0000899243-18-031063.txt : 20181214 0000899243-18-031063.hdr.sgml : 20181214 20181214161151 ACCESSION NUMBER: 0000899243-18-031063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181129 FILED AS OF DATE: 20181214 DATE AS OF CHANGE: 20181214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen David Seth CENTRAL INDEX KEY: 0001711622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36439 FILM NUMBER: 181235708 MAIL ADDRESS: STREET 1: C/O STANDARD OIL STREET 2: 299 BISHOP AVENUE CITY: BRIDGEPORT STATE: CT ZIP: 06610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Precipio, Inc. CENTRAL INDEX KEY: 0001043961 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 911789357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12325 EMMET ST CITY: OMAHA STATE: NE ZIP: 68164 BUSINESS PHONE: 203 787 7888 MAIL ADDRESS: STREET 1: 4 SCIENCE PARK CITY: NEW HAVEN STATE: CT ZIP: 06511 FORMER COMPANY: FORMER CONFORMED NAME: TRANSGENOMIC INC DATE OF NAME CHANGE: 20000119 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-29 0 0001043961 Precipio, Inc. PRPO 0001711622 Cohen David Seth C/O PRECIPIO, INC. 4 SCIENCE PARK NEW HAVEN CT 06511 1 0 1 0 Common Stock 860881 D 8% Convertible Promissory Note 0.24 2018-11-29 4 A 0 54945.05 0.24 A Common Stock 228937 228937 D Warrant to Purchase Common Stock 0.36 2018-11-29 4 A 0 189466 0.36 A 2019-05-29 2023-11-29 Common Stock 189466 189466 D In connection with a 8% Senior Secured Convertible Promissory Note dated November 29, 2018, the holders of a majority of the aggregate principal amount of the convertible promissory notes that were issued by the registrant in the offering of which the note purchased by the reporting person is a part have the right to elect to convert the entire unpaid principal amount (and accrued interest) of such notes into the common stock of the registrant on the maturity date of such notes. N/A In connection a Common Stock Purchase Warrant Agreement dated November 29, 2018, the reporting person is may purchase one share of the issuer's common stock per one dollar invested at a price per share of $0.36. /s/ David Cohen 2018-12-14