0001181431-13-018873.txt : 20130326 0001181431-13-018873.hdr.sgml : 20130326 20130326172453 ACCESSION NUMBER: 0001181431-13-018873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130322 FILED AS OF DATE: 20130326 DATE AS OF CHANGE: 20130326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAVID BRUTON CENTRAL INDEX KEY: 0001448501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13395 FILM NUMBER: 13717701 MAIL ADDRESS: STREET 1: C/O SONIC AUTOMOTIVE, INC. STREET 2: 6415 IDLEWILD ROAD, SUITE 109 CITY: CHARLOTTE STATE: NC ZIP: 28212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIC AUTOMOTIVE INC CENTRAL INDEX KEY: 0001043509 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 562010790 STATE OF INCORPORATION: DE FISCAL YEAR END: 0207 BUSINESS ADDRESS: STREET 1: 4401 COLWICK ROAD CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-566-2400 MAIL ADDRESS: STREET 1: 4401 COLWICK ROAD CITY: CHARLOTTE STATE: NC ZIP: 28211 4 1 rrd375001.xml X0306 4 2013-03-22 0 0001043509 SONIC AUTOMOTIVE INC SAH 0001448501 SMITH DAVID BRUTON C/O SONIC AUTOMOTIVE, INC. 4401 COLWICK ROAD CHARLOTTE NC 28211 1 1 0 0 Executive Vice President Class A Common Stock 2013-03-22 4 A 0 11674 0 A 108689 D Class A Common Stock 2013-03-22 4 A 0 44647 0 A 153336 D Class A Common Stock 2013-03-22 4 D 0 3424 0 D 149912 D Class A Common Stock 69686 I As a member of SMDA Development I, LLC Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2004 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to a one-year defined earnings per share performance condition. The restricted stock units will vest on March 31, 2014 if such performance condition is met. Mr. Smith disclaims beneficial ownership of the shares held by SMDA Development I, LLC except to the extent of his pecuniary interest, if any, therein. Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2004 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2013. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2014, thirty percent (30%) of the shares vesting on March 22, 2015 and forty-five percent (45%) of the shares vesting on March 22, 2016. Represents the forfeiture of restricted stock units granted pursuant to the Sonic Automotive, Inc. 2004 Stock Incentive Plan on March 2, 2012 based on the achievement of performance criteria for fiscal year 2012. /s/ David Bruton Smith 2013-03-26