0001144204-13-053863.txt : 20131003
0001144204-13-053863.hdr.sgml : 20131003
20131003165716
ACCESSION NUMBER: 0001144204-13-053863
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131003
DATE AS OF CHANGE: 20131003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSGENOMIC INC
CENTRAL INDEX KEY: 0001043961
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 911789357
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12325 EMMET ST
CITY: OMAHA
STATE: NE
ZIP: 68164
BUSINESS PHONE: 4027385480
MAIL ADDRESS:
STREET 1: 12325 EMMET STREET
CITY: OMAHA
STATE: NE
ZIP: 68164
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COLONNESE MARK P
CENTRAL INDEX KEY: 0001040766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30975
FILM NUMBER: 131134405
MAIL ADDRESS:
STREET 1: 8995 WESTSIDE PARKWAY
CITY: ALPHARETTA
STATE: GA
ZIP: 30004
4
1
v356700_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-09-30
0
0001043961
TRANSGENOMIC INC
TBIO
0001040766
COLONNESE MARK P
C/O TRANSGENOMIC, INC.,
12325 EMMET STREET
OMAHA
NE
68164
0
1
0
0
Chief Financial Officer
Stock Appreciation Rights
0.36
2013-09-30
4
A
0
690000
0
A
2014-09-30
2023-09-30
Common Stock
690000
690000
D
The stock appreciation rights were granted on 9/30/2013 and are exercisable as they vest. The stock appreciation rights vest over a three-year period, with 34% of the shares subject to the stock appreciation rights vesting on the first anniversary of the grant date and the balance vesting in 24 equal consecutive monthly installments thereafter, subject to the reporting person's continued employment with the issuer on each such date.
/s/ Mark P. Colonnese
2013-10-03