0000905718-15-000721.txt : 20150814
0000905718-15-000721.hdr.sgml : 20150814
20150814162418
ACCESSION NUMBER: 0000905718-15-000721
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPHAGEN SECURITIES LLC
CENTRAL INDEX KEY: 0001044205
IRS NUMBER: 364052401
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16806
FILM NUMBER: 151056226
BUSINESS ADDRESS:
STREET 1: 440 SOUTH LASALLE ST.
STREET 2: 36TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60605
BUSINESS PHONE: 312-477-8487
MAIL ADDRESS:
STREET 1: 440 SOUTH LASALLE
STREET 2: 36TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60605
FORMER COMPANY:
FORMER CONFORMED NAME: SALLERSON-TROOB LLC
DATE OF NAME CHANGE: 20140102
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHAGEN SECURITIES LLC
DATE OF NAME CHANGE: 20130115
FORMER COMPANY:
FORMER CONFORMED NAME: SALLERSON-TROOB LLC
DATE OF NAME CHANGE: 20130103
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001044205
XXXXXXXX
06-30-2015
06-30-2015
false
ALPHAGEN SECURITIES LLC
440 South Lasalle
36th Floor
Chicago
IL
60605
13F HOLDINGS REPORT
028-16806
N
Mark Hively
FINOP
312-477-8400
/s/ Mark Hively
Chicago
IL
08-14-2015
0
126
24989
INFORMATION TABLE
2
infotable.xml
ACADIA PHARMACEUTICALS INC
COM
04225108
12
13
SH
Call
SOLE
13
0
0
ACADIA PHARMACEUTICALS INC
COM
04225108
0
5
SH
Put
SOLE
5
0
0
ALCOA INC
COM
13817101
15
1367
SH
SOLE
1367
0
0
ALCOA INC
COM
13817101
1
11
SH
Put
SOLE
11
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
31
375
SH
SOLE
375
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5
5
SH
Put
SOLE
5
0
0
ALPHA NAT RES INC
COM
02076X102
1
2500
SH
SOLE
2500
0
0
ALTERA CORP
COM
021441100
696
13600
SH
SOLE
13600
0
0
AMERICAN EXPRESS CO
COM
025816109
74
950
SH
SOLE
950
0
0
AMERICAN EXPRESS CO
COM
025816109
0
10
SH
Call
SOLE
10
0
0
AMERICAN EXPRESS CO
COM
025816109
7
10
SH
Put
SOLE
10
0
0
ANTHERA PHARMACEUTICALS INC
COM
03674U201
1
5
SH
Call
SOLE
5
0
0
ANTHERA PHARMACEUTICALS INC
COM
03674U201
2
90
SH
Put
SOLE
90
0
0
APPLE INC
COM
37833100
657
5240
SH
SOLE
5240
0
0
APPLIED MATLS INC
COM
038222105
8
400
SH
SOLE
400
0
0
AVON PRODS INC
COM
054303102
6
1000
SH
SOLE
1000
0
0
BAKER HUGHES INC
COM
057224107
7187
116482
SH
SOLE
116482
0
0
BARNES & NOBLE INC
COM
067774109
2
30
SH
Call
SOLE
30
0
0
BARNES & NOBLE INC
COM
067774109
1
40
SH
Put
SOLE
40
0
0
BIO-REFERENCE LABS INC
COM $.01 NEW
09057G602
143
3459
SH
SOLE
3459
0
0
BROADCOM CORP
CL A
111320107
1287
25000
SH
SOLE
25000
0
0
CALIFORNIA RES CORP
COM
13057Q107
48
8000
SH
SOLE
8000
0
0
CATAMARAN CORP
COM
148887102
312
5100
SH
SOLE
5100
0
0
CBOE HLDGS INC
COM
12503M108
1049
18332
SH
SOLE
18332
0
0
CELLULAR BIOMEDICINE GROUP I
COM NEW
15117P102
6
150
SH
SOLE
150
0
0
CENTURYLINK INC
COM
156700106
162
5520
SH
SOLE
5520
0
0
CENTURYLINK INC
COM
156700106
29
57
SH
Put
SOLE
57
0
0
CHINA ADVANCED CONSTR MATLS
COM NEW
169365202
4
1050
SH
SOLE
1050
0
0
CONOCOPHILLIPS
COM
20825C104
6
100
SH
SOLE
100
0
0
CREE INC
COM
225447101
2
