-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B4iIwwIm8ibGKqtbTx0MMaCFQAaWr1SmMi76lPgjfeczn6mXsafNopMRtHFq4wo0 c2+zs7piWEyT9/vxtnKW4A== 0000950120-98-000037.txt : 19980204 0000950120-98-000037.hdr.sgml : 19980204 ACCESSION NUMBER: 0000950120-98-000037 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980114 FILED AS OF DATE: 19980203 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYNAPTX WORLDWIDE INC CENTRAL INDEX KEY: 0001043933 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 870375342 STATE OF INCORPORATION: UT FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-22969 FILM NUMBER: 98520051 BUSINESS ADDRESS: STREET 1: 385 AIRPORT ROAD STREET 2: SUITE A CITY: ELGIN STATE: IL ZIP: 60123 BUSINESS PHONE: 8476220200 MAIL ADDRESS: STREET 1: 385 AIRPORT ROAD STREET 2: SUITE A CITY: ELGIN STATE: IL ZIP: 60123 COMPANY DATA: COMPANY CONFORMED NAME: HANIK RICHARD E CENTRAL INDEX KEY: 0001054281 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O SYNAPTX WORLDWIDE INC STREET 2: 385 AIRBORT RD SUITE A CITY: ELGIN STATE: IL ZIP: 60121 BUSINESS PHONE: 8476220200 MAIL ADDRESS: STREET 1: C/O SYNAPTX WORLDWIDE INC STREET 2: 385 AIRBORT RD SUITE A CITY: ELGIN STATE: IL ZIP: 60121 3 1 FORM 3 OF RICHARD E. HANIK FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB APPROVAL OMB Number: 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response . . . . 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 -------------------------------------------------------------------------- 1. Name and Address of Reporting Persons Richard E. Hanik Synaptx Worldwide, Inc. 385 Airport Road, Suite A Elgin, IL 60123 --------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 1/14/1998 -------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) -------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol Synaptx Worldwide, Inc. (SYTX) --------------------------------------------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) Director 10% Owner ---- ---- X Officer Other (specify below) ---- (give ---- title below) Sect'y, Treas., CFO ------------------------ --------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) --------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ---- ____ Form filed by More than One Reporting Person --------------------------------------------------------------------------- TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED --------------------------------------------------------------------------- Title of Security 2. Amounts of 3. Ownership 4. Nature of (Instr. 4) Securities Form: Direct (D) Indirect Beneficially or Indirect (I) Beneficial Owned (Instr. 5) Ownership (Instr. 4) (Instr. 5) ----------------- ------------ --------------- --------------- Common Stock, par value $.001 per share 65,079 D ------------------ ------------- ---------------- ---------------- Common Stock, par value $.001 per share 5,000 I By Children(1) ------------------ ------------- ---------------- ---------------- ------------------ ------------- ---------------- ---------------- ------------------ ------------- ---------------- ---------------- ------------------------------------------------------------------------ (Print or Type Responses) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). (Over) SEC 1473 (7-96) FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) --------------------------------------------------------------------------- 1. Title of 2. Date Exer- 3. Title and Amount of Derivative cisable and Securities Underlying Security Expiration Derivative Security (Instr. 4) Date (Instr. 4) (Month/Day/ Year) -------------------- --------------------- -------------------------- Date Expira- Amount Exer- tion Title or cisable Date Number of Shares --------- ------- --------- --------- Common Stock, par value Stock Purchase $.001 per Option Immed. 10/1/2000 share 7,337 ------------------- ---------- --------- --------- ---------- ------------------- ---------- --------- --------- ---------- ------------------- ---------- --------- --------- ---------- ------------------- ---------- --------- --------- ----------- 4. Conver- 5. Ownership 6. Nature of sion or Form of Indirect Exercise Derivative Beneficial Price of Security: Ownership Deri- Direct (Instr. 5) vative (D) or Security Indirect (I) (Instr. 5) ----------------- -------------------------- ------------- $0.9086(2) D ----------------- -------------------------- ------------- ----------------- -------------------------- ------------- ----------------- -------------------------- ------------- ----------------- -------------------------- ------------- ---------------------------------------------------------------------- Explanation of Responses: (1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. (2) Average Exercise Price. /s/ Richard E. Hanik 1/30/98 ------------------------------- --------------- **Signature of Reporting Person Date Richard E. Hanik ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1473 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----