SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kopp LeRoy C

(Last) (First) (Middle)
7701 FRANCE AVENUE SOUTH
SUITE 500

(Street)
EDINA MN 55435

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRANSGENOMIC INC [ TBIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2001
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/18/2006 P 40,000 A $0.54 765,000 I By Kopp Holding Company(1)
Common Stock 05/19/2006 P 30,000 A $0.52 795,000 I By Kopp Holding Company(1)
Common Stock 08/11/2006 P 50,000 A $0.43 845,000 I By Kopp Holding Company(1)
Common Stock 12/29/2006 P 70,000 A $0.45 915,000 I By Kopp Holding Company(1)
Common Stock 01/05/2007 P 30,000 A $0.63 945,000 I By Kopp Holding Company(1)
Common Stock 01/09/2007 P 30,000 A $0.64 975,000 I By Kopp Holding Company(1)
Common Stock 01/10/2007 P 40,000 A $0.65 1,015,000 I By Kopp Holding Company(1)
Common Stock 01/11/2007 P 30,000 A $0.7 1,045,000 I By Kopp Holding Company(1)
Common Stock 02/02/2007 P 40,000 A $0.77 1,085,000 I By Kopp Holding Company(1)
Common Stock 02/05/2007 P 40,000 A $0.72 1,125,000 I By Kopp Holding Company(1)
Common Stock 02/08/2007 P 50,000 A $0.76 1,175,000 I By Kopp Holding Company(1)
Common Stock 02/09/2007 P 50,000 A $0.79 1,225,000 I By Kopp Holding Company(1)
Common Stock 02/12/2007 P 40,000 A $0.76 1,265,000 I By Kopp Holding Company(1)
Common Stock 02/13/2007 P 40,000 A $0.78 1,305,000 I By Kopp Holding Company(1)
Common Stock 03/12/2007 P 30,000 A $0.68 1,335,000 I By Kopp Holding Company(1)
Common Stock 03/13/2007 P 30,000 A $0.7 1,365,000 I By Kopp Holding Company(1)
Common Stock 03/14/2007 P 30,000 A $0.71 1,395,000 I By Kopp Holding Company(1)
Common Stock 03/15/2007 P 30,000 A $0.69 1,425,000 I By Kopp Holding Company(1)
Common Stock 03/16/2007 P 30,000 A $0.69 1,455,000 I By Kopp Holding Company(1)
Common Stock 03/19/2007 P 30,000 A $0.68 1,485,000 I By Kopp Holding Company(1)
Common Stock 05/31/2007 P 25,000 A $0.71 1,510,000 I By Kopp Holding Company(1)
Common Stock 08/29/2001 P 2,800 A $10.12 2,800 I By Spouse(2)
Common Stock 01/02/2004 P 5,000 A $2.07 7,800 I By Spouse(2)
Common Stock 09/02/2005 P 16,200 A $1.09 24,000 I By Spouse(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares are held indirectly by Mr. Kopp by virtue of his position as the control person and 100% owner of Kopp Holding Company, a Minnesota corporation.
2. The filing of this report shall not be deemed an admission that Mr. Kopp is the beneficial owner of these shares for purposes of Section 16 of the Exchange Act of 1934.
Remarks:
Form 5 of 5
LeRoy C. Kopp 07/10/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.