111
SH
Call
SOLE
111
0
0
DARDEN RESTAURANTS INC
COM
237194105
48
675
SH
SOLE
675
0
0
EL POLLO LOCO HLDGS INC
COM
268603107
10
500
SH
SOLE
500
0
0
EMAGIN CORP
COM NEW
29076N206
2
700
SH
SOLE
700
0
0
ENDOCYTE INC
COM
29269A102
30
5800
SH
SOLE
5800
0
0
FAMILY DLR STORES INC
COM
307000109
144
1822
SH
SOLE
1822
0
0
FIREEYE INC
COM
31816Q101
0
50
SH
Call
SOLE
50
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
0
80
SH
SOLE
80
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
19
750
SH
SOLE
750
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
5
5
SH
Call
SOLE
5
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
6
10
SH
Put
SOLE
10
0
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
1638
40933
SH
SOLE
40933
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
25
5000
SH
SOLE
5000
0
0
GEEKNET INC
COM NEW
36846Q203
4
200
SH
SOLE
200
0
0
GOLDCORP INC NEW
COM
380956409
31
1900
SH
SOLE
1900
0
0
GOLDCORP INC NEW
COM
380956409
8
20
SH
Put
SOLE
20
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
2
700
SH
SOLE
700
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
101
1530
SH
SOLE
1530
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
4
11
SH
Put
SOLE
11
0
0
HARLEY DAVIDSON INC
COM
412822108
39
700
SH
SOLE
700
0
0
HARLEY DAVIDSON INC
COM
412822108
1
15
SH
Put
SOLE
15
0
0
HCC INS HLDGS INC
COM
404132102
615
8000
SH
SOLE
8000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
15
850
SH
SOLE
850
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
0
14
SH
Call
SOLE
14
0
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
2
25
SH
Call
SOLE
25
0
0
HOSPIRA INC
COM
441060100
0
20
SH
Call
SOLE
20
0
0
INTEL CORP
COM
458140100
3
110
SH
SOLE
110
0
0
INTEL CORP
COM
458140100
0
3
SH
Call
SOLE
3
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
408
2510
SH
SOLE
2510
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
8
11
SH
Put
SOLE
11
0
0
INTUIT
COM
461202103
8
80
SH
SOLE
80
0
0
INVENSENSE INC
COM
46123D205
6
380
SH
SOLE
380
0
0
ISIS PHARMACEUTICALS INC
COM
464330109
58
1000
SH
SOLE
1000
0
0
ISIS PHARMACEUTICALS INC
COM
464330109
12
12
SH
Call
SOLE
12
0
0
JPMORGAN CHASE & CO
COM
46625H100
339
5000
SH
SOLE
5000
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
0
5
SH
Call
SOLE
5
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
28
200
SH
SOLE
200
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
5
5
SH
Call
SOLE
5
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
4
8
SH
Put
SOLE
8
0
0
MCDONALDS CORP
COM
580135101
4754
50000
SH
SOLE
50000
0
0
MCDONALDS CORP
COM
580135101
439
500
SH
Put
SOLE
500
0
0
MEADWESTVACO CORP
COM
583334107
47
1000
SH
SOLE
1000
0
0
MEDICINES CO
COM
584688105
44
1550
SH
SOLE
1550
0
0
MEDICINES CO
COM
584688105
5
19
SH
Call
SOLE
19
0
0
MENS WEARHOUSE INC
COM
587118100
8
30
SH
Call
SOLE
30
0
0
MICRON TECHNOLOGY INC
COM
595112103
98
5200
SH
SOLE
5200
0
0
NEKTAR THERAPEUTICS
COM
640268108
13
1000
SH
SOLE
1000
0
0
NEKTAR THERAPEUTICS
COM
640268108
0
