0001209191-17-010773.txt : 20170214
0001209191-17-010773.hdr.sgml : 20170214
20170214181244
ACCESSION NUMBER: 0001209191-17-010773
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170212
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SONIC AUTOMOTIVE INC
CENTRAL INDEX KEY: 0001043509
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 562010790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0207
BUSINESS ADDRESS:
STREET 1: 4401 COLWICK ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
BUSINESS PHONE: 704-566-2400
MAIL ADDRESS:
STREET 1: 4401 COLWICK ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH BRYAN SCOTT
CENTRAL INDEX KEY: 0001049982
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13395
FILM NUMBER: 17611838
MAIL ADDRESS:
STREET 1: 5401 E INDEPENDENCE BLVD
CITY: CHARLOTTE
STATE: NC
ZIP: 28212
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-12
0
0001043509
SONIC AUTOMOTIVE INC
SAH
0001049982
SMITH BRYAN SCOTT
C/O SONIC AUTOMOTIVE, INC.
4401 COLWICK ROAD
CHARLOTTE
NC
28211
1
1
0
0
CEO and President
Class A Common Stock
2017-02-12
4
F
0
9343
23.80
D
356540
D
Class A Common Stock
69686
I
As a member of SMDA Development I, LLC
Class A Common Stock
2017-02-12
4
F
0
7553
23.80
D
348987
D
Class A Common Stock
69686
I
As a member of SMDA Development I, LLC
Class A Common Stock
2017-02-13
4
A
0
82222
0.00
A
431209
D
Class A Common Stock
69686
I
As a member of SMDA Development I, LLC
Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.
The reporting person disclaims beneficial ownership of the shares held by SMDA Development I, LLC except to the extent of his pecuniary interest, if any, therein.
Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2017. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2018, thirty percent (30%) of the shares vesting on February 13, 2019 and forty-five percent (45%) of the shares vesting on February 13, 2020.
/s/ B. Scott Smith
2017-02-14