0000947871-19-000838.txt : 20191122
0000947871-19-000838.hdr.sgml : 20191122
20191122162245
ACCESSION NUMBER: 0000947871-19-000838
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191114
FILED AS OF DATE: 20191122
DATE AS OF CHANGE: 20191122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Juniper Investment Company, LLC
CENTRAL INDEX KEY: 0001794034
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51371
FILM NUMBER: 191241910
BUSINESS ADDRESS:
STREET 1: 555 MADISON AVE
STREET 2: 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022-3315
BUSINESS PHONE: (212) 339-8500
MAIL ADDRESS:
STREET 1: 555 MADISON AVE
STREET 2: 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022-3315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Juniper Targeted Opportunities, LP
CENTRAL INDEX KEY: 0001680619
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51371
FILM NUMBER: 191241911
BUSINESS ADDRESS:
STREET 1: 555 MADISON AVENUE, 24TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-339-8500
MAIL ADDRESS:
STREET 1: 555 MADISON AVENUE, 24TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MICHAS ALEXIS P
CENTRAL INDEX KEY: 0001044005
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51371
FILM NUMBER: 191241912
MAIL ADDRESS:
STREET 1: 940 WINTER STREET
STREET 2: C/O PERKINELMER
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bartholdson John A.
CENTRAL INDEX KEY: 0001382909
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51371
FILM NUMBER: 191241913
MAIL ADDRESS:
STREET 1: C/O STONINGTON PARTNERS, INC.
STREET 2: 540 MADISON AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINCOLN EDUCATIONAL SERVICES CORP
CENTRAL INDEX KEY: 0001286613
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 571150621
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 EXECUTIVE DRIVE
CITY: WEST ORANGE
STATE: NJ
ZIP: 07052
BUSINESS PHONE: 9737369340
MAIL ADDRESS:
STREET 1: 200 EXECUTIVE DRIVE
CITY: WEST ORANGE
STATE: NJ
ZIP: 07052
3
1
ownership.xml
X0206
3
2019-11-14
0
0001286613
LINCOLN EDUCATIONAL SERVICES CORP
LINC
0001794034
Juniper Investment Company, LLC
555 MADISON AVE
24TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001680619
Juniper Targeted Opportunities, LP
555 MADISON AVENUE, 24TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001044005
MICHAS ALEXIS P
555 MADISON AVE
24TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001382909
Bartholdson John A.
555 MADISON AVE
24TH FLOOR
NEW YORK
NY
10022
1
0
1
0
Common Stock
452413
I
Juniper Targeted Opportunity Fund, L.P.
Common Stock
16393
I
Alexis P. Michas
Series A Convertible Preferred Stock
Common Stock
4745764
I
See footnotes
Represents securities held of record by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund").
Represents securities held of record by Alexis P. Michas.
The Series A Convertible Preferred Stock ("Series A") is convertible into the Issuer's Common Stock on a 423.729-for-one basis at any time at the holder's election and has no expiration date. Beginning on November 14, 2022, the holder may be required by the Issuer to convert the Series A into Common Stock upon satisfaction of certain requirements.
Represents securities held of record by Juniper Fund, with respect to 3,500 Series A that on a 423.729-for-one basis convert into 1,483,051 shares of Issuer's Common Stock, and Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), with respect to 7,700 Series A that on a 423.729-for-one basis convert into 3,262,713 shares of Issuer's Common Stock.
Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Fund and Juniper Targeted Opportunities and may be deemed to beneficially own the securities held by Juniper Fund and Juniper Targeted Opportunities. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of Juniper Fund) and Juniper TO Investors, LLC (the general partner of Juniper Targeted Opportunities), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the securities held by Juniper Fund and Juniper Targeted Opportunities. On November 14, 2019, Mr. Bartholdson was appointed to the board of directors of the Issuer.
Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 3 except to the extent of such Reporting Person's pecuniary interests.
Juniper Investment Company, LLC, By: /s/ John A. Bartholdson, Managing Member of Juniper Investment Company, LLC
2019-11-22
Juniper Targeted Opportunities, L.P., By: Juniper TO Investors, LLC, its general partner, By: /s/ John A. Bartholdson, Managing Member of Juniper TO Investors, LLC
2019-11-22
/s/ Alexis P. Michas
2019-11-22
/s/ John A. Bartholdson
2019-11-22