9
SH
Call
SOLE
9
0
0
NORFOLK SOUTHERN CORP
COM
655844108
409
4680
SH
SOLE
4680
0
0
NORFOLK SOUTHERN CORP
COM
655844108
0
13
SH
Call
SOLE
13
0
0
NORFOLK SOUTHERN CORP
COM
655844108
45
57
SH
Put
SOLE
57
0
0
NOVAVAX INC
COM
670002104
36
3200
SH
SOLE
3200
0
0
OFFICE DEPOT INC
COM
676220106
23
2600
SH
SOLE
2600
0
0
OHR PHARMACEUTICAL INC
COM NEW
67778H200
1
200
SH
SOLE
200
0
0
ONCOGENEX PHARMACEUTICALS IN
COM
68230A106
1
500
SH
SOLE
500
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
4
50
SH
SOLE
50
0
0
PALL CORP
COM
696429307
112
900
SH
SOLE
900
0
0
PARKERVISION INC
COM
701354102
0
200
SH
SOLE
200
0
0
PARKERVISION INC
COM
701354102
0
26
SH
Call
SOLE
26
0
0
PEPCO HOLDINGS INC
COM
713291102
191
7100
SH
SOLE
7100
0
0
PEPCO HOLDINGS INC
COM
713291102
2
164
SH
Put
SOLE
164
0
0
PERRIGO CO PLC
SHS
G97822103
1
3
SH
SOLE
3
0
0
POST HLDGS INC
COM
737446104
291
5400
SH
SOLE
5400
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
14
59
SH
Call
SOLE
59
0
0
PROTHENA CORP PLC
SHS
G72800108
6
110
SH
SOLE
110
0
0
PROVECTUS BIOPHARMACEUTICALS
COM
74373P108
2
3100
SH
SOLE
3100
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
18
300
SH
SOLE
300
0
0
ROUNDYS INC
COM
779268101
4
1110
SH
SOLE
1110
0
0
ROUNDYS INC
COM
779268101
0
6
SH
Call
SOLE
6
0
0
SANDRIDGE ENERGY INC
COM
80007P307
0
100
SH
SOLE
100
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
54
4900
SH
SOLE
4900
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
6
36
SH
Put
SOLE
36
0
0
STILLWATER MNG CO
COM
86074Q102
4
335
SH
SOLE
335
0
0
SUPPORT COM INC
COM
86858W101
9
300
SH
SOLE
300
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
2
200
SH
SOLE
200
0
0
TANZANIAN ROYALTY EXPL CORP
COM
87600U104
2
5401
SH
SOLE
5401
0
0
TESLA MTRS INC
COM
88160R101
27
100
SH
SOLE
100
0
0
THOMPSON CREEK METALS CO INC
COM
884768102
0
300
SH
SOLE
300
0
0
TIME WARNER CABLE INC
COM
88732J207
62
350
SH
SOLE
350
0
0
TIME WARNER INC
COM NEW
887317303
9
100
SH
SOLE
100
0
0
TIVO INC
COM
888706108
7
725
SH
SOLE
725
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
0
50
SH
Call
SOLE
50
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
10
81
SH
Put
SOLE
81
0
0
UNILEVER PLC
SPON ADR NEW
904767704
687
15000
SH
SOLE
15000
0
0
VERICEL CORP
COM
92346J108
2
650
SH
SOLE
650
0
0
VULCAN MATLS CO
COM
929160109
143
1700
SH
SOLE
1700
0
0
VULCAN MATLS CO
COM
929160109
0
4
SH
Call
SOLE
4
0
0
VULCAN MATLS CO
COM
929160109
21
40
SH
Put
SOLE
40
0
0
WELLS FARGO & CO NEW
COM
949746101
35
620
SH
SOLE
620
0
0
WELLS FARGO & CO NEW
COM
949746101
0
9
SH
Put
SOLE
9
0
0
WENDYS CO
COM
95058W100
587
52000
SH
SOLE
52000
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
1254
25898
SH
SOLE
25898
0
0
WYNN RESORTS LTD
COM
983134107
69
700
SH
SOLE
700
0
0
XENCOR INC
COM
98401F105
4
200
SH
SOLE
200
0
0
YELP INC
CL A
985817105
4
90
SH
SOLE
90
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
41
3400
SH
SOLE
3400
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
0
5
SH
Put
SOLE
5
0
0