0001144204-19-027392.txt : 20190520 0001144204-19-027392.hdr.sgml : 20190520 20190520202523 ACCESSION NUMBER: 0001144204-19-027392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190514 FILED AS OF DATE: 20190520 DATE AS OF CHANGE: 20190520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen David Seth CENTRAL INDEX KEY: 0001711622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36439 FILM NUMBER: 19840578 MAIL ADDRESS: STREET 1: C/O STANDARD OIL STREET 2: 299 BISHOP AVENUE CITY: BRIDGEPORT STATE: CT ZIP: 06610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Precipio, Inc. CENTRAL INDEX KEY: 0001043961 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 911789357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12325 EMMET ST CITY: OMAHA STATE: NE ZIP: 68164 BUSINESS PHONE: 203 787 7888 MAIL ADDRESS: STREET 1: 4 SCIENCE PARK CITY: NEW HAVEN STATE: CT ZIP: 06511 FORMER COMPANY: FORMER CONFORMED NAME: TRANSGENOMIC INC DATE OF NAME CHANGE: 20000119 4 1 tv522080_4.xml OWNERSHIP DOCUMENT X0306 4 2019-05-14 0 0001043961 Precipio, Inc. PRPO 0001711622 Cohen David Seth C/O PRECIPIO, INC. 4 SCIENCE PARK NEW HAVEN CT 06511 1 0 0 0 8% Convertible Promissory Note 7.12 2019-05-14 4 A 0 219780.22 7.12 A Common Stock 30869 30869 D Warrant to Purchase Common Stock 9.56 2019-05-14 4 A 0 30869 9.56 A 2019-11-14 2029-05-14 Common Stock 30869 30869 D In connection with a 8% Senior Secured Convertible Promissory Note dated May 14, 2019, the holders of a majority of the aggregate principal amount of the convertible promissory notes that were issued by the registrant in the offering of which the note purchased by the reporting person is a part have the right to elect to convert the entire unpaid principal amount (and accrued interest) of such notes into the common stock of the registrant from the time of issuance up to the maturity date of such notes. N/A In connection a Common Stock Purchase Warrant Agreement dated May 14, 2019, the reporting person may purchase one share of the issuer's common stock per warrant at a price per share of $.9.56 /s/ David Cohen 2019-05-20