0001209191-20-009506.txt : 20200214 0001209191-20-009506.hdr.sgml : 20200214 20200214132002 ACCESSION NUMBER: 0001209191-20-009506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200212 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAVID BRUTON CENTRAL INDEX KEY: 0001448501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13395 FILM NUMBER: 20617344 MAIL ADDRESS: STREET 1: C/O SONIC AUTOMOTIVE, INC. STREET 2: 6415 IDLEWILD ROAD, SUITE 109 CITY: CHARLOTTE STATE: NC ZIP: 28212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIC AUTOMOTIVE INC CENTRAL INDEX KEY: 0001043509 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 562010790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4401 COLWICK ROAD CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-566-2400 MAIL ADDRESS: STREET 1: 4401 COLWICK ROAD CITY: CHARLOTTE STATE: NC ZIP: 28211 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-12 0 0001043509 SONIC AUTOMOTIVE INC SAH 0001448501 SMITH DAVID BRUTON C/O SONIC AUTOMOTIVE, INC. 4401 COLWICK ROAD CHARLOTTE NC 28211 1 1 1 0 Chief Executive Officer Class A Common Stock 2020-02-12 4 A 0 96716 0.00 A 503297 D Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2020. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2021, thirty percent (30%) of the shares vesting on February 12, 2022, and forty-five percent (45%) of the shares vesting on February 12, 2023. The amount of shares of Class A Common Stock beneficially owned following the reported transaction has been decreased by 235 shares to correct a previous clerical error. /s/ David Bruton Smith 2020-02-13