0001209191-21-026697.txt : 20210414
0001209191-21-026697.hdr.sgml : 20210414
20210414183227
ACCESSION NUMBER: 0001209191-21-026697
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210412
FILED AS OF DATE: 20210414
DATE AS OF CHANGE: 20210414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH DAVID BRUTON
CENTRAL INDEX KEY: 0001448501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13395
FILM NUMBER: 21826836
MAIL ADDRESS:
STREET 1: C/O SONIC AUTOMOTIVE, INC.
STREET 2: 6415 IDLEWILD ROAD, SUITE 109
CITY: CHARLOTTE
STATE: NC
ZIP: 28212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SONIC AUTOMOTIVE INC
CENTRAL INDEX KEY: 0001043509
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 562010790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4401 COLWICK ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
BUSINESS PHONE: 704-566-2400
MAIL ADDRESS:
STREET 1: 4401 COLWICK ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-12
0
0001043509
SONIC AUTOMOTIVE INC
SAH
0001448501
SMITH DAVID BRUTON
C/O SONIC AUTOMOTIVE, INC.
4401 COLWICK ROAD
CHARLOTTE
NC
28211
1
1
1
0
Chief Executive Officer
Class A Common Stock
2021-04-12
4
M
0
19882
16.76
A
445271
D
Class A Common Stock
2021-04-12
4
S
0
19882
49.83
D
425389
D
Class A Common Stock
2021-04-13
4
M
0
13029
16.76
A
438418
D
Class A Common Stock
2021-04-13
4
S
0
13029
49.16
D
425389
D
Class A Common Stock
2021-04-14
4
M
0
119490
16.76
A
544879
D
Class A Common Stock
2021-04-14
4
S
0
119490
49.78
D
425389
D
Options to purchase
16.76
2021-04-12
4
M
0
19882
0.00
D
2020-04-10
2030-04-10
Class A Common Stock
19882
437321
D
Options to purchase
16.76
2021-04-13
4
M
0
13029
0.00
D
2020-04-10
2030-04-10
Class A Common Stock
13029
424292
D
Options to purchase
16.76
2021-04-14
4
M
0
119490
0.00
D
2020-04-10
2030-04-10
Class A Common Stock
119490
304802
D
Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.
This transaction was executed in multiple trades at prices ranging from $49.36 per share to $50.07 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
This transaction was executed in multiple trades at prices ranging from $49.00 per share to $49.62 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
This transaction was executed in multiple trades at prices ranging from $49.00 per share to $50.22 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The date indicated is the grant date, and the options vest in three equal installments on the anniversary of the grant date, subject to continued employment requirements and compliance with certain restrictive covenants.
/s/ David Bruton Smith
2021-04-14