103 | 8 | 80 | SH | SOLE | 80 | 0 | 0 | ||
INVENSENSE INC | COM | 46123D205 | 6 | 380 | SH | SOLE | 380 | 0 | 0 | ||
ISIS PHARMACEUTICALS INC | COM | 464330109 | 58 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ISIS PHARMACEUTICALS INC | COM | 464330109 | 12 | 12 | SH | Call | SOLE | 12 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 339 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 0 | 5 | SH | Call | SOLE | 5 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 28 | 200 | SH | SOLE | 200 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 5 | 5 | SH | Call | SOLE | 5 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 4 | 8 | SH | Put | SOLE | 8 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 4,754 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 439 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
MEADWESTVACO CORP | COM | 583334107 | 47 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 44 | 1,550 | SH | SOLE | 1,550 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 5 | 19 | SH | Call | SOLE | 19 | 0 | 0 | |
MENS WEARHOUSE INC | COM | 587118100 | 8 | 30 | SH | Call | SOLE | 30 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 98 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 13 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 0 | 9 | SH | Call | SOLE | 9 | 0 | 0 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 409 | 4,680 | SH | SOLE | 4,680 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 0 | 13 | SH | Call | SOLE | 13 | 0 | 0 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 45 | 57 | SH | Put | SOLE | 57 | 0 | 0 | |
NOVAVAX INC | COM | 670002104 | 36 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 23 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
OHR PHARMACEUTICAL INC | COM NEW | 67778H200 | 1 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ONCOGENEX PHARMACEUTICALS IN | COM | 68230A106 | 1 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 4 | 50 | SH | SOLE | 50 | 0 | 0 | ||
PALL CORP | COM | 696429307 | 112 | 900 | SH | SOLE | 900 | 0 | 0 | ||
PARKERVISION INC | COM | 701354102 | 0 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PARKERVISION INC | COM | 701354102 | 0 | 26 | SH | Call | SOLE | 26 | 0 | 0 | |
PEPCO HOLDINGS INC | COM | 713291102 | 191 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 2 | 164 | SH | Put | SOLE | 164 | 0 | 0 | |
PERRIGO CO PLC | SHS | G97822103 | 1 | 3 | SH | SOLE | 3 | 0 | 0 | ||
POST HLDGS INC | COM | 737446104 | 291 | 5,400 | SH | SOLE | 5,400 | 0 | 0 | ||
PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | 14 | 59 | SH | Call | SOLE | 59 | 0 | 0 | |
PROTHENA CORP PLC | SHS | G72800108 | 6 | 110 | SH | SOLE | 110 | 0 | 0 | ||
PROVECTUS BIOPHARMACEUTICALS | COM | 74373P108 | 2 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
RELIANCE STEEL & ALUMINUM CO | COM | 759509102 | 18 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ROUNDYS INC | COM | 779268101 | 4 | 1,110 | SH | SOLE | 1,110 | 0 | 0 | ||
ROUNDYS INC | COM | 779268101 | 0 | 6 | SH | Call | SOLE | 6 | 0 | 0 | |
SANDRIDGE ENERGY INC | COM | 80007P307 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SANGAMO BIOSCIENCES INC | COM | 800677106 | 54 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
SANGAMO BIOSCIENCES INC | COM | 800677106 | 6 | 36 | SH | Put | SOLE | 36 | 0 | 0 | |
STILLWATER MNG CO | COM | 86074Q102 | 4 | 335 | SH | SOLE | 335 | 0 | 0 | ||
SUPPORT COM INC | COM | 86858W101 | 9 | 300 | SH | SOLE | 300 | 0 | 0 | ||
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
TANZANIAN ROYALTY EXPL CORP | COM | 87600U104 | 2 | 5,401 | SH | SOLE | 5,401 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 27 | 100 | SH | SOLE | 100 | 0 | 0 | ||
THOMPSON CREEK METALS CO INC | COM | 884768102 | 0 | 300 | SH | SOLE | 300 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 62 | 350 | SH | SOLE | 350 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 9 | 100 | SH | SOLE | 100 | 0 | 0 | ||
TIVO INC | COM | 888706108 | 7 | 725 | SH | SOLE | 725 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 0 | 50 | SH | Call | SOLE | 50 | 0 | 0 | |
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 10 | 81 | SH | Put | SOLE | 81 | 0 | 0 | |
UNILEVER PLC | SPON ADR NEW | 904767704 | 687 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VERICEL CORP | COM | 92346J108 | 2 | 650 | SH | SOLE | 650 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 143 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 0 | 4 | SH | Call | SOLE | 4 | 0 | 0 | |
VULCAN MATLS CO | COM | 929160109 | 21 | 40 | SH | Put | SOLE | 40 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 35 | 620 | SH | SOLE | 620 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 0 | 9 | SH | Put | SOLE | 9 | 0 | 0 | |
WENDYS CO | COM | 95058W100 | 587 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 1,254 | 25,898 | SH | SOLE | 25,898 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 69 | 700 | SH | SOLE | 700 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 4 | 200 | SH | SOLE | 200 | 0 | 0 | ||
YELP INC | CL A | 985817105 | 4 | 90 | SH | SOLE | 90 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 41 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 0 | 5 | SH | Put | SOLE | 5 | 0 | 0